SEARCHABLE FORMAT

Ref: AUSFB/SEC/2019-20/433 Date: 10th January 2020 To,

Listing Department National Stock Exchange of India Limited, Exchange Plaza, Bandra Kurla Complex, Bandra (East), Mumbai 400051, Maharashtra. Symbol: AUBANK

Department of Corporate Services, The BSE Limited, Phiroz Jeejeebhoy Towers, Dalal Street, Mumbai 400001, Maharashtra. Scrip Code: 540611

Dear Sir/Madam,

Sub: Reconciliation of Share Capital Audit under Regulation 76 of Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018

Pursuant to Regulation 76 of SEBI (depositories and participants) regulation 2018, we hereby enclose the report of Practicing Company Secretary in connection with the Reconciliation of Share Capital Audit for the quarter ended on 31st December 2019.

We request you to take the same on your record.

Thanking You, For AU SMALL FINANCE BANK LIMITED Manmohan Parnami Company Secretary & Compliance Officer Encl: as above