• M5u s5 BOl - QM. Bao cao thu nh~pTemplate BOl - QM. Statement of Comprehensive Income

(Ban h/Jnhkem theo Thong tu' 198/2012/TT-BTC ngay 15thiing11nam2012 vii che do ketoiin ap dvng d& v6t quf m<i)(Issued in association with Circular 198/2012/TT-BTC dated 15 Nov 2012 on the Accounting Policies tor Open-£nded Fund)

BAO cAo THU NH~PSTATEMENTOFCOMPREHENSIVEINCOME

Quy III nam 2015/ Quarter III 2015Cllng Ty TNHH Quan Ly Quy SSISS!AssetManaqementCompanyLimitedNgan Hang TNHH MC)tThanh Vien Standard Chartered (Vi(\t Nam)StandardCharteredBank(Vietnam)Ltd.Quy ETFSSIAM HNX30SSIAMHNX30ITTNgay12 thang 10nam201512Oct 2015

1.Ten cllng ty quan ly quy:ManagementFundCompanyname:Tin ngAn hang giam sat:Supervisingbank:Tin Quy:Fundname:Ngay l~p bao cao:ReportingDate:

2.

3.

4.

THU NH~P, DOANHTHU HO"'Tf>QNGI. lf>AU 111 I 01 I (9,546,717,900)1 (6,958,547,238)

INVESTMENT INCOME

11 1c6 tU'c du'qc chia 02 I 826,180,0001 2,634,076,162• Dividendincome

J..Z 1TIWI lai _du'qcnhin 03Interest income

1.3 1Thu nh~p tU' Trai tU'cIncomefrom BondCouponLlil (16) ban cac khoan .rau tu'

1..4 IRealizedgain (losses)from disposal I 04 I 560,594,3561 (2,701,954,537)Investmentsi.a1(loJ Mn cac khoandau tu'Realizedgain (losses)from salesof I 04.1 I 560,594,3561 (2,701,954,537)investmentsLal (lo) giao djch chi'.mgkhoanhanche trong 1 04.2giaodich noandoi chi'.mgchi quyChenh 1echtang, giam danh gia 1,i cac

1 5 1khoan d3u tu' chu'a thl/c hil\n I OS I (10,933,492,256)1 (6,890,668,863)• Unrealizedgain (losses)from investmentrevaluation

1•6 1Doanh thu khac I 06Other incomechAnh 1echlai, 16tY gia hoi doai da va

1 7 1chu'athl/c hi(\n I 07• Realizedand unrealizedgain (losses)fromforeign exchange

1.8 IDoanh thu khac ve dau tu' I 08• Other investment incomeCHI PHI f>AUnr I I 28,383,615 III. IINVESTMENT EXPENSE 10 63,998,505

Chi phi giao djch mua, ban cac khoan21. l.rau tu' I 11 I 28,383,6151 63,998,505• Expensefor purchasingand selling

investments----Phlm0igi6t I 11.1 I 28,383,6151 63,998,505Brokerage fee

z.z 1Chi phi crautu' khac I 15Other InvestmentsexpenseIII 1cHI PHI HO°"Tf>QNGCUAQUY 20 393,393,1961 1,132,798,427' OPERATINGEXPENSE

3.1 1Phi quan ly Quy 20.1 107,596,1571 325,147,645Managementfee3 z IPhi djch Vl,I lu'u kY ti\i san Quy I 20.2 I 42,407,7961 130,405,959• Custodianfee

Phi d/ch V(J IUIJ kY - Mo quan ti!Jissn I 20.2.1 I 31,500,000 I 94,500,000Custodian service - Safekeeping feePhi d/ch vv IUIJ zy - giao d/ch thanh toen bUtnr chUhg khoiin/ Custodian service - 20.2.2 I 3,312,7501 14,377,300Transaction feePhi akn V(J IUIJ zy t91 VSD I 20.2.3 I 7,595,0461 21,528,659Custodian service - VSDfee

3.3 IPhi djch Vl,I giam sat 20.3 69,300,0001 207,900,000Superv1s1ngfee

3 4 1Phi djch v1,1quan trj Quy 20.4 ai.oso.ooc] 183,150,000' Fundadministrativefee

3 5 1Phi djch v~ d\li ly chuyifo nhu'qng I 20.5 I 16,500,0001 49,500,000• Transfer agent feePhi djch v~ khac cua Nha cung cap

3.6 Idjch v~ cho Quy I 20.6ttbecse~ice fees

3.7 IChi phi h9p, f>\li hi)i Quy I 20.7 I -I 8,866,160• Meeting and General Meeting expense

3•8 IChi .phi kil!m toan I 20.8 I 32,566,3711 47,433,628Audit expense

3•9 IChi phi thanh ly ti\i san Quy I 20.9Asset disposal expense

s.io1chi phi h<>\ltdi)ng khac I 20.10 I 63,972,8721 180,395,035Other operating expensePhi thiet IJp quy I 20.10.1Establishment feePhi niem yet, phi dang kY chung khoiin 20.10.2 I -I 5,000,000listing feePhi ng/in hilng 20.10.3 I 1,329,0361 3,038,871Bank chargesPhi thiet k€, in an, gUt thtl. .. 20.10.4Designing, prining, posting ... ExpenseThu lao ban dvi dien QuyRemuneration of Fund's Board of I 20.10.5 I -e.oooooo I 120,000,000RepresentaavesChiphi bop va chi phf cong tac cua bandvidien I 20.10.6 I 10,082,1921 29,917,808Fund's Board of Representaaves meetingexpense & travelling expensePhf quan ly thuttng nien phJi tra choUBCKNN,HNX I 20.10.7 I 7,561,6441 22,438,356Annual management fee paid to SSC,listingfeetoHNXChiphi kh/ic I 20.10.8Other expensesKETQUA HO"°Tf>QNGf>AUnr

IV IGAIN (LOSSES)FROMINVESTMENT 23 I (9,968,494,711)1 (8,155,344,170)1 I \,,(23 = 01-10-20)

v IKETQUATHU NH,!.PVA CHI PHI KHAC 24OTHERINCOMEAND EXPENSEs.z 1Thu nh~p khac I 24.1Other income

5.21Chi phi khac I 24.2Other expenseTONGLQ1NHU~N KETOANTRllO'C

VI ITHUE I 30 (9,968,494,711)1 (8,155,344,170)PROFIT BEFORETAX

6.1 1Lql nhu~n/(111)da th\(c hi(!:n 31 964,997,545 (1,264,675,307)

• Realized profit (losses)6.2 ILqi nh~n/(16) chu'a th\(c hi(!:n 32 (10,933,492,256) (6,890,668,863)• Unrealized profit (losses)

CHI PHI THUETNDNVII ICORPORATEINCOME TAX 40

LQ1NHU,!.NKETOAN SAUTHUETNDNVIII PROFITAFTERTAX I 41 (9,968,494,711)1 (8,155,344,170)

(41=30-40)

Ghi chill Notes:(*) N~maau Mn cea Quy ~t aau tu ngay 10 thang 12 narn 2014 - ngay thanh l~p quy nen thong tin nay khong c6

As the first year of the Fund's operation started from 10 Dec 2014 - the establishment date, the tntormetion is not available

_________ ..--···

Ngan hang TNHH MTV Standard Chartered (Viet Nam)Le sv HoongTruiing phong Nghiep vu Chling khoan

• Mliu so B02 ·QM. Bao cae tinh hinh tlii chinhTemplate B02 - QM.Statement of Financial Position

(Ban hJnh kem thee Thang tu' 198/2012/TT-BTC ngay 15 thang 11 nam 2012 ve cMdp ke toen ap d;mg diJI vdl quy ma)(Issued in association with Circular 198/2012/TT-BTC dated 15 Nov 2012 on the Accounting Policies for Open-Ended Fund)

sAo cAo TiNH HiNH TAI CHiNHSTATEMENT OF FINANCIAL POSITIONTi?ingay 30 thiing 9 nam 2015 -As at 30 Sep 2015

1Ten cong ty quan ly quy:Management Fund Company name:

2 Ten ngan hang giam sat:Supervising bank:

3 Ten Quy:Fund name:

4 Ngay lip bi\o cao:Reporting Date:

Cong TyTNHHQuan LyQuy SSISS! Asset Management Company LimitedNgan Hang TNHHM9t Thanh Vien Standard Chartered (Vi~t Nam)Standard Chartered Bank (Vietnam) Ltd.Quy ETFSSIAMHNX30SSIAM HNX30 ETFNgay 12 thang 10 narn 201512 Oct 2015

--·· .. ~·... --··-··- . ···-f; '.Z,'+ . l!F• ~~l- iJ!ll ~ "~~ • ·.; ~··""·" ."~.J{li<~"li ~ Nvii3o t'h61)gs1·r11:~~J(Ngay 30 .t11inl:Kn1mrn1 ~ CHinl!u/ INDICATORS''"':·· M~s6 ~UY~, ~ 2015 . . •··· . 2015 .. ;.·'-NO. ~.,.., . ,, '.'..{~:~ · .l!llnh; ,· ~i\t305eP2cil,s".'L .Asat.30Jun"~15·"' p,'." ,·+15-~ -c-

TAISANI. ASSETS

1.Tien gU1ngan hang va cac khoan tu'dng du'dng tien

110 697,247,341 845,470,295Cash at bank and cash equivalentTrongdo: ~~\1147-1In which:

•...\;) '~1.1 Tien gU1ngan hang cho heat di)ng cua Quy

111 697,247,341 84S,470,295 .~ ia'r-~1-\f\,Cash at bank for Fund's operation~ '\i~~l\~111\~l\~

2.cac khoan dau tu' thuan

120 79,060,386,600 88,676,554,SOO 0 w,O'i·n\~~"Investmentscac khoan dau tu'

121 79,060,386,600 88,676,554,500 ~ ~'\~~\)~~\)ci~2.1 Investments .•.. \\J\t.i ~Crfphieu 79,060,386,600 88,676,554,500 0 .121.1 ''It,Shares

~41ruu€Jrratphieu121.2 -Bonds

Quyen mus121.3Rights

Tien glt1 co kY hifln hem 3 thang121.4Deposit greater than 3 months

Chung chi uen gU1ghl danh121.5Registered Deposit Ceroficate

oau wkhac121.6Other Investments

2.2DI/ phong giam gla tal san nh~n the chap 122 ~··Impairment of devaluation of assets as pledge

':t.3.cac khoan phai thu 130 80,791,096 246,362, 192ReceivablesPhai thu ve ban cac khoan dau tu' 1313.1 Receivables from Investments sold but not yet settledTrong do: PhJi thu kh6 dO! ve Mn ale khoan aau tu'

132Jn which: Overdue receivables from selling investments

3.2Phai thu va di/ thu co tu'c, tien lai cac khoan dau tu' 133 75,750,000 236,280,000Dividend and interest receivables

3.2.1Phal thu co ru'c, tien lai den ngay nh~n 134Dividend and Interest receivables

rrong do: Phai thu kno dot ve cri'we, uen lai den ngay nh~n nhttng cbu»135nh~nd~

Jn which: Overdue receivables from dividend, interest income

3.2.2DI/ thu co tU'c, tien lal chu'a den ngay nh~n 136 75,750,000 236,280,000Accrual dividend, interest incomeDI/ thu of tUt 136.1 75,750,000 236,280,000Dividend receivables

DI/ thu trai tuc 136.2Receivables from bond coupon

SIT/NO

3.3 Icac khoen phal thu khacI 137 I I 5,041,096 I 10,082,192Other receivables

DI/ thu tai lien gUI - lien gUI c6 kY h(Jn khOng qua 3 thangI 137.1Interest receivables from term-deposit less than 3 months

Tra tnnk: phi to' cnuc d(Ji h9/ thu'ong nienI 137.2Prepaid expense for AGM organization

Gic khoiin d~t coc va Ung tnl<lcI 137.3 I I 5,041,096 I 10,082,192Deposit suspense

3.4 I 138

II. I 300

1. IVay ng~n h~nI 311Shorterm loans

Phai tr.i ve mua cac khoan dau tu'I 3122. IPayables for securities bought but not yet settled

Phai tra phi phat hanh, mua 1~1ch(tng chi quy cho D~i ly phan phol va

3.cong ty quan ly quy

I 313 I I I 1,665,240ISubscription and Redemption fee payable to distributors and fundmanagement companyThue va cac khoan phai n(>p Nha nu'oc

I 3144. 1Tax payables and obligations to the State BudgetPhai tr.i thu nh~p cho Nha dau tu'

I 3155. IProfit distribution payables

Phal tr.i nha dau tu' tren tai san giu h9I 315.1Payables to Investors for investment bought on behalf

Phai tr.i nha dau tu' tren co tltc dli thu315.2 ·~Payables to Investors for collected dividend .)'

"'>6.Chi phi pha1 tra

316 81,851,436 39,202,873 ':\"IExpense Accualsj~~ \IPhai tra phi m6t girJI

316.1 \ENBrokerage fee payable·i;11.>"=\iTnCh tntOc phi Idem roan

316.2 47,433,628 14,867,257

~~Expense saruets- Audit feeTnCh tnnic phi h(Jp d(Ji h9f

316.3 /\'-<'1Expense accruals - General meeting :;yITnCh tnnic phi hpp Ban D(Ji di~n Quy316.4 - - ,;;::?

Expense acr:ruals - Board of RepresentiJtives meetingTnCh tnnic phi c6ng tic Ban D(J/d;en Quy

I 316.5Expense accruals - Board of RepresentiJtives travelling expenseTnCh tnnx: thu /ao ban d(Ji di~ quy

4,500,000 4,500,000Expense acr:ruals - Remuneration Payable to Fund's Board of 316.6~RepresentiJtivesq - C.t.1TnCh tntOc chi phi hpp va chi phi c6ng tac cua ban d(JI di~n

316.7 29,917,808 19,835,616 ~Accrual for Board of RepresentiJtlves meeting expense & travelling

CONG T'!TnCh tnnic phi Mo cso thu'<'fng nren316.8

1Expense acr:ruals for Annual reportHltHl~M HL.IPhal tr.i cho Nha dau tu' ve mua Ch(tng chi quy

317 - JAN LY a7 1Subscription Suspense Payable

8IPhai tr.i cho Nha dau tu' ve mua 1~1Ch(tng chi quy

318 SSlIRedemption payable

>----..--:IPhai tr.i dlch v11quan ly Quy ETF 103,244,200 108,215,3109 IFund management related service expense payable 319

~9.1

ITrich tru'oc phal tr.i phi quan ly319.1 32,794,200 37,665,310IExpense accruals for Management fee

9.2Phai tr.i phi lu'u kY

I 319.2 I I 10,500,000 I 10,600,000ICustodian fee payablesTn'ch tntOc phat tra phi den vµ tau kY

I 319.2.1 I I 10,500,000 I 10,500,000Expense accruals for Custodian serviceTnCh tnnic phi d,ich "II luu kY - giao dich chtJng khoan I 319.2.2 I I I 100,000Expense acr:ruals for Custodian service - Transaction fee

9.3Trich tru'oc phi giam sat

I 319.2.3 I I 23,100,000 I 23,100,000IExpense accruals for Supervising fee

k

9.4 ITrich tntOc: phi quan tr! quy I 319.2.4 I I 20,350,000 IExpense accruals for Fund administration fee 20,350,000

9.5 1Trich tntoc phi djch vu d~i ly chuyen nhu"c;tng I 319.2.5 I I 16,500,000 IExpense accruals for Tranfer agency fee 16,500,000

10IPhai tra, phal nqp khac

I 320 I I 7,479,452 IOther payables 4,958,904

Phaitrii phi thiet l~p quf ban dauIFundinitial set-up feepayables 320.1

Phiil trii phi giao dich chung khoiin hp nhii dau tu'I 320.2Transactionfee Payableson behalf of investors

Ph;ii tr;i phi qu;in ly thu'l'!ngnien cho UBCKNNIAnnualmanagementfeepaid to SSC 320.3 I I 7,479,452 I 4,958,904

I 320.4

GIATRJ1NAM GIO' CHUNG CHI QUY MO' 400 79,645,849,949 89,614,344,6601ISTRIBIITABLE NET ASSET VALUE (I-II)

1. IVon g6p cua cac nha dau tu"411 101,000,000,000Paid up capital 101,000,000,000

1.1. 1Von g6p phat hanh

I 412 I I 103,000,000,000 I 103,000,000,000Capital from subscription

1.2. 1Von g6p mua l~i

I 413 I I c2,ooo,ooo,ooo) I (2,000,000,000)Capital from redeemption

2.ITh~ng du" von g6p cua Nha dau tu"

I 414 I I 39,292,726 IShare premium 39,292,726

3. 1Lc;tinhu~n chu'a phan phol

I 420 I I c21,393,442,777) I (11,424,948,066)Undistributed earnings

3.1 ILc;1i~hu~n chu'a phan phoi aau _kY I 420.1 I I (11,424,948,066)1 (16,777,041,766)Retained earning at the beginning of the period

3.2 1LQi nhu~n chu'a phan phoi trong ky

I 420.2 I I (9,968,494,711)1 5,352,093,700Retained earning during the period

GIA TRJ TAI SAN RONG CUA QUY MO-TREN 1 f>O'NVJ

IV. 1cHltNGCHi QUY

I 430 I I 7,885.12 I 8,872.70NET ASSET VALUE PER FUND CERTIFICATE(IV=(I-II)/III)

v. ILQ'I NHU~N f>A PHAN PHOI CHO NHA f>AUnrI 440DISTRIBUTED EARNINGS

1. ILc;1in_hu~n/tai sa~ aa phan phol cho Nha dau tu" trong kYI 441Distributed earnings assets in the period

Lc;1inhu~n aa phan phoi cho Nha dau tu" luy kll tli khi thanh l~p Quy mo2. Iden kY i~p bao cao nay I 442

Accumulated distributed profit/ assets

1. ITai san nh~n the chapI 001Assets received as pledge

2. 1Nq kh6 ifoi ifa xii' ly

I 002Written off bad debts

Ngllfl ~ cac 10,1I 0033. IForeign currencies

SOIU'qng Chitng chi quy ifang htu hanh I 004 I I 10,100,000.00 I 10,100,000.004. INumber of outstanding fund certificates

Ngan hang TNHH MTV Standard Chartered (Viet Nam)Lesv HoangTruong phoog NghieP vu Ch((ng khoen

• Miu so B05g - QM. Bao cao hl'u chuyen tfen t~Template B05g - QM. Cash flow statement

(BanhJnh kem theo Thongtu' 198/2012/TT-BTCngay 15thing11nam2012 vecM 119ketoan ;Jpdµng lfOi vcJiquy mo)(Issued in associationwith Circular198/2012/TT-BTCdated 15 Nov2012 on theAccountingPoliciesfor Open-EndedFund)

BAO CAO LU'U CHUYEN TIEN T~CASH FLOW STATEMENT

QuyIll nam2015/ QuarterIll 2015

Ten Cong ty quan ly quy:Management Fund Company:Ten ngan hang glam sat:Supervising bank:Ten Quy:Fund name:Ngily 1$ip bilo dio:Reoortinq Date:

Cong Ty TNHH Quan Ly Quy SSISS! Asset Management Company LimitedNgan hi\ng TNHH mqt thanh vien Standard Chartered (Vi~t Nam)Standard Chartered Bank (Vietnam) Ltd.Quy ETFS5IAM HNX30SSIAM HNX30 ITTNgay 12 thang 10 n~m 201512 Oct 2015

1. Lc;linhu~n tru'ck Thue thu nh~p doanh nghl~pProfit before income tax

022. f>feu chinh cho die khoan tiing gla tr] ti\I san ri>ng tit die ho\'tOqng t'Fautu'Adjustment for NAV increase from Investing activities

10,933,492,256 (7,437,243,755)

(7,437,243,755)(- lai) ho~c (+ 16) chenh lech tY gia hoi !Joaij !Janh gia IQicac khoan !fciutu' chu'a thuc hienUnreliased Gain or (Loss) from FX valuation/Investment revaluation

03 10,933,492,256

(+) chi phf trfch tnrccIncrease of Accrued Expenses 04

3. Lc;linhu~n tit ho\'t Oqng t'Fautu' tru'ck thay (lol von lu'u dqngProfit from investing activities before changes in working capital (2,085,150,055)05 964,997,545

(-)Tang(+) giam !fciu tu'(Increase), Decrease Investments 05.1 (1,317,324,356) 4,162,843,655

(-)Tang,(+) giam phai thu ban chli'ng khoan !fciu tu'(Increase), Decrease in Receivables from investments sold but not yetsettled

06

(165,580,000(-)Tang,(+) giam du thu phai thu tien lai cac khoan !fciu tu'(Increase), Decrease in Dividend and interest receivables 07 160,530,000

4,986,301(-)Tang, (+) giam cac khoan phai thu khac(Increase), Decrease in other receivables 08 5,041,096

(+)Tang,(-) giam vay ngan nanIncrease, (Decrease) in Short term Loans 09

(+) Tang, (-) giam phai tra cho ngu'oi ban(Decrease), Increase in payables for securities purchased but not yetsettled

10

1,665,240

(+) Tang, (-) giam phai tra cac f>Qi ly phan phOi Chli'ng chi quy, Cong tyQuan ly Quy(Decrease)/increase in subscription and redemption fee payable todistributors and Fund Management Company

11 (1,665,240)

(+)Tang,(-) giam phai tra thu nh~p cho Nha !fciu tu'Increase, (Decrease) profit distribution payables(+) Tang, (-) giam Thue vii cac khoan phai n()p Nha nu'ocIncrease, (Decrease) Tax payables and obligations to the State Budget

12

13

(+) Tang, (-) giam phai tra cho Nha !fciu tu' ve mua Chli'ng chi quyIncrease, (Decrease) Subscription Suspense Payable 14

(+)Tang,(-) giam phai tra cho Nha !fciu tu've mua IQiChltng chi quyIncrease, (Decrease) Redemption payable 15

(18,524,990)(+) Tang, (-) giam phal tra, phal n()p khacIncrease, (Decrease) Other payables 16 45,169,111

(103,405,366)(+)Tang,(-) giam Phai tra djch VV quan ly Quy moIncrease, (Decrease) Fund management related service expense payable 17 (4,971,110)

(+)Tang,(-) giam Thue Thu nh~p doanh nghiep !Ja n()pIncrease, (Decrease) Income Tax Payment 18

Lu'u chuyen tJen thuJn tu hOflt tlpng tfliu tu' (1.+2+'3JNet cash now from Investing activities 19 (1.48,222,954) 1.,796,834,785

1. Tien thu tU' phat hanh Chti'ng chi quy ITTReceipts from subscriptions

32

3. Tien vay gocPrincipal of Loans 33

(1,665,240,256)

31

2. Tien chi mua lai Chti'ng chi quy ITTPayments for redemptions

4. Tien chi tra nc;Jgoc vayPayment of Principal loans 34

5. Tien chi tra co tu'c, tien lai cho nha aau tirDividend, profit distribution payment 35

Lu'Uchuyen tien. thuan tu hOflt t19n11ta/ chinh (:t~2+3c~4.-5)Net eash outflows from financing activities · · '·" "·

Tien gUI ngan hang aau l<Y: I 51 I I 845,470,295 I 713,875,766Cash at bank of the beginning of period- Tien gUI ngan hang cho heat i:Ti)ngcua Quy I 52 I I 845,470,295 I 713,875,766Cash at bank for Fund's operation- Tien gUI cho heat i:Ti)ngmua ban cua nha aau tir I 53Cash at bank for Fund's subscription/redemption

~

Tien gUI ngan hang cuoi ky: 56 697,247,341 845,470,295Cash at bank of the end of period- Tien gUI ngan hang cho heat i:Ti)ngcua Quy 57 697,247,341 845,470,295Cash at bank for Fund's operation- Tien gUI cho hoat i:Ti)ngmua ban cua nha aau tu 58Cash at bank for Fund's subscription/redemption- Tien gUI phong t6aFrozen Account

Ngan hang TNHH MTV Standard Chartered (Vi~t Nam)Le Sy HoangTruong phong Nghi~p vu Chti'ng khoan

• Ph\! li.ic 18. Mliu bao cao (fjnh kY v'@hott dqng 11liubl cua quyAppendix 18. Periodical Report on Fund's Investment Activities

(Ban h8nh kem theo T776ngtu' sO229/2012/TT-BTCngay 27 tMng 12 oom 2012 CUa89 Taichfnh hutJng c/JntMnh ~p va quan IYquf hoiin dOtdanh ml,IC)(Issued In association with Circular 229/2012{TT-BTCguiding establishment and management of ExchangeTraded Fund)

BAOcAo f>JNHKYVE HO~T £>¢NGf>AUnr CUAQUYPERIODICAL REPORTON FUND'S INVESTMENTACTIVITIES

T<;Ingay 30 thiing 9 nJm 2015 - As at 30 Sep2015

Ten oong ty quan ly quy:Management Fund Company name:Ten ngan hang giam sat:Supervising bank:Ten Quy:Fund name:Ngay l'p bao cao:Reporting Date:

CongTy TNHHQuan Ly Quy SSISS!Asset Management Company LimitedNgan Hang TNHHM9t Thanh Vien Standard Chartered (Vl~t Nam)Standard Chartered Bank (Vietnam) Ltd.Quy ETFSSIAM HNX30SSIAMHNX30ETFNgay 12 thang 10 nam 201512 Oct 2015

Assets

1.1 Ilien glti ngan hang va cac khoan tu'dng du'dng tlen 12201 I 697,247,3411 845,470,295cash at bank and cash equivalentlien 12202Cash In banklien glti ngan hang 12203 I 697,247,3411 845,470,295Cashat bankcac khoan tu'dng du'dng tien 12204Cashequivalent

1.2 1cac khoan d'au tu' (ke chi tlet)12205 I 79,060,386,6001 88,676,554,500Investments

co phieu nlem yet 12205.1 I 79,060,386,6001 88,676,554,500Listed sharesQuyen mua 12205.2Rights

1.3 COtu'c, trill tu'c du'~Cnh~n 12206 I 75,750,000 I 236,280,000IDividend and coupon receivablesPhai thu c6 tU'c,tlen lal den ngay nh~n 12206.01Dividend and Interest receivablesDI/ thu c6 tu'c, tien 1a1dura den ngay nh~n 12206.02 I 75,750,0001 236,280,000Accrualdividend, Interest Income

1.4 Laldlf\1<:n~n 122071Interest receivableslien ban ch((ng khoan chOthu (ke chi tlet)

122081.5 IReceivablesfrom Investments sold but not yet settled(In details)

1.6 Icac khoan pMI thu khac 12210Other receivables

1.7 Icac tal san khilc 12211 I 5,041,0961 10,082,192Other assetsTra tru'Ocphi quan IYnlem yet hang n~m ~i SGDCK 12211.1 I 5,041,0961 10,082,192Prepaidexpense for listing fee at HOSE

1.8 ITong tai san 12212 I 79,838,425,0371 89,768,386,987Total Assets

II Nq 122131uabilities

lien pMi thanh toan mua ch(tng khoan (ke chi tlet)1221411.1 IPayblesfor securities bought but not yet settled

(In details)Phal tra mua c6 phieu 12214.1Outstanding Settlement of buying securities

1 2 1cac khoan phai tra khac 12215 I 192,575,0881 154,042,3271 · Other payablesPMI tra nM dau tu' 12215.1Payablesto InvestorsPh8/ua nh8 d§u tir tren ta/ ssn giil 119 12215.1.1Payablesto investors for Investment bought on behalfPhJIw nh8 d§u tir tren ed tUt da thu 12215.1.2Payablesto investors for collected dividend

Phill tra phf d!Ch V\I d;;il IYchuy~n nhu'Qng 12215.2 I 16,500,0001 16,500,000Transfer Agency fee payablePtial tra phf mol glOI 12215.3Broker fee payablePhill tra phf quan IYChorong ty quan IYquy 12215.4 I 32,794,2001 37,665,310Payablesmanagement fee for FMCPhill tra phf quan trl quy 12215.5 I 20,350,0001 20,350,000Fund Administration fee payablePhal tra phf lu\J kY,glam sat, phf glao djch cho Ngiln hang

12215.6 I 33,600,0001 33,700,000glam satCustodian, supervisory fee and transaction fee payablePhJI tra phi d/ch vµ tuu kY 12215.6.1 I 10,500,0001 10,500,000Custodyservice fee payablesPhJI tra phi gl.im sat 12215.6.2 I 21,100,0001 23,100,000Supervisoryservice fee payablePhJI tra phi glao dkn chtJngkhoan cos Quy 12215.6.3 I -I 100,000Transactionfee Payablesof the Fund

Phal tra thu lao ban d;;ildi~n quy 12215.7 I 4,500,0001 4,500,000Remuneration Payable to Fund's Board of Representatives

Phill tra phf k~m teen 12215.8 I 47,433,6281 14,867,257Audit fee payablePhal tra phl hop d;;il h91 12215.9General meeting expense payablePhal tra phf bao cao thu'Ong nlen 12215.10Annual report expense payablePhal tra phi phat hanh, mua l;;ilch((ng chi quy cho £>;;iilyphiln phol va COngty quan ly quy 12215.11 I -I 1,665,240Subscription and Redemption fee payable to distributors andFund Management CompanyPtia1tra khac 12215.12 I 37,397,2601 24,794,520Other payablesPhJI tra phi thlet ~p quy ban d"!iu 12215.12.1Fund Initial set-up fee payablesPhJI tra phi quan IY thuflng nien cho UBCKNN 12215.12.2 I 7,479,4521 4,958,904Annual management fee paid to SSCDI/ chi phi cung cap d,ichvµ tlnh glii trj tai sen rong tham

12215.12.3chleu (iNAI? ChoHNXAccrual expensespayable to HNX for iNAVcalculationDI/ chi phi cap quyen sU'dµng chi s5 ChoHNX 12215.12.4Accrual expensespayable to HNX for Index usageDI/ chi chi phi c6ng tac cua Ban dii11d~n 12215.12.5 I 29,917,8081 19,835,616Fund'sBoard of Representatives business expensePhJltra kMc 12215.12.6Other payableT<ing nq 12216 I 192,575,0881 154,042,327

II.3 1Total liabilitiesTai san ..Ong cua quy (I.8-II.3) 12211 I 79,645,849,949 I 89,614,344,660

III INet asset value of Fund (I.8-II.3)

IV T<ing s0 chU'ng chi quy dang htu hanh 12218 I 10,100,000.001 10,100,000.00INumber of total outstanding fund certificates

v Gia trj tal san ..Ong tren m{it chU'ng chi quy (III/V)12219 I

7,885.721 8,872.701Net asset value per unit certificate (III/V)

(*) Ngay 10 thang 12 nl!m 2014 la ngay thanh l~p quy nen thong tin nay khong c6As 10 December 2014 ls fund establishment date, these Information are not available

Ngan haLesv HoangTru'OnqphOnqNqh~D vu Ch((nq khoan

•Phi.i li.ic 18. Miu bao cao cJjnh kY ve ho\lt dqng cfau tu' cua quy

Appendix 18. Periodical Report on Fund's Investment Activities(Ban hanh kem theo Thong tu' so 229/2012/TT-BTC ngay 27 thcing 12 nam 2012 cua EJ9 Tai chinh ht/ang dJn thanh !Jp va quan /y quy hoen dOi danh mµc)

(Issued in association with Circular 229/2012/TT-BTC guiding establishment and management of Exchange Traded Fund)

sAo cAo E>JNHICY v'E HO~T E>QNGalu TU' cuA QuvPERIODICAL REPORTON FUND'S INVESTMENT ACTIVITIES

Quy III nam 2015/ Quarter III 2015

Cong Ty TNHH Quan Ly Quy SSISSI Asset Management Company LimitedNgan Hang TNHH Mqt Thanh Vien Standard Chartered (Vi~t Nam)Standard Chartered Bank (Vietnam) Ltd.Quy ETFSSIAM HNX30SSIAM HNX30 ETF

Ten cong ty quan ly quy:Management Fund Company name:Ten ngan hang giam sat:Supervising bank:Ten Quy:Fund name:Ngay l~p bao cao:Reporting Date:

Thu nh~p tit hoat dqng cfau tu'Investment incomeCo tire, trai tltC cfu'QCnh~n 12221 I 826,180,000 I 1,319,056,162 I 2,634,076, 162Dividend, Bond coupon income

2 1Lai cfu'qcnh~n 12222Interest income

3 1Cele khoan thu nh~p khac 12223Other income

II 1chi phi 12224 I 421,116,811 I 404,532,562 I 1,196,796,932Expense

1 IPhf quan ly tra cho cong ty quan ly quy 12225 I 107,596,157 I 107,630,812Management fee for FMC

2 Phf lu'Uk'(, giam sat tra cho NHGS 12226 I 111,395,046 I 113,895,9991custodian, Supervisory fee for Supervisory BankPhi djch vµ Iuu f<Y tai san 12226.1 I 31,500,000 I 31,500,000Custodian service feePhi giao djch ch(/ng khoan 12226.2 I 3,ooo,ooo I 5,500,000Transaction feePhigiamsat 12226.3 I 69,300,000 I easoo.ooo I 207,900,000Supervisory feePhi djch vµ tuu f<Y t9i VSD 12226.4 I 7,595,046 I 7,595,999 I 21,528,659Custodian service - VSDfeeChi phf dtch v1,1quan tr! quy, chi phf d!ch v1,1ct;;iilychuyen nhu'qng va cac chi phf khac ma cong ty quan lyquy tra ChOto ChUCCung cap dich vu COlien quan (neu

I 77,550,000 I 77,550,000 I 232,650,0003 [co): 12227Fund Administration Fee, Transfer Agency Fee, andother fee paid to relevant Fund's service providers (ifany)Chi phi djch v1,1quan trt Quy 12227.1 I 61,050,000 I 61,050,000 I 183,150,000Fund Administration FeeChi phi djch v1,1D9i ly Chuye'nnht/(fng 12227.2 I 16,500,000 I 16,500,000 I 49,500,000Transfer Agency FeePhi cung cap djch VI,/ tfnh gici tr; tai san rong tham

12227.3chieu (iNAV) tra cha HNXExpensespayable to HOSE for iNAV calculationPhi cap quyen su dµng chi so tra cha HNX 12227.4Expensespayable to HOSEfor Index usage

4 1chi phf kiem toan tra cho to durc kiem toan 12228 I 32,566,371 I 14,867,257 I 47,433,628Audit fee

Ngay 12 thang 10 narn 201512 Oct 2015

t:M '~---~ n.' ··i<li'll''·· ..;~f:·.~·'::. ~>j'J. " "~ .••,, ~-·~·· e> ··~· "' •.• . . 71"'·"·hi' ' tr··--w,.,,.. ".~, ~--..·-"1<-·~'I'~-~i~~~f'i(~~f;:~~:.::~~J~~eu;~· ~ ';)~'.:~ 'Ma.chi.tieu ~~Quf!ll ~r:n ;cir5.:,·:0;·' t ··u.,1:ri'.2oi~ &~i!.l!ke,,.t!(..cfi~.,gam.:j"~";:,;

''"' ""!J~ ··~lcato<S,~, 'f !~~C:oC.~\,,· ~i\~~'.di· ' .~~;{:;,. ' t""'' ~.:<~Jt.- fii;Q,,~~ •• Pi~:" .. ' ,,.. • .,,AcC:urnuJa~clJlgui;e:frotn,~ ''~ Qu!rter ~ ~015,; ~ ~~Qu::~·!ffl:~~-';.;·rthe .bt!~i-~!"lri.i~f tt(e yea! ·.:'·· ·~.· - ·;_,<-,.~ --~·.' ~'t···...-<fi#'i-. " .' '?~ ""' - " ' ·;; •. ·'I.ft_;.;<-__ ~· ' , ~,, ' . ~;!ff}. . ~l ~•,;

Chi phi dlch Vl,Itu' van phap ly, dich Vl,Ibao gia va cacdjch v1,1hep ly khac, thu lao tra cho ban d;;ii di~n quy;

5 Legal consultancy expenses, price quotation fee, other 2229 45,000,000 45,000,000 120,000,000valid expenses, remuneration payable to fundrepresentative board

Thu tao trJ cho ban dfli di?n quy2229.1 45,000,000 45,000,000 120,000,000Remuneration for Fund's Board of Representatives

Chi phi di/ thao, in an, gli'I ban cao bach, ban cao bachtom tat, bao cao tai chinh, xac nh~n giao dich, sao ketai khoan va cac tai li~u khac cho nha aau tu'; chi phicong be thong tin cua quy; chi phi to chuc hop d;;ii hqinha aau tu', ban d;;ii di~n quy;

6 Fee for drafting, printing, distribution of prospectus, 2230 10,082,192 9,972,602 38,783,968summarised propectus, financial statements,transaction confirmations, account statements andother documents to investors; information disclosurefee; fee for organising annual general meeting, board

~~r.....of reoresentatives meetinoPhf thiet k§', in an, gUt thu: .. ~ ~2230.1 - -

~Designing, prining, posting ... Expense NGPhf biio cao thtlrJng nien ,uU H

2230.2 - - fVIENAnnual report expense

Chi phf h9P £Jflih9i Quy \RTE l/i2230.3 - - ~86~~~)Meeting expenseChi phf h9P va chi phf cong tac cua ban dfli di?n -·~

·~

~Fund's Board of Representatives meeting expense & 2230.4 10,082,192 9,972,602 29,917,!flbtravellina expenseChi phi lien quan den thl/C hi~n cac giao djch tcii san

7 cua quy. 2231 28,696,365 22,247,105 64,925,805Expenses related to execution of fund's assettransactionsChiphf moi giai 2231.1 2~383,615 21,823,005 63 998,Sfjf: ~Brokerage fee expense I 1- ......,k-Chi phf thanh toen bU tnr 2231.2 312,750 424,100 92t;j/Jfb. TYClearing settlement fee

11t\\tN 'rll11.8 cac lo;;ii phi khac (neu chi tiet) 2232 8,890,680 13,368,787 30,477;22t QOther fees (in details) ·\t\l

Chiphf thiet !~p ban aau 2232.1 - - s~~1Fund initial set-up fee <

,n!Ji&i~ 1Phf niem yet, phf dang kf ch{lng khoan 2232.2 - 5,000,000 5,0 ' - 'C - 1.:--listing fee, registration feePhf ngan hang 2232.3 1,329,036 889,335 3,038,871Bank chargesPhf quan ty thtirJng nien phai tra cho UBCKNN,HNX 2232.4 7,561,644 7,479,452 22,43~356Annual management fee paid to SSC,HNXPh! thf/c hi?n quyen trJ cha VSD 2232.5 - - -Expenses for getting the list of investors from VSDPhf dang kf niem yet bOsung tra VSD 2232.6 - - -Additional registration fee pay for VSD

III Thu nh~p rong tU' hO\lt dqng cfau tu' (I-II) 2233 404,403,189 914,523,600 1,437,279,230Net Income from Investment Activities (I - II)

IV Lai (IB) tU' ho\lt dqng cfau tu' 2234 (10,372,897,900) 4,437,570,100 (9,592,623,400)Gain / (Loss) from Investment Activities

1Lai (Id) thuc te phat sinh tlt hoat dqng OaUtu' 2235 560,594,356 (2,999,673,655) (2,701,954,537)Realised Gain/ (Loss) from disposal of investmentLai (16)ban cec khoen dau tir 2235.1 560,594,356 (2,999,673,655) (2,701,954,537)Realised Gain/ {loss) from sales of investmentLai (16)giao djch ch{lng khoan hfln che trong giao djch 2235.2 - - -hoen dO'ich{/ng chi quy

2 I ···-, --· -- :1·- - : --- -- "'"·--· • --- •••.••••-··:;, •.•., 2236 (10,933,492,256) 7,437,243,755 (6,890,668,863)· · " ;edGain/ (Loss)due to market priceThay doi cua gia tr! tai san rong do cac ho\lt dqngcfau tu' trong kY (III + IV)

v IChange of Net Asset Value of the Fund due to 12237 I (9,968,494,711) I 5,352,093,100 I (8,155,344,170)investment activities during the period(III+ IV)

VI 1Giatr] tai san rong cfau kY12238 I 89,614,344,660 I 85,927,491,216 I 87,761,901,393Net Asset Value at the beginning of period

Thay doi gia tr! tai san rong cua quy trong kYVII IChange of Net Asset Value of the Fund during the I2239 I (9,968,494,711) I 3,686,853,444 I (8,116,051,444)

periodTrang c16:

12240In which:Thaydoi gia tr! tai san rong cuaQuydo cachoat dqnglienquanden dau tu' cuaQuytrong kY

12241 I (9,968,494,711) I 5,352,093,700 I (8,155,344,170)Changeof NetAssetValuedue to investmentrelatedactivitiesduring the periodThaydoi gia trj tai san rong cuaQuy lien quan toi nha

2 1ctautu' trong kY12242 I - I (1,665,240,256) I 39,292,726Changeof NetAssetValuerelatedto investorsduring

the periodThaydoi gia tr! tai san rong cuaQuy do vi~cphan phoithu nh~pcuaQuycho cacnhadau tu' trong kY

2242.1Changeof NetAssetValuedue to profit distribution to-~investorsdunno the oeriod -n\

Thaydoi GTTSRdo mua l~i, phat hanh them ChU'ngchi i)Quy 2242.2 - (1,665,240,256) 39,292~6Changeof NetAssetValuedue to subscription,redemptiondurin!:!the period

VIII Gia trj tai san rong cuOi kY 12243 I 79,645,849,949 I 89,614,344,660 I 79,645,849,9491Net Asset Value at the end of period

Lgi nhu~n binh quin nim (chi ap d\lng dOi vOiIX Ibao eao nim) 12244

Average income (applicable for annual report)

TY suat lqi nhu~nbinhquan narn (chi ap d~ng ctoivoibaocaonarn) 12245Profitmargin(applicablefor annualreport)

f>ai dien co tham quyen cua Ngin hang giam sat,\v'--

,/

Ngin hang TNHH MTVStandard Chartered (Viet Nam)Le Sy HoangTru'ongphongNghi~pvu ChU'ngkhoan

f>ai dien co tham quyen cua Cong tv quan Iv Quy .rAuthorisedRepresentativeof FundManagementCompany\Ill

II Ph11t11cs4"l5: Biio do vi thay t1dlgil trf ta/ sin rangApppendix 15: Report on change of Net Asset Value

(Ban hJnh kem thee Th6ng tu' s5 229/2012/TT-BTC ngay 27 thang 12 nam 2012 aia M Tai chinh hutJng dSn thanh !Jp vaquan IY quy ho.in dtfi danhmoc)(Issued in association with Orcular 229/2012/TT-BTC on 27 December2012 guiding esliJb/ishmentand management of the Exchange TradedFund)

GIA TRl TAI SAN RONG CUA QUYNET ASSET VALUE OF FUND

T;,I ngay 30 thing 9 nilm 2015 -As at30 Sep 2015

4

Tin COngty quan ly quj:Management FundCompany name:Tin Ngin hang giam sat:Supervisingbank:Tin Quj:Fund name:Ngay ••P bilo cao:ReportingDate:

COngTy TNHHQuan LyQuj SSISSIAsset Management CompanyLimitedNgin Hang TNHHMOtThanh Viin Standard Chartered (Viti; Nam)Standard Chartered Bank (Vietnam)Ltd.Quj ETFSSIAM HNX30SSIAMHNX30mNgay 12 thang 10 nam 201S12 Oct 2015

A.1

A.2

8,600 8,600

aia qujl/ per Fund 89,614,344,660 85,927,491,216

887,270,739 834,247,487

8,872.70 8,342.47

79,645,849,949 89,614,344,660

788,572,nl 887,270,739

7,885.72 8,872.70

(986.98) 530.23

cua m9t 16chifi>gchi qujl/ per lot of Fund Certificate

ciia m9t chifi>gchi qujl/ per Fund CertirK:ateGI.fltrj tai san ..Ong(NAV) cu61 kYNetAsset Value(NAY)at the end of period

aia quy/ per Fund

aia m9t 16chifi>gchi qujl/ per lot of Fund Certificate

cUam9t chLmgchi qujl/ per Fund Certificate

A.3 Thay 461 gia trj tai san ..Ongtrin mOt chU'ng chi Quj trong q, trong 46:Change of NAYper FundCertificateduring perdiod, inWhich:

Thaydtfi do bi€n dt?ngthi trufing vJ csc f1o9t116nggiao dich cua Quy trong kf'Changesof NAVdue to market fluctuation and the fund's investment during the period

Thaydtfi NAVdophan chia 1¢nh~n cho nhJ d'liu tu' trong kYChangeof NAVdue to prortt distribution to investors during the period

Gi.fitrj tal san ..Ongcao nhitfthip nhit trong vong 52 tu11ng11nnhitHighes\/LowestNAYwithinlatest 52 weeks

A.4 Gid tri caonMt (VNDJI Highest Value(VND)GiJ tr; th5p nMt (VNDJI Lowest Value(VND)

, B.. GIAtrj thi'~,'fg(gl6 46nif~ll'acu~ ehi~ gia!i""~jci{l:fO'!gl'gay~o ~p)(c:"Lia~.ch; •.,.. Marketvalue.of~·Fand.CeltiflCate(closingprice of the J;isftrading ~ of the reporting,date)

Gia bi .sau kY6·1 BeginningperriodValue

Chinh le<:hgill'a gia thl tntbng cua chU'ng chi QuYva giil trj tai san ..Ongtren m9t chU'ng chi QuYDifference between MarketValueper Fund Certificateand NAYper FundCertificate

9,500 9,400

Giil trj cu61 kY6·2 IEndingperiodValue 9,500 9,500

Thay 461 gia trj thj tntbng trong kY so vcti kY tntOc:6·3 Ichange of market value in the period in oomparisionto the last period 100

B.4 Chenh*"' tu~t dOi(VNDJI Absolute difference (VND) 1,614.28 627.30

Chenh*"' M1ng dOi(mtit 119chiel:khau (-)/thing du' (+)JI Relative differnce (discount(-)/ premium(+)) 20.47% 7.07%Gia trj thj tu'ilng cao nhftfthip nhit trong vong 52 tu11ng11nnhitHighest/lowestMarketValuewithin latest 52 weeks

B.5 Gid tri caonh5t (VNDJIHighest Value(VND) 10,000 10,000Gid tri th5p nMt (VNDJI Lowest Value(VND)

Ten cong ty quan ly quy:Management Fund Company name:Ten ngan hang giam sat:Supervising bank:Ten Quy:Fund name:Ngay l~p bao cao:Reporting Date:

-

Ph\I l1,1c18. Miu bao cao djnh k)' ve hO\tt dong cfciu ti( cua quyAppendix 18. Periodical Report on Fund's Invesbnent Activities

(Ban hJnh kem theo Thong tir so 229/2012/TT-BTC ngay 27 thcing 12 nam 2012 cua Bp Tai chfnh hU't:Jngd!n thJnh l~p va quan /y quy hoan dOi danh muc)(Issued in associationwithCircular229/2012/TI-BTCguidingestablishmentand managementof ExchangeTraded Fund)

BAO CAO f>tNH KYVE HO~T f>QNG f>AU Tu' CUA QUYPERIODICAL REPORT ON FUND'S INVESTMENT ACTIVITIES

T(Jingay 30 thang 9 nam 2015 - As at 30 Sep 2015Cong Ty TNHHQuan LyQuy SSISS!AssetManagementCompanyLimitedNgan Hang TNHHMot Thanh Vien standard Chartered (Vi~ Nam}Standard CharteredBank(Vietnam)Ltd.Quy ETFSSIAMHNX30SSIAMHNX30mNgay12 thang 10 narn 201512Oct2015

---• -r•- _..,._ -''""'" o o ·-- _...,_ • - __ __,,-- o •......-- ..·-·...._.,. ---- ..._. __ ,. --•• •• '"'""'"--•• -··- • r••-.. c«Gia thi trl(ong ho~c gla trl . s-. Ty le %/Tong gla trl tal sanMi chi

STT :"/. LO\tital san tieu SOll(qng hqp ly t\ti ngay bclocao Tong gicltr! cua quy~types Code Quantity Market price or fair value Total value %/Total asset value of the

at reporting date Fund

I Co phieu niem yet 2246Listed equity1 ACB 2246.1 646,400 19,400 12,540,160,000 15.71%2 SHB 2246.2 1,757,327 6,700 11,774,090,900 14.75%3 PVS 2246.3 535,300 20,800 11,134,240,000 13.95%4 KLS 2246.4 515,100 7,200 3,708,720,000 4.65%5 VCG 2246.5 282,800 11,300 3,195,640,000 4.00%6 VND 2246.6 353,500 12,600 4,454,100,000 5.58%7 SCR 2246.7 434,218 7,700 3,343,478,600 4.19%8 KLF 2246.8 525,156 4,200 2,205,655,200 2.76%9 SHS 2246.9 262,600 6,700 1,759,420,000 2.20%10 DBC 2246.10 131,300 24,600 3,229,980,000 4.05%11 BCC 2246.11 90,900 13,000 1,181,700,000 1.48%12 LAS 2246.12 70,700 31,500 2,227,050,000 2.79%13 NTP 2246.13 60,550 45,600 2,761,080,000 3.46%14 PGS 2246.14 80,726 19,100 1,541,866,600 1.93%15 PVC 2246.15 80,800 19,400 1,567,520,000 1.96%16 HUT 2246.16 181,792 10,900 1,981,532,800 2.48%17 BVS 2246.17 90,900 12,900 1,172,610,000 1.47%18 PLC 2246.18 70,675 34,500 2,438,287,500 3.0S%19 AAA 2246.19 126,250 10,300 1,300,375,000 ~;§~"l,6 ~-;;20 PVB 2246.20 30,300 29,000 878,700,000 /?".~~i:v-10 '21 HMH 2246.21 30,300 20,100 609,030,000 //_'?'/ NQ).~®'o~A122 SOT 2246.22 50,500 12,900 651,450,000 C:!ITRAC!'l-~g.ffli· HU23 CEO 2246.23 141,400 16,700 2,361,380,000 /..;I uni-9§0ta, HI24 SD6 2246.24 40,400 12,900 521,160,000 I- Im i.u();{j~0/,0;AR.25 SD9 2246.25 40,400 12,900 521,160,000 \\' (')\ / 9,i~fo'

Tong 2247 ~~1M

Total 6,630,294 79,060,386,600 "" .0'30/o~ "" v

Co phieu khong niem yet ~ _\II Unlisted shares 2248 ~

Tong 2249 -Total - -Tong cac 10\tico phieu 2250 79,060,386,600

99.030/oTotal shares

III Trai phieu 2251 ~:::::=

BondsTong 2252 ~v:Total ~NCac 10\tlchU'ngkhoan khac "' , - N~IIV Other sercurities 2253 I TRACr

1 Quyenmua - - - *'D.®" \N2253.1Rights ,\ \ sTong 2254 - - ~~Total O,q~-Tong cae 10\tlchU'ng khoan 99.0J"Vt; klTotal investment 2255 79,060,386,600 :::::;

Machi Gia thi tru'ong h~c gia trl Ty I~ o/o/Tong gla tr] tal san

STT L~ltalsan tieu SOlu'qng hqp ly t\ti ngay bclo cao Tong gla trl cua quyAsset types Quantity Market pri.ce or fair value

,.Total value %/Total asset value of the

Code at reporting date Fund ,,Celetal san khac -v Other assets 2256

DI/ thu co nrc, tien lai chu'a 0.09%

1 den ngay nh~n 2256.1 75,750,000Accrualdividend, interestincome

Tra tnrdc phi quan ly niemyet cua so giao djch chU'ng

2 khoen 2256.2 5,041,096 0.01%Prepaidexpensefor listingmanagementof StockExchangeTong 2257 80,791,096 0.100/oTotal

VI Tien 2258CashTien m~t 2259 697,247,341 0.87%cashChU'ngchi tien glti 2260

-Certificateof deposit 0.00%

Congcv chuy~n nhu'~ng...Registeredcertificate of 2261 - 0.00%depositTong 2262 697,247,341 0.870/oTotal

VII Tong gia trj danh m\lc 2263 79,838,425,037 100.000/oTotal value of portfolio!' I .s:

.. ' ~~. e-