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Page 1: Eidgenossische¨ Ecole polytechnique federale de Zurich´´ … · 2015. 12. 24. · tro duction to BS Receiv ers, to the di eren tRF V CO top ologies and their c ... diploma professor,

Zurich¨Technische HochschuleEidgenossische¨

Swiss Federal Institute of Technology ZurichPolitechnico federale di ZurigoEcole polytechnique federale de Zurich´ ´

Signal and Information Processing Laboratory, ETH Z�urich

Department of Communications and Integrated Systems,

Tokyo Institute of Technology

Diploma Thesis

1.05 GHz VCO for a BS-Receiver

in 0.35�m CMOS

Matthias U. Frey

Advisors:

Prof. Dr. F. Eggimann, ETHZ

Prof. Dr. S. Takagi, Titech

Dr. F. Lustenberger, ETHZ

March 13, 2001

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aufgabenstellung1...

II

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aufgabenstellung2...

III

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aufgabenstellung3

IV

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"What I crave is simplicity."

{ Edward Weston

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Abstract

Voltage controlled oscillators (VCOs) are among the most important

components of modern receivers and their design is a challenge to the

analog IC designer. In order to comply with the very stringent speci�cations

demanded by modern communication devices, passive components with

low parasitics and low-power, low-noise active elements at high frequencies

are required. VCOs with a large tuning range as well as an excellent phase

noise performance are essential.

This diploma thesis discusses the design of a low phase noise radio

frequency voltage controlled oscillator (RF VCO) used for a monolithic

implementation of a Broadcasting Satellite Receiver (BS Receiver). Initially,

the VCO's speci�cations had to be determined, as there are no known

speci�cations available. The VCO is used as a mixer's local oscillator,

therefore, to minimize the VCO's phase noise was a priority: A low phase

noise RF VCO with a midfrequency of 1.05 GHz is needed.

The �rst part of the thesis provides an introduction to BS Receivers, to

the di�erent RF VCO topologies and their characteristics and to phase noise.

The VCO's speci�cations were determined and the optimal topology, in

regard to these speci�cations, was established. A complementary di�erential

LC VCO was found to yield the best overall performance. Its elements were

derived from calculations and simulations in Hspice. The layout of the entire

LC VCO was completed, using a 0.35 �m standard CMOS process. The

thesis is concluded with a summary of the results, with a comparison of this

VCO with other recently published RF VCOs and with a presentation of

possibilities for future research.

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Zusammenfassung

Spannungsgesteuerte Oszillatoren (Voltage Controlled Oscillators,

VCOs) geh�oren zu den wichtigsten Baubl�ocken moderner Empf�anger. Ihre

Entwicklung stellt in jeder Technologie eine Herausforderung dar, da passive

Komponenten mit kleinen parasit�aren E�ekten und leistungs- und rauschar-

me aktive Elemente bei hohen Frequenzen ben�otigt werden. Nur so k�onnen

die sehr strikten Anforderungen, welche moderne Kommunikationsmittel

stellen, erf�ullt werden; ein gen�ugend grosser Frequenzaussteuerbereich wird

ebenso verlangt wie niedriges Phasenrauschen.

Die vorliegende Diplomarbeit besch�aftigt sich mit der Entwicklung

eines phasenrauscharmen Hochfrequenz (Radio Frequency, RF) VCO's

f�ur die Verwendung in einem monolithischen \Broadcasting Satellite"-

Empf�angersystem (BS-Empf�anger). Die Spezi�kationen des VCO's mussten

zuerst hergeleitet werden, weil es f�ur VCOs in BS-Empf�angern keine ge-

nauen Spezi�kationen gibt. Da der VCO als Lokaloszillator eines Mischers

dient, wurde vor allem auf niedriges Phasenrauschen Wert gelegt: Ein

rauscharmer RF VCO mit der Mittenfrequenz 1.05 GHz wird ben�otigt.

Der erste Teil der Arbeit vermittelt eine Einf�uhrung zu BS-Empf�angern,

zu den verschiedenen RF VCO-Typen und deren Charakteristiken und zum

Thema Phasenrauschen. Die Spezi�kationen des VCO's wurden hergelei-

tet und die ideale Topologie des VCO's bestimmt. Es wurde ein komple-

ment�arer di�erentieller LC VCO gew�ahlt, da dessen Charakteristik bez�uglich

der Spezi�kationen am idealsten ist. Mittels Handrechnungen und Simula-

tionen konnten die verschiedenen Elemente des LC VCO's charakterisiert

werden. Das Layout der kompletten Schaltung wurde mit den Daten f�ur ei-

ne 0.35 �m CMOS Standardtechnologie entworfen. Die Diplomarbeit wird

mit der Pr�asentation der erhaltenen Simulationsresultate, mit einem Ver-

gleich mit bereits existierenden RF VCOs und mit Vorschl�agen f�ur weitere

Forschung abgeschlossen.

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Acknowledgements

This thesis indebted me to many people:

First, I would like to thank my diploma professor, Prof. Dr. F. Eggi-

mann, for helping me organize this thesis abroad, for his encouraging mails

and words and for his unceasing support during the course of this thesis.

I would like to thank Prof. Dr. S. Takagi for accepting me as a research

student at the FNT-Lab and thereby providing me with the opportunity of

studying in his fascinating country, for proposing the research topic and for

his help taking care of all the necessary procedures.

Most of all I am indebted to Dr. Felix Lustenberger for his astounding

support from abroad, his superior technical knowledge, his encouraging

mails and for all the time he spent helping me.

Many thanks to my \technical sta�", Hajime Shibata and Sohrab

Emami, for sharing their great technical abilities, for their kind help and

the fruitful discussions at all times.

I am also grateful to Meng Mei Cheong (cultural and culinary support),

my tutor Kohsuke Suzuki, Nicodimus Retdian (Cadence), Dr. Kazuyuki

Wada, Takahide Sato (Dracula), Tetsu Ohshima and Kouhei Hosokawa

(unix) and all the other members of the FNT-Laboratory for creating such

a friendly atmosphere.

Donhee Ham (Caltech), Dr. Ali M. Niknejad (ex-UC Berkeley) and

Dr. Alain-Serge Porret (ex-EPFL) kindly explained me their research via

e-mail. Thank you!

VIII

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I am thankful to Mrs. R. Gilli of the Foreign Students OÆce at ETHZ

and Prof. Dr. H. Tschirky for their help in organizing a gratifying stay in

Tokyo. I am also indebted to the A. Karolus Fond, who supported my trip

to Japan �nancially.

Last but not least I would like to thank my parents and my sisters

for arousing my technical curiosity, for supporting me during all stages of

my education and most of all for making me aware that there are other

countries besides Switzerland.

Tokyo, March 13, 2001

Matthias U. Frey

IX

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Contents

Project Description II

Abstract VII

German Abstract VIII

Table of Contents X

List of Figures XIII

1 Preface 1

1.1 Broadcasting Satellite Receiver - a Brief Description . . . . . 1

1.2 Low Noise Voltage Controlled Oscillators (VCOs) . . . . . . . 3

2 Introduction 4

2.1 The Family of VCOs . . . . . . . . . . . . . . . . . . . . . . . 4

2.1.1 Ring oscillators . . . . . . . . . . . . . . . . . . . . . . 5

2.1.2 LC Oscillators . . . . . . . . . . . . . . . . . . . . . . 5

2.2 Noise in VCOs . . . . . . . . . . . . . . . . . . . . . . . . . . 6

2.3 The Technology . . . . . . . . . . . . . . . . . . . . . . . . . . 10

2.4 Speci�cations . . . . . . . . . . . . . . . . . . . . . . . . . . . 10

3 Design Issues 12

3.1 Deciding on the Topology . . . . . . . . . . . . . . . . . . . . 12

3.2 The Key Elements of a Complementary Di�erential LC VCO 13

3.2.1 The LC Tank . . . . . . . . . . . . . . . . . . . . . . . 14

3.2.2 The Cross Coupled Pairs . . . . . . . . . . . . . . . . 15

3.2.3 The Current Source . . . . . . . . . . . . . . . . . . . 15

X

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4 Design and Simulation of an LC VCO 16

4.1 Simulation of an LC VCO . . . . . . . . . . . . . . . . . . . . 16

4.2 Determining the Elements of a Complementary Di�erential

LC VCO . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16

4.2.1 The Spiral Inductor . . . . . . . . . . . . . . . . . . . 17

4.2.2 The Cross Coupled Pairs . . . . . . . . . . . . . . . . 19

4.2.3 The Varactors . . . . . . . . . . . . . . . . . . . . . . 23

4.2.4 The Current Source . . . . . . . . . . . . . . . . . . . 30

4.3 Phase Noise of the LC VCO . . . . . . . . . . . . . . . . . . . 32

4.4 Simulation of the Complete LC VCO . . . . . . . . . . . . . . 36

5 Layout of the LC VCO 39

5.1 Layout Issues . . . . . . . . . . . . . . . . . . . . . . . . . . . 39

5.2 The Spiral Inductors . . . . . . . . . . . . . . . . . . . . . . . 40

5.3 The Cross Coupled Pairs . . . . . . . . . . . . . . . . . . . . . 40

5.4 The Varactors . . . . . . . . . . . . . . . . . . . . . . . . . . . 41

5.5 The Current Source . . . . . . . . . . . . . . . . . . . . . . . 42

5.6 The Complete Layout . . . . . . . . . . . . . . . . . . . . . . 43

5.7 Extraction and Simulation of the Layout's Equivalent Circuit 43

6 Concluding Remarks 46

6.1 Summary of the Simulation Results . . . . . . . . . . . . . . . 46

6.2 Comparison with Recent Publications . . . . . . . . . . . . . 47

6.3 Further Research . . . . . . . . . . . . . . . . . . . . . . . . . 48

A Hspice Simulation Files 49

A.1 Subcircuit: Spiral Inductor . . . . . . . . . . . . . . . . . . . . 49

A.2 Subcircuit: MOSCAP Varactor . . . . . . . . . . . . . . . . . 50

A.3 Subcircuit: MOSCAP Varactor Extracted from the Layout . . 50

A.4 VCO with Ideal Capacitors, Ideal Current Source and Non-

Ideal Spiral Inductor . . . . . . . . . . . . . . . . . . . . . . . 51

A.5 VCO with Ideal Current Source, Varactors and Spiral Induc-

tors for Measuring Tunability . . . . . . . . . . . . . . . . . . 53

A.6 VCO with Non-Ideal Current Source, Varactors and Spiral

Inductors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55

A.7 VCO including all Parasitic Capacitances and some Resistances 56

XI

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A.8 Finding the Equivalent Parallel Resistance of the LC Tank at

Resonance Frequency . . . . . . . . . . . . . . . . . . . . . . . 59

A.9 Determining the Q-Factor of the Varactor and its Series Re-

sistance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 59

B Picture Gallery 61

C Environment 65

Bibliography 67

XII

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List of Figures

1.1 Structure of a Broadcasting Satellite Receiver . . . . . . . . . 2

2.1 The spectrum of a non-ideal oscillator. . . . . . . . . . . . . . 7

2.2 Typical plot of the phase noise versus the o�set from the

carrier of a VCO. . . . . . . . . . . . . . . . . . . . . . . . . . 9

3.1 Schematic of a simple and a complementary di�erential VCO 12

3.2 Schematic of a complementary di�erential LC VCO . . . . . . 13

4.1 Metal Layer 3 and 2 of the stacked spiral inductor . . . . . . 18

4.2 Equivalent circuit of the spiral inductor . . . . . . . . . . . . 19

4.3 The parasitic series resistance Rs can be transformed to a

parallel resistance Rp. . . . . . . . . . . . . . . . . . . . . . . 19

4.4 In case of resonance (1.05 Ghz), the peak of the amplitude

corresponds to the equivalent parallel resistance Rp of the LC

tank. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20

4.5 (a) The schematic of the VCO, (b) schematic of the half cir-

cuit, (c) half circuit at resonance frequency, (d) simpli�ed

schematic of the half circuit at resonance frequency. . . . . . 21

4.6 The current Ibias gets switched from one side to the other. . . 22

4.7 The circuit was simulated using Hspice, evidently verifying

the calculated values. . . . . . . . . . . . . . . . . . . . . . . . 23

4.8 The output voltage is as expected about 2.5 V while the os-

cillation frequency lies at 1.05 GHz. . . . . . . . . . . . . . . 24

4.9 The capacitances of a MOSFET. . . . . . . . . . . . . . . . . 25

4.10 The varactor's equivalent circuit. . . . . . . . . . . . . . . . . 25

4.11 (a) The equivalent circuit of the VCO, (b) AC equivalent

circuit, (c) simpli�ed AC equivalent circuit. . . . . . . . . . . 26

XIII

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4.12 This schematic was simulated to determine the correct size of

the MOSCAP varactor, M1, and its Q-factor. . . . . . . . . . 27

4.13 Gate capacitance of the varactor versus its gate to

source/drain voltage. . . . . . . . . . . . . . . . . . . . . . . . 27

4.14 The resonator gets tunable using the gate capacitance of a

pMOS varactor. . . . . . . . . . . . . . . . . . . . . . . . . . . 28

4.15 Direct coupling: The voltage across the varactor does not stay

constant, as the output is oscillating. . . . . . . . . . . . . . . 29

4.16 Sweep over di�erent gate lengths. By increasing the gate

length from 0.7 �m to 1.05 �m, the tuning range could be

increased. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30

4.17 The VCO is now tunable from 955 MHz to 1110 MHz. . . . . 30

4.18 Schematic of the VCO with all the noise sources included. . . 33

4.19 Schematic of the complete VCO including all the transistor

dimensions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 36

4.20 Simulation result of the complete VCO, in the time- and in

the frequency-domain. . . . . . . . . . . . . . . . . . . . . . . 37

4.21 The frequency versus tuning voltage characteristic is fairly

linear from 0.5 V to 1.7 V. . . . . . . . . . . . . . . . . . . . . 38

5.1 The varactors were split up into even parts and cross-connected. 42

5.2 The current mirror was split up and made symmetric. . . . . 42

5.3 The VCO can be tuned from 962 MHz to 1110 MHz. . . . . . 44

5.4 The LC VCO has an output voltage of Vpp=4.4 V. . . . . . . 44

5.5 The LC VCO's tuning characteristic is fairly linear for

Vtune=0.5V to Vtune=1.7V. . . . . . . . . . . . . . . . . . . . 45

B.1 The di�erent patterns and colors used by Cadence for the

various layers. . . . . . . . . . . . . . . . . . . . . . . . . . . . 61

B.2 The layout of the two spiral inductors. . . . . . . . . . . . . . 61

B.3 The layout of the nMOS and the pMOS cross coupled pairs. . 62

B.4 The layout of the two varactors. . . . . . . . . . . . . . . . . 62

B.5 The layout of the completely symmetric current source. . . . 63

B.6 The layout of the LC VCO and all the terminals. . . . . . . . 63

B.7 The layout of the completely symmetric LC VCO. . . . . . . 64

XIV

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Chapter 1

Preface

The goal of this diploma thesis is the design and the implementation

of a low noise voltage controlled oscillator (VCO) for a fully monolithic

Broadcasting Satellite (BS) Receiver. The design of this VCO is part of

a student's research project at the Department of Communications and

Integrated Systems, Tokyo Institute of Technology in Japan.

The �rst chapter gives a brief description of the BS Receiver and its

VCO. The second chapter focuses on the di�erent VCO types, its advan-

tages and disadvantages and on noise and phase noise of VCOs. In the third

chapter, according to the given speci�cations, the topology of the VCO is

depicted and the key-elements of the VCO are listed. The fourth chapter

describes the simulation of the VCO and how the parameters of the ele-

ments are found. Some phase noise calculations are also demonstrated. The

layout of the LC-VCO is explained in the �fth chapter and the simulation

of the circuit including the inserted parasitic elements is introduced. Chap-

ter six concludes with experimental results and with suggestions for further

research.

1.1 Broadcasting Satellite Receiver - a Brief De-

scription

The Broadcasting Satellite (BS) system is a Japanese system for broad-

casting high-quality television signals. The structure of the BS Receiver

is illustrated in Figure 1.1. The carrier frequency is at 13 GHz which

1

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Chapter 1 Preface

will be down-converted o�-chip to 1.3 GHz. After being ampli�ed with a

low noise ampli�er (LNA), this �rst intermediate frequency (IF1) signal

will be down-converted to a second intermediate frequency signal (IF2)

with a center frequency of 134 MHz. This is achieved by multiplying

the IF1 signal with the output signal of the voltage controlled oscillator

(VCO) implemented in this thesis. By changing the frequency of this VCO,

di�erent channels could be selected. This circuit, however, does not allow

choosing di�erent channels - the VCO only has one midfrequency1. In order

to compensate frequency-drift due to varying temperature and process

parameters, the VCO output frequency will be adjusted automatically

using a channel detector loop. The IF2 will then be down-converted and

frequency demodulated into the baseband. The spectrum of the signal is

split up by a lowpass and a highpass �lter (divider) into an audio (between

4.5 MHz and 6.5 MHz) and a video signal (below 4.5 MHz) respectively.

LNA VCOx

IF-Amp BPF limiterAGC

FM de-modulator

Channel selector (ch7, ch9)

channeldetector

DividerAudio-SignalVideo-Signal

38.36MHz

19.18MHz

27MHz

1203MHz1165MHz 1068.74MHz1030.74MHz

134.26MHz96.26MHz

172.26MHz134.26MHz

ch7 ch9

ch7 ch 9

ch7 ch9

ch9

ch7

134.26MHz

4.5MHz 6.5MHz

AudioVideo

4.5MHz 6.5MHz

Video

4.5MHz 6.5MHz

Audio

Figure 1.1: Structure of a Broadcasting Satellite Receiver

1In the �rst project description the circuit was supposed to be able to switch between

channel 7 and 9, but this feature was dropped in order to make the whole circuit less

complex.

2

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Chapter 1 Preface

1.2 Low Noise Voltage Controlled Oscillators

(VCOs)

Fully monolithic VCOs are among the key components of receivers.

They present numerous challenges to any technology, since they require

low-parasitic passive components and low-power active devices at high

frequencies to obtain an acceptable tuning range and low phase noise. The

requirements on VCOs have become more stringent, especially due to the

recent growth of wireless telecommunications and the resulting decrease of

available bandwidth per channel. This limited bandwidth stands in direct

relations to the more demanding noise-requirements of VCOs. Another

opposing condition on minimizing the phase noise ist that most wireless

devices have to be battery-operated. The power-consumption, therefore,

should be minimized.

As the VCO described in this thesis will be used for the down-conversion

of an RF input signal, the speci�cations are set so as to minimize phase

noise, without setting overly tight conditions on the power consumption of

the circuit.

3

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Chapter 2

Introduction

2.1 The Family of VCOs

Many di�erent VCO topologies exist, each suited for di�erent purposes, dif-

ferent frequencies or di�erent tuning-ranges. VCOs are mainly characterized

by the following properties:

Center Frequency: The midrange frequency value is determined by the

application the VCO is used for.

Tuning range: The tuning range is determined by the frequency range

necessary for the application and by the variation of the VCO center

frequency due to temperature and process variations.

Phase noise: The amount of phase noise is a measure de�ning the spectral

purity of the VCOs output signal.

Power consumption: The power consumption is de�ned as the amount

of power the VCO core dissipates.

The latter three properties are strongly related to one another. Simpli-

�ed, it can be said that the higher the power consumption or the smaller

the tuning range, the less phase noise the circuit exhibits [1]. Therefore, a

trade-o� among these properties has to be made when de�ning the ideal

point of operation.

Only two di�erent concepts for oscillators in the gigahertz frequency

range seem to exist: LC oscillators (using passive or active inductances)

4

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Chapter 2 Introduction

and ring oscillators. Both can be implemented in di�erential or single-ended

mode.

2.1.1 Ring oscillators

Ring oscillators have the great advantage of not using any passive elements

which are usually very big and may even require special processing. Their

tuning range can be very wide (> 50%), but the phase noise performance

limits their use in most wireless systems. Interpolating ring oscillators seem

to o�er less phase noise, but again their tuning range is smaller (� 20%) [2].

2.1.2 LC Oscillators

LC oscillators are a well discussed topic today. As the passive induc-

tors (ideally) do not introduce any noise into the circuit, they o�er the

best phase noise performance among all oscillator types. Their disad-

vantage lies in the limited tuning range and in the size of the passive

elements. In addition, they might require special processing steps to

optimize the performance of the passive elements; this greatly increases

the cost of the CMOS process. The limited tuning range may be overcome

by the use of a set of resonators instead of using only a single resonator,

as demonstrated in [3]. This, however, increases the VCO's size even further.

The Q-factor of the LC tank is among the most important parameters

in an LC oscillator, as the phase noise times power consumption depends

mainly on the Q-factor of the tank [4], [5].

The limiting element of the Q-factor of the LC tank is mainly the

Q-factor of the inductor, caused by its resistive loss and the resulting

eddy currents in the substrate. In order to overcome this limiting factor,

either bond-wires are used as inductances, or discrete external LC tanks

are applied. Bond-wires have the disadvantage of having a large spread

in inductance of about 20% - this is diÆcult to compensate with the

tunability of the VCO. External LC tanks are often not appreciated, as

fully monolithic circuits are desired. A highly predictable and repeatable

alternative is the use of planar spiral inductors that feature less spread

(� 5%). They, however, o�er greater resistive losses, causing the Q-factor

to decrease [4]. Many ways of improving the Q-factor have been proposed.

5

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Chapter 2 Introduction

By using shielding techniques for the spiral inductor, eddy currents in the

substrate can be reduced; by using thicker metal layers, the resistive losses

can be reduced [6], [7]. Tuning of the oscillator is achieved by using variable

capacitances: \Varicap" diodes, accumulation mode MOSFETs or inversion

mode MOSFETs are possible choices [8].

LC oscillators using active inductances have been introduced in recent

experiments [9], [10]. An active inductance uses active elements (e.g.

transistors) to transform the impedance of a capacitance to behave like the

impedance of an inductance. Although the Q-factor of the active LC tank

may be favorable [11], the phase noise is still higher, because the active

elements introduce further noise. Another problem are process variations,

which make it diÆcult to control the greatly desired high Q-factor of the

active LC tank.

The advantages of such active inductance LC oscillators are evident:

the circuits are signi�cantly smaller, no extra processing steps are required

and the tuning range may be higher. All these extra bene�ts are bought

at the expense of increased phase noise, making it less riveting for wireless

applications.

2.2 Noise in VCOs

The output of an ideal sinusoidal oscillator can be written as:

Vout(t) = Acos[!ot+ �] (2.1)

where A is the amplitude of the signal, !0 the frequency and � a constant

phase reference. The spectrum of this ideal oscillator shows a pair of impulses

at �!0. A more general (and more realistic) expression of the output of an

oscillator is given by equation (2.2).

Vout(t) = A(t)f [!ot+ �(t)], f : 2�-periodic (2.2)

The time-varying amplitude and phase introduce sidebands to the oscil-

lator's spectrum close to the oscillation frequency !0. To quantify this noise,

a unit bandwidth is considered at a certain o�set frequency �! from !0 as

shown in Figure 2.1.

6

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Chapter 2 Introduction

���

��

���

Figure 2.1: The spectrum of a non-ideal oscillator.

The noise power in this unit bandwidth is calculated and then divided

by the carrier power as depicted in equation (2.3).

Ltotal(�!) = 10 � log�Psideband(!0 +�!; 1Hz)

Pcarrier

�(2.3)

Psideband(!0+�!; 1Hz) stands for the single sideband power at a frequency

o�set �! from the carrier with a bandwidth of 1 Hz. The units used in this

expression are in [dBc/Hz] and the phase noise is usually calculated at an

o�set frequency of 100 kHz or 600 kHz. A speci�cation requiring a phase

noise of -100 dBc/Hz at 100 kHz o�set means that the phase noise power

per unit bandwidth must be -100 dB below the carrier power at an o�set

of 100 kHz from the carrier.

It is important to note that the de�nition in equation (2.3) includes the

noise introduced by amplitude as well as phase uctuations (A(t), �(t)). As

the noise contributed by amplitude uctuations can be easily removed (e.g.

by using limiters), the main portion of noise Ltotal(�!) is contributed by

phase noise, Lphase(�!), which will be simply denoted as L(�!).

Due to the growing interest in low noise oscillators, many recent scien-

ti�c publications discussed the noise of VCOs [5], [6], [12], [13]. The �rst

proposed electrical oscillator noise model dates back to D. B. Leeson and

L. S. Cutler, namely the Leeson-Cutler phase noise model [14]. They intro-

duced \a heuristic derivation, presented without formal proof" predicting

the following single sideband (SSB) phase noise for an LC tank oscillator:

7

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Chapter 2 Introduction

L(�!) = 10 � log(2FkT

Ps�"1 +

�!0

2QL�!

�2#)

� 10 � log(2FkT

Ps��

!02QL�!

�2)(for �! � !0

2Q) (2.4)

where �! is the o�set frequency from the carrier, QL the Q-factor

of the LC tank, F the excess noise factor (noise contribution from

the active devices), k the Boltzmann's constant, T the absolute tempera-

ture and Ps the average power dissipated in the resistive part of the LC tank.

There are two problems related to this model: Although oscillators are

highly non-linear, this is a linear model. Additionally, F is circuit speci�c

and can, therefore, not be determined a priori; it has to be determined by

measurement. Nevertheless, this relatively simple equation shows, that by

increasing the carrier power or the Q-factor of the LC tank, the phase noise

performance of the oscillator can be improved.

Without any further explanations, measurements show that the noise

skirts around the carrier frequency have the following characteristics [5]:

- The noise spectral density is inversely proportional to the frequency

o�set from the carrier, except very close to the carrier, where the

in uence of up-converted icker noise dominates.

- The noise skirt is symmetric above and below the carrier-frequency.

The equivalent to phase noise in the time domain is jitter on the zero-

crossing of the output signal.

- It is widely believed that by doubling the Q-factor of the LC-tank, the

oscillator's noise spectral density to carrier ratio is increased by 6 dB.

The typical plot of the phase noise of an oscillator is shown in Figure

2.2 [15]. The 1=f3-corner is the frequency of the point between the 1=f3

and the 1=f2 regions.

Linear time variant (LTV) models give us further insight into the

behavior of phase noise - they are capable of predicting phase noise

8

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Chapter 2 Introduction

������

������

�� �������� ������������������

�������������� ����

��������������

�������������� ����

������� ��������

!����

� ��������"���� �������� �������

���� ��������

�����#�����������#������

��

Figure 2.2: Typical plot of the phase noise versus the o�set from the carrier

of a VCO.

accurately at a small, as well as at a large o�set from the carrier frequency.

LTV models depict that noise added at di�erent stages of the oscillation

cycle, a�ect the oscillator's output di�erently; linear time invariant (LTI)

models do not consider this aspect at all, they treat all instants as equals

[12]. By applying the insights gained from LTV models, a powerful way of

suppressing the 1=f -noise of MOSFET-Oscillators can be found [7].

The LTV model proposed in [12] is rather complex and the derivation

of the impulse sensitivity function � (ISF) is very time-consuming. The ISF

describes the time-varying sensitivity of the oscillator's phase to noise. A

less precise but easier way of computing the phase noise of an oscillator, is

by approximating �. �rms is the RMS value of the ISF for a noise source

and is 1=p2 for an ideal sine [16], [17], [18]. Phase noise in the 1=f2-region

can, therefore, be computed using equation (2.5).

L(foff ) =1

8�2f2off� �

2rms

q2max

�Xn

i2n�f

!(2.5)

� 1

16�2f2off� 1

q2max

�Xn

i2n�f

!(2.6)

foff is the o�set frequency of the carrier and qmax the total charge swing

of the LC tank.P

n

�i2n

�f

�is the sum of the current noise densities of individ-

9

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Chapter 2 Introduction

ual noise sources. Using formula (2.6), the phase noise of an oscillator in the

1=f2-region can be roughly computed. In [17] the estimate using equation

(2.6) was only 1 dB di�erent from simulation results, legitimizing the use of

this formula.

2.3 The Technology

The VCO will be fabricated using a 0.35 �m CMOS standard process by

ROHM. This process provides 3 metal layers and allows stackable vias.

ROHM o�ers Level 28 models that can be used with Hspice. The extrac-

tion models for Dracula only include parasitic capacitances but no sheet-

resistances. A very stern Non-Disclosure Agreement (NDA) applies to this

CMOS process, no further information can therefore be published.

2.4 Speci�cations

As there are no speci�cations for the down-converting VCO of a BS-Receiver

available, and the other parts of the BS-Receiver were not yet designed, the

following speci�cations were found to be proper:

Voltage supply : 3V

Supply current : max. 10mA

Control voltage : 0� 3V

Frequency range : 1050MHz � 5%

Magnitude of output signal : > 2Vpp

Phase noise : < �100 dBc=Hz @ 100 kHz o�set

from center frequency

Process technology : 0:35 �m CMOS (Rohm)

The supply voltage, as well as the tuning voltage, were speci�ed by the

project group. The VCO's midfrequency was set so that by multiplying the

VCO's output signal with the �rst intermediate frequency (IF1) signal, a

speci�ed channel can be extracted. The tuning range should be suÆcient for

compensating drifting parameters. The phase noise speci�cations are derived

from DCS-1800 speci�cations [19]. These slightly weakenend speci�cations

should be suÆcient for the BS Receiver's VCO. The supply current and the

magnitude of the output voltage were set after having consulted publications

describing VCOs with similar phase noise and tuning range characteristics.

10

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Chapter 2 Introduction

The power dissipation is not that crucial, as the BS Receiver is not a battery-

operated device.

11

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Chapter 3

Design Issues

3.1 Deciding on the Topology

The �rst step in designing a VCO is deciding what type of oscillator and

which topology should be used. Considering the importance of minimizing

the phase noise for the down-mixing oscillator, we decided to use a passive-

LC resonater based oscillator. There are di�erent well studied types of LC

oscillators, o�ering di�erent characteristics. Even though the resonators are

kept identical, the two topologies illustrated in Figure 3.1 can show signi�-

cantly di�erent phase noise performance due to a higher output amplitude

of the complementary di�erential VCO [1], [13], [20]. The output voltage

of this structure is approximately a factor of two larger than that of the

nMOS-only structure.

$��

!� !�

% %

&�� �

$��

!� !�% %

&�� �

Figure 3.1: Schematic of a simple and a complementary di�erential VCO

12

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Chapter 3 Design Issues

In the 1 GHz frequency range, pMOSFETs are still fast enough to be

used, therefore, the use of a complementary LC oscillator was decided. As

this circuit shows both left-right and bottom-top symmetry, it is also referred

to as \doubly symmetric VCO" [7]. Best phase noise performance of fully

monolithic VCOs in the speci�ed frequency range was reported for using the

circuit shown in Figure 3.2 [13], [16], [17], [18].

$��

!� !�

% %

&�� �

'

'�

'(

'

'%'%�

$����

Figure 3.2: Schematic of a complementary di�erential LC VCO

3.2 The Key Elements of a Complementary Dif-

ferential LC VCO

The doubly symmetric LC VCO, as shown in Figure 3.2, consists of the

following elements:

L: Integrated spiral inductances

C: Varactors (variable capacitances) determine

the oscillation frequency

M1, M2, M3, M4: Cross coupled pairs for negative resistance,

realized in nMOS and pMOS

MC1, MC2: Simple current mirror used as a current source

13

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Chapter 3 Design Issues

3.2.1 The LC Tank

The frequency-determining element of the oscillator is the LC tank; its res-

onance frequency is de�ned in equation (3.1).

fres =1

2�pLC

(3.1)

As the inductance is �xed, the value of the capacitor has to be control-

lable. Therefore, varactors (variable capacitors) instead of simple capacitors

are used. Di�erent methods of implementing inductances monolithically

exist: coplanar wave guides (in the multiple gigahertz frequency range only)

or spiral silicon inductors. As the resonator should oscillate at 1.05 GHz,

spiral silicon inductors will be used.

The Q-factor of an LC tank is composed of the Q-factor of the inductors

and the Q-factor of the capacitors (or varactors for VCOs) as described in

equation (3.2).

1

Qtot=

1

QL+

1

QC(3.2)

The Q-factor of a monolithic LC tank is limited mainly by the inductor;

its Q-factor lies usually below 10 [7]. The Q-factor of an inductor QL is

de�ned as 2� times the ratio of the stored energy and the dissipated energy

per cycle [21]:

Q = 2�Peak energy stored

Energy loss=cycle, or (3.3)

Q =Im(Z)

Re(Z)(3.4)

Z is the impedance of the inductor.

The Spiral Inductance

Concerning its Q-factor, the inductor is the most important part of the LC

tank. The inductance of a spiral inductor can be computed using easy to

handle equations [7] or by using simulators specialized on modelling and

designing spiral inductors [22], [23]. These simulators also compute the pa-

rameters of the equivalent circuit of the spiral inductor. In order to minimize

14

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Chapter 3 Design Issues

resistive losses, multiple layer spirals with coupled magnetic �elds can be

used [6].

The Varactor

Di�erent ways of designing a varactor have been investigated in various

scienti�c publications [24], [25], [26], [27]; junction diodes, MOS capacitors

and accumulation mode capacitors are some of the possibilities. The ratio

determining the tuning range, which is Cv;max=Cv;min, ought to be maxi-

mized. This ratio is restricted by physical limitations of the varactor. The

tuning range of the VCO is further limited ascribable to the non-varying

(mostly parasitic) capacitances in parallel to the varactors. Another impor-

tant performance parameter is the capacitance vs. tuning-voltage character-

istic C(Vtune), in which case mainly a linear characteristic is appreciated. By

using a folded layout, the series resistance of the varactor can be minimized.

This maximizes QC , the corresponding Q-factor [8], [27].

3.2.2 The Cross Coupled Pairs

The resonator of an LC oscillator cannot maintain steady oscillation by

itself, due to the energy lost in the parasitic resistances of the LC tank. The

cross-coupled pairs provide negative resistance to replenish the lost energy

and sustain the oscillation. The negative resistance is obtained using positive

feedback [28].

3.2.3 The Current Source

The design of the current source does not seem as crucial as the design of

the other parts. Its main characteristics are the output resistance and the

saturation voltage. Having a high output resistance results in only small

voltage changes at the source of M1 and M2, minimizing the harmonic dis-

tortion. A low saturation voltage allows a high output voltage swing. Again,

this results in a trade-o�. The e�ects of a tail capacitor are discussed in

[13]. Brie y, a tail capacitor can improve the phase noise performance of the

di�erential LC VCO, but it reduces the output impedance of the current

source at high frequencies.

15

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Chapter 4

Design and Simulation of an

LC VCO

4.1 Simulation of an LC VCO

The diÆculty of simulating an oscillator lies in its truly nonlinear behavior.

Therefore, no AC analysis, a small signal analysis method, will lead to

meaningful results. Using Hspice, only simulations in the time domain,

transient simulations, are possible for the simulation of an oscillator[29].

To transform the signals from the time-domain into the frequency-domain,

fourier transform functions are available. Transient simulations are very

time consuming and phase noise cannot be measured accurately.

Level 28 models are Meta-Software proprietary models to be used with

Hspice; they are provided by ROHM. The Level 28 model o�ers the MOS-

FET capacitance model CAPOP 13 [30]. This was used to determine the

capacitance versus gate-to-drain/source voltage of the varactor.

4.2 Determining the Elements of a Complemen-

tary Di�erential LC VCO

After having decided on the VCO topology (see schematic in 3.2), the �rst

step was to determine the parameters of the spiral inductor.

16

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Chapter 4 Design and Simulation of an LC VCO

4.2.1 The Spiral Inductor

The spiral inductor is very important in maximizing the phase noise of the

VCO. In order to minimize the up-conversion of device 1=f -noise, the LC

tank should be designed completely symmetric. Therefore, the inductance

is split into two equal parts.

Two parameters of the spiral inductor were �xed, namely its width and

its inductance, while the other parameters were determined using ASITIC1

with the goal of maximizing the inductor's Q-factor [22].

The size of the layout of the complete VCO is mainly determined by the

size of the spiral inductors. Their dimension is limited by the speci�cations

of the size of the complete VCO (1mm � 1mm). The second parameter that

has to be �xed, is the inductance of the inductor. In order to achieve an LC

tank with a high Q-factor, the highest inductance should be chosen. How-

ever, the greater the inductance, the smaller the capacitance (considering a

�xed frequency); and the smaller the capacitance is chosen, the smaller the

tuning range will be. In this case, one can see the trade-o� between tuning

range and phase noise. After having consulted the literature, the following

parameters were �xed:

Inductance L: 8nH

Width of spiral inductor: 300�m

We consequently want to determine the physical and electrical parame-

ters of the 4 nH-spiral inductor with a side length of 300 �m and a maximal

Q-factor. The Q-factor can be greatly increased using a stacked topology,

due to the mutual inductance and due to the greater circuit width which

result in smaller resistive losses. Another big advantage of stacked spiral

inductors is the fact that both ports can be at the outside of the spiral

inductor. If an even number of layers is used, no crossings of the windings

from the exit layer are necessary.

After many sweeps with ASITIC over all possible widths, spacings and

number of turns, the spiral inductor with the following characteristics was

1ASITIC is freeware and can be downloaded from

http://www.eecs.berkeley.edu/ niknejad/.

17

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Chapter 4 Design and Simulation of an LC VCO

determined to be the one bearing the highest Q-factor:

Width of spiral inductor: 300�m

Width of conductor: 46�m

Spacing between conductors: 1�m

Turns per layer: 2.25

Metal Layers used: M3 and M2

Inductance @ 1.05GHz: 4.06nH

Q-factor @ 1.05GHz: 6.2

The two layers of the spiral inductor are illustrated in Figure 4.1.

Figure 4.1: Metal Layer 3 and 2 of the stacked spiral inductor

The parameters of the spiral inductor's equivalent circuit were extracted

using ASITIC. They are valid in the vicinity of the operating frequency of

1.05 GHz. The schematic of the equivalent circuit is illustrated in Figure 4.2

[23], [31]. Its elements have the following values:

L = 4.06 nH R = 3.74

Cs1 = 728 fF Rs1 = 1.62

Cs2 = 992 fF Rs2 = 0.175

Q = 6.2

The values of these elements have no direct physical meaning, they are

�tting parameters obtained by modelling the behavior of the spiral inductor

at the given frequency using the physical parameters of the technology. The

Hspice de�nition of this circuit is given in section A.1.

18

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Chapter 4 Design and Simulation of an LC VCO

)����� ��

� ! *

%��

*��

%�

*�

Figure 4.2: Equivalent circuit of the spiral inductor

4.2.2 The Cross Coupled Pairs

The nMOS and pMOS cross coupled pairs are responsible for providing the

negative resistance for keeping up the oscillation of the VCO. The resistive

losses of the LC tank can be modelled using only one resistor parallel to the

inductor and the capacitor as shown in Figure 4.3.

*�

!

%!

%

*+

Figure 4.3: The parasitic series resistance Rs can be transformed to a parallel

resistance Rp.

The value of this parallel resistor can be determined by simulation using

Hspice or by hand calculations using equation (4.2) [28].

Rp � Q2Rs (4.1)

� L2!2

Rs(4.2)

� (4:06nH)2 � (2� � 1:05 GHz)2

3:74� 192

19

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Chapter 4 Design and Simulation of an LC VCO

The result acquired with equation (4.2) was con�rmed using an Hspice

ac-simulation (section A.8). As the Q-factor of the LC tank is mainly de-

termined by the Q-factor of the inductor, the capacitor can be assumed

as being ideal. In resonance, the impedance of the inductor and of the ca-

pacitor cancel themselves out, therefore, the voltage over the LC resonator

is directly dependent on Rp and can be found in the simulation shown in

Figure 4.4. The parallel resistance determined using Hspice is 193 . This

corresponds to the value derived from equation (4.2).

0

20

40

60

80

100

120

140

160

180

200

1g 1.5g

Rp=1.93e+02Frequency=1.05e+09

Frequency

Res

ista

nce

Figure 4.4: In case of resonance (1.05 Ghz), the peak of the amplitude cor-

responds to the equivalent parallel resistance Rp of the LC tank.

The equivalent circuit of the VCO is derived as shown in Figure 4.5.

From this equivalent circuit, the condition for oscillation, stated in equation

(4.3), can be deduced [28].

(gm1 + gm2) �Rp � 1 (4.3)

In order to improve the 1=f3-corner of phase noise, the conductances of

the nMOS and the pMOS transistors are chosen to be equal: gm;n = gm;p,

gm1 = gm3 [13]. The critical transconductance of the VCO can be determined

using equation (4.4).

gm;crit =1

2Rp(4.4)

gm;crit =1

2 � 193 = 2:6 mS

The critical transconductance, gm;crit, o�ers just enough gain in order

to keep up an oscillation. It is critical to use a transconductance with this

20

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Chapter 4 Design and Simulation of an LC VCO

$��

!� !�

% %

&�� �

*+ *+

!�

%

*+

,��

,�

� ��-�.% � ��-�.%

��*���� ���#���������

,�

*+

,��

���+������

,��/,�

*+

� � ��� ��� ���

Figure 4.5: (a) The schematic of the VCO, (b) schematic of the half circuit,

(c) half circuit at resonance frequency, (d) simpli�ed schematic of the half

circuit at resonance frequency.

value, as only small drifts in any parameters may lower the desired transcon-

ductance. However, if the transconductance is chosen too big, excessive noise

will be injected. An appropriate value seems to be gm = 3 � gm;crit [32].

gm;i = 3 � gm;crit = 7:8 mS, for i = 1::4

The next step is to determine the VCO's tail current, as the drain cur-

rent, together with the transconductance, determine the physical dimensions

of the transistors. In the current-limited regime [13], the tank voltage am-

plitude is dependent on the tail-current, but not on the transconductance of

the transistors. The dependency is shown in equation (4.5).

Vtank � 2Rp � Ibias (4.5)

This can easily be understood by assuming that the tail current Ibias is

switched from one side to the other, as illustrated in Figure 4.6. In that case,

the amplitude of the LC tank voltage corresponds exactly to equation (4.5).

The VCO's output voltage speci�cations are very unrestricted. However,

in order to optimize the VCO for lowest phase noise, the output voltage has

to be maximized. The limiting factor is the saturation voltage of the current

21

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Chapter 4 Design and Simulation of an LC VCO

$��

&�� �

*+ *+

&�&��

&�� �

&��

&�

Figure 4.6: The current Ibias gets switched from one side to the other.

source's transistor. A tank voltage of 2.5 V is therefore assumed, resulting in

Vpp = 5V. By applying equation (4.5) the bias current can be determined:

Itail =Vtank2Rp

=2:5V

386� 6:5mA

Now that the transconductances and the currents of the transistors are

set, their widths and lengths can be computed according to equations (4.6).

The operating-point drain current is assumed to be Itail2

and minimum gate-

length transistors are used, Ln = Lp = 0:35�m.

Wn =g2m;n � Ln

k0n � ItailWp =

g2m;p � Ln

k0p � Itail(4.6)

Withkn = 110:9 � 10�6 1

V

kp = 42:7 � 10�6 1V

the widths of the transistors are �xed at:

Wn = 29.30 �m Ln = 0.35 �m

Wp = 73.25 �m Lp = 0.35 �m

The circuit shown in Figure 4.7 was then simulated using Hspice (section

A.4) and the computed values could be veri�ed, as shown in the following

table. The capacitance was set as to attain an oscillation of 1.05 GHz.

22

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Chapter 4 Design and Simulation of an LC VCO

M1 (n): gm1: 7.6 mS iD1: 3.25 mA

M2 (n): gm2: 7.6 mS iD2: 3.25 mA

M3 (p): gm3: 7.7 mS iD3: 3.25 mA

M4 (p): gm4: 7.7 mS iD4: 3.25 mA

$���0�$

%��� %���

&�� ��0�123�.

! *%��

*��

%�

*�

!*%�

*�

%��

*��

�+���2�+ �+���2�+

'�

'('

'

$���/ $���#

�042��!�0�523��

�0623��!�0���523��

�0623��!�0���523��

�042��!�0�523��

Figure 4.7: The circuit was simulated using Hspice, evidently verifying the

calculated values.

The output voltage and frequency are veri�ed and plotted in Figure 4.8.

The desired values were con�rmed.

4.2.3 The Varactors

The �rst step in designing the varactors lies in choosing their type. Due to

its ease of implementation and simulation, the gate channel capacitance of

a pMOS transistor is used. The ratio of maximal to minimal capacitance is

higher for MOS varactors than for junction-diodes, but the capacitance to

voltage-characteristic is steeper. This problem can be overcome by directly

coupling the varactor to the oscillator. The steep characteristic of the

varactor capacitance is averaged out over the oscillator swing and the VCO

tuning characteristic can be linearized [33].

In order to determine the necessary size of the varactor, all the capac-

itances of the VCO have to be modelled. The VCO's load will be a gate

23

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Chapter 4 Design and Simulation of an LC VCO

-2.5

-2

-1.5

-1

-500m

0

500m

1

1.5

2

2.5

0 2n 4n 6n 8n 10n 12n 14n 16n 18n 20n 22n 24n 26n 28n 30n 32n 34n 36n 38n 40n

Time=2.56e+00Voltage=2.91e-08

Out

put V

olta

ge, [

V]

Time, [ns]

050m

100m

150m

200m

250m

300m

350m

400m

450m

500m

550m

600m

650m

700m

750m

800m

850m

900m

950m

1g 2g

Frequency=1.05e+09

Frequency

Figure 4.8: The output voltage is as expected about 2.5 V while the oscilla-

tion frequency lies at 1.05 GHz.

of a mixer stage or a source follower; this was simulated as Cload = 40 fF.

The other transistors were modelled as shown in Figure 4.9 [30]. Figure 4.10

depicts the model of the varactor that was used for deriving the VCO's

equivalent circuit, shown in Figure 4.11 [17], [18].

The tank capacitance, Ctank, is given in equation (4.7). The resistances

Rs2 and Rv were neglected for simpli�cation.

Ctank =1

2(4Cgd;n + 4Cgd;p + Cdb;p + Cdb;n +

+ Cgs;n + Cgs;p + Cs2 + Cv + Cload) (4.7)

The capacitance needed in order to reach a midfrequency of 1.05 GHz was

24

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Chapter 4 Design and Simulation of an LC VCO

7

8 )

9

%,� %,�

%��

Figure 4.9: The capacitances of a MOSFET.

%:

*:7

8 )9

Figure 4.10: The varactor's equivalent circuit.

computed using equation (3.1).

Ctank =1

(2�fres)2L(4.8)

=1

(2� � 1:05GHz)2 � 2 � 4:06nHCtank � 2:83pF

All the capacitances, obtained with an operating-point simulation in

Hspice, were used to compute the desired varactor capacitance, Cvar, in

equation (4.9).

Cvar = 2Ctank � (4Cgd;n + 4Cgd;p + Cdb;p + Cdb;n +

+Cgs;n + Cgs;p + Cs2 + Cload) (4.9)

Cvar � 2 � 2:83pF � 1

2[4 � 16:26fF + 4 � 39:05fF + (94:56fF � 39:05fF) +

+ (38:79fF � 16:25fF) + 30:45fF + 80:56fF + 40fF + 992fF]

� 4:94pF

According to equation (4.9), varactors are needed with a mean capac-

itance of 4.94 pF each. The tuning voltage is �xed to Vtune = 0:::3V, the

25

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Chapter 4 Design and Simulation of an LC VCO

! *%��

*��

%�

*�

!*%�

*�

%��

*��

%: %:*:*:

%,�-�

%,�-�

%��-� %,�-�

%,�-�

%��-�

%,�-+

%,�-+

%��-+ %,�-+

%,�-+

%��-+

%�� � %�� �

� �

%: %:*:*:

%�� � %�� �

(%,�-+ (%,�-+

#,�-+ #,�-+

#,�-� #,�-�

%��-�/�%,�-�

%��-�/�%,�-�

%��-+/�%,�-+

%��-+/�%,�-+

(%,�-� (%,�-�

! !*� *�

%� %�*�*�

���

+#';)������#���+����+ ��

�#';)������#���+����+ ��

+#';): � �����

�+�� �����������

! *%��

*��

%�

*�

%: %:*:*:

%�� � %�� �

(%,�-+ (%,�-+

#,�-+ #,�-+

#,�-� #,�-�

%��-�/�%,�-�

%��-�/�%,�-�

%��-+/�%,�-+

%��-+/�%,�-+

(%,�-� (%,�-�

���

!*%�

*�

%��

*��

Figure 4.11: (a) The equivalent circuit of the VCO, (b) AC equivalent circuit,

(c) simpli�ed AC equivalent circuit.

potential of the output node, where the varactor is attached to, lies at a mean

potential of 1.5 V. Subsequently, the voltage over the varactor lies between

-1.5 V and 1.5 V. A �rst estimate for the size of the varactor was attained

using Hspice's CAPOP model [30] and by measuring the output frequency

of the circuit as shown in Figure 4.12. The according Hspice circuit is listed

in section A.5.

For maximizing the Q-factor of the varactor, minimal length transistors

26

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Chapter 4 Design and Simulation of an LC VCO

$�

%��<��

'�

&�

!

Figure 4.12: This schematic was simulated to determine the correct size of

the MOSCAP varactor, M1, and its Q-factor.

ought to be chosen [8]. The graphs shown in Figures 4.13 and 4.14 contain

the results of the simulation with a MOSCAP of length L = 0:7�m and

width W = 1400�m.

2p

2.2p

2.4p

2.6p

2.8p

3p

3.2p

3.4p

3.6p

3.8p

4p

4.2p

4.4p

4.6p

4.8p

5p

5.2p

-1.6 -1.4 -1.2 -1 -800m -600m -400m -200m 0 200m 400m 600m 800m 1000m 1.2 1.4 1.6Vgs

Cg,

tot

Figure 4.13: Gate capacitance of the varactor versus its gate to source/drain

voltage.

The varactor's Q-factor can now be computed, using Rp, the equiva-

lent parallel resistance of the LCVaractor resonator, obtained from the graph

shown in Figure 4.14. This graph was obtained by simulating the circuit

stated in section A.9, the moscap subcircuit is listed in section A.2. Rp

varies with the resonance frequency, therefore, this calculation is not very

precise. A worst-case scenario is assumed, using Rp = Rp;min [28].

27

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Chapter 4 Design and Simulation of an LC VCO

0

1k

2k

3k

4k

5k

6k

7k

8k

9k

10k

11k

12k

13k

500x 1g 1.5g 2g

Rp=1.73e+03Frequency=9.76e+08

Rp=9.33e+03Frequency=1.32e+09

Rp=1.50e+03Frequency=1.27e+09

Frequency

Rp,

[Ohm

]

Figure 4.14: The resonator gets tunable using the gate capacitance of a

pMOS varactor.

Rp � 1

!2C2Rs(4.10)

� Q2varactorRs (4.11)

From equations (4.10) and (4.11) the varactor's series resistance, Rs, can

be computed.

Rs � 1

!2C2Rp(4.12)

� 1

(2� � 1:05 GHz)2 � (4:9 pF)2 � 1:5 kRs � 0:64

Qvaractor � 1

!CRs(4.13)

� 1

2� � 1:05 GHz � 0:64 � 4:9 pFQvaractor � 48:5

It is important to note, that these calculations are not very precise,

as the layout of the varactor is not incorporated into the simulation. The

28

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Chapter 4 Design and Simulation of an LC VCO

varactor's series resistance is, therefore, higher and the corresponding

Q-factor lower.

The tuning range shown in Figure 4.14 is not realistic, because the capac-

itance of the varactor does not stay constant during a cycle of the oscillator,

as the varactor is directly attached to the oscillating output of the VCO. This

\direct coupling" is used to linearize the tuning voltage to output frequency

characteristic and it is illustrated in Figure 4.15.

$��

!� !�

% %

'

'�

'(

'

$����;��# ;��/

&�� �

Figure 4.15: Direct coupling: The voltage across the varactor does not stay

constant, as the output is oscillating.

It was found, that the tuning range can be improved by increasing the

gate length of the varactor from 0.7 �m to 1.05 �m, and by decreasing

the width accordingly. Figure 4.16 shows the di�erent capacitance versus

voltage curves, with the gate lengths and widths as parameters. Increasing

the gate length lowers the Q-factor of the varactor. Therefore, this is an

additional trade-o� between phase noise (high Q-factor of the varactor) and

VCO tuning range.

The size of the varactor was set to:

Wvaractor= 1000 �m Lvaractor = 1.05 �m

The frequency range of the VCO is from 955 MHz to 1110 MHz. Figure

4.17 shows the tuning range of the (ideal) VCO.

29

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Chapter 4 Design and Simulation of an LC VCO

1.2p

1.4p

1.6p

1.8p

2p

2.2p

2.4p

2.6p

2.8p

3p

3.2p

3.4p

3.6p

3.8p

4p

4.2p

4.4p

4.6p

4.8p

5p

5.2p

5.4p

5.6p

-1.6 -1.4 -1.2 -1 -800m -400m 0 400m 800m 1 1.2 1.4 1.6Vgs, [V]

Cto

t, [p

F]

Wvaractor = 2800 / a

L varactor = 0.35 x a

a=1

a=2

a=3

a=4

a=5

Figure 4.16: Sweep over di�erent gate lengths. By increasing the gate length

from 0.7 �m to 1.05 �m, the tuning range could be increased.

0

100m

200m

300m

400m

500m

600m

700m

800m

900m

1000m

850x 900x 950x 1g 1.05g 1.1g 1.15g 1.2g 1.25g 1.3g 1.35g 1.4g 1.45g 1.5g 1.55g 1.6g

Frequency=9.55e+08

Frequency=1.11e+09

Frequency, [GHz]

Figure 4.17: The VCO is now tunable from 955 MHz to 1110 MHz.

4.2.4 The Current Source

The last part of the VCO that needs to be designed is the current source. The

two important characteristics of a current source are the output resistance

and the saturation voltage. Ideally, an in�nite output resistance and 0 V

30

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Chapter 4 Design and Simulation of an LC VCO

saturation voltage are desired. Having a high output resistance results in low

harmonic distortion, a low saturation voltage enables a high voltage swing,

resulting in a trade-o�. The smallest saturation voltage can be achieved

by using a simple current mirror as a current source. The two equations

describing saturation voltage and output resistance are given in equations

(4.14) and (4.15) [34].

r�1out =

dIDdVDS

(4.14)

= k0W

L(VGS � Vt � VDS)

= k0W

L(VDSat � VDS)

VDSat =

r2

L

Wk0ID (4.15)

The output voltage amplitude is 2.5 V, leaving not enough headroom

even for the simple current mirror. In order to lower the output voltage, the

bias current was lowered to 5 mA and the transistor sizes were adjusted.

Wn = 60 �m Ln = 0.35 �m VDSat = 2323

Wp = 162 �m Lp = 0.35 �m VDSat = 2211

Ibias = 5 mA Vpp = 4.4 V

Simulations with an ideal current source and a resistor in parallel were

then made, and following speci�cations were determined to be most �tting:

Rout � 3 k

VDSat � 500 mV

The gate length of the current mirror transistor was then set to 0.7 �m,

double the size of the other transistors. Consequently, the gate width could

be computed using equation (4.15).

Wcurrent-mirror =2LIDk0VDSat

Wcurrent-mirror � 130�m

The resulting output resistance is 3.6 k.

31

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Chapter 4 Design and Simulation of an LC VCO

Wcurrent-mirror = 130 �m Lcurrent-mirror = 0.7 �m

Rout = 3.6 k VDSat = 460 mV

The bias current is set to Ibias = 5mA, a current that can be easily

adjusted by an o�-chip current source. As a result, both transistors of the

current mirror are set to be of equal size.

4.3 Phase Noise of the LC VCO

As there is no possibility to simulate phase noise properly using Hspice,

hand calculations had to be relied on. The equations that were used, are

described in section 2.2. The equation used to compute the phase noise in

the 1=f2-region was already denoted in (2.6).

L(foff ) � 1

16�2f2off� 1

q2max

�Xn

i2n�f

!

� 1

16�2f2off� Ltank

2!04

V 2sw

�Xn

i2n�f

!(4.16)

� 2�2 � f04

f2off� Ltank

2

V 2sw

�Xn

i2n�f

!(4.17)

L(100 kHz) � 2�2 � (1:05 GHz)4

(100 kHz)2� (8:12 nH)2

(2:2 V)2�Xn

i2n�f

!(4.18)

� 32:685 � 109 1

A2�Xn

i2n�f

!(4.19)

Pn

�i2n

�f

�is the sum of the current noise densities of all independent

noise sources in the equivalent circuit. The noise sources that were considered

are enclosed in the schematic in Figure 4.18.

Transistor drain noise: A simple model is used for the transistor channel

thermal di�erential current noise [13]:

i2M;d

�f=

i2Mp;d

�f+i2Mn;d

�f

= 2kT (gd0;n + gd0;p) (4.20)

32

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Chapter 4 Design and Simulation of an LC VCO

&�� �

%: %:*:*:

! !*� *�

*)*)

�'+-�

���'+-�

��

�'+-,

���'+-,

��

�'�-�

���'�-�

���'�-,

���'�-,

��

��:%:

:%:

��

��:*+

:*+

��

:*�

��:*�

��

'�

'+

'�

'+

%)%)

Figure 4.18: Schematic of the VCO with all the noise sources included.

where for short-channel transistors = 2:5, and

gd0;n =2Id;n

LnEsat;n

(4.21)

gd0;p =2Id;p

LpEsat;p: (4.22)

The total drain current noise density is computed in equation (4.23).

i2M;d

�f= 4kT (

Id;nLnEsat;n

+Id;p

LpEsat;p) (4.23)

� 1:77 � 10�22A2s

Transistor gate noise: All the gate noise sources are in parallel to the

drain noise sources; they therefore add up in the same way as the

drain current noise sources do [13]. For short channel transistors, the

33

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Chapter 4 Design and Simulation of an LC VCO

total gate current noise density is given in equation (4.24).

i2M;g

�f=

i2Mp;g

�f+i2Mg;d

�f(4.24)

=1

2

4kTÆ!2C2

gs;nESatLn

5Ibias+4kTÆ!2C2

gs;pESatLp

5Ibias

!

=2kTÆ!2

5Ibias

�C2gs;nLnESat;n + C2

gs;pLpESat;p

�For short channel devices Æ is assumed to be about 4. The total gate

current noise density is therefore:

i2M;g

�f� 3:21 � 10�24A2s

Inductor noise: Two noise sources of the inductor are considered: the

noise of the ohmic losses in the windings and the noise of the losses in

the substrate [18].

i2L�f

= 2kTgL (4.25)

where

gL =Rs

(!L)2+Cs2!

Qs2

(4.26)

� Rs

(L!)2+ (!Cs2)

2Rs2

The total inductor noise density is computed in equation (4.27).

i2L�f

� 2kT

�Rs

(L!)2+ (!Cs2)

2Rs2

�(4.27)

� 4:32 � 10�23A2s

Varactor noise: The varactor noise can be modelled using equation (4.28)

[18].

i2C�f

=8kT

Rv;p

(4.28)

� 8kTRv(!Cv)2

34

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Chapter 4 Design and Simulation of an LC VCO

Rv;p is the equivalent parallel resistance of the varactor. Rv;p is actually

frequency-dependent, but for simplicity, worst-case is assumed: Rv;p =

Rv;p;max. The total varactor noise density is:

i2C�f

� 2:46 � 10�23A2s

Summing up all the noise densities of the di�erent noise sources leads

to:

Xn

i2n�f

!=

i2M;d

�f+i2M;g

�f+

i2L�f

+i2C�f

� 2:48 � 10�22A2s

The total amount of phase noise at 100 kHz o�set from the carrier fre-

quency of 1.05 GHz was then computed as shown in equation (4.29).

L(foff ) � 1

16�2f2off� 1

q2max

�Xn

i2n�f

!(4.29)

L(100 kHz) � 32:685 � 109 1

A2� 2:48 � 10�22A2s

� �111 dBc

Hz

Several parts of the VCO contribute di�erently to the total phase noise

of the VCO:

Transistor drain noise: 71.4 %

Transistor gate noise: 1.3 %

Inductor noise: 17.4 %

Varactor noise: 9.9 %

The biggest contribution to phase noise comes from transistor drain cur-

rent, which is linearly dependent on the transconductance of the transistors.

By increasing the Q-factor of the LC tank, this transconductance can be

lowered, resulting in better phase noise performance. The amount of phase

noise lies well below the speci�ed phase noise margin.

35

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Chapter 4 Design and Simulation of an LC VCO

4.4 Simulation of the Complete LC VCO

Having determined all the elements of the VCO, the complete LC VCO,- as

shown in Figure 4.19 and listed in section A.6, can now be simulated. No

parasitic capacitances or resistances were added, except for the ones included

in the equivalent circuit of the spiral inductor.

$��0$

&�� �03�.

! *

%��

*��

%�

*�

!*%�

*�

%��

*��

�+���2�+ �+���2�+

'�

'('

'

$���/ $���#

�015��!0523��

�0�1��!0523��

�0�1��!0523��

�015��!0523��

'%'%�

$����

�0�555��!�0��253��

�0�5��!0526��

�0�5��!0526��

Figure 4.19: Schematic of the complete VCO including all the transistor

dimensions.

The graphs in Figure 4.20 show the output voltage in the time-

and in the frequency-domain. The tuning voltage to output frequency

characteristic is depicted in Figure 4.21. As the characteristic of the tuning

voltage to capacitance of the varactor is not monotonous (see Figure 4.13),

the tuning-voltage to frequency characteristic is also not monotonous. The

useful range for the tuning voltage has to be limited from 0.5 V to 1.7 V.

This can, for example, be done by using a �xed voltage divider.

All the speci�cations were ful�lled and as a result, the layout of the LC

VCO could be commenced. The simulation results are summarized in the

following table:

Speci�cations Simulation

Supply Current: max. 10mA 5mA

Tuning Range: 1:05GHz � 5% 1:05GHz + 6%;�9%Control voltage: 0V � 3V 0:5V � 1:7V

Output signal > 2Vpp 4:4Vpp

Phase noise: L(100kHz) < �100 dBc=Hz � �111 dBc=Hz

36

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Chapter 4 Design and Simulation of an LC VCO

-2.5

-2

-1.5

-1

-500m

0

500m

1

1.5

2

2.5

-2n 0 2n 6n 10n 14n 18n 22n 26n 30n 34n 38n 42n 46n 50n 54n 58n 62n

Voltage=2.28e+00Time=4.08e-08

Voltage=-2.28e+00Time=4.13e-08

Time, [ns]

Out

putv

olta

ge, [

V]

0

100m

200m

300m

400m

500m

600m

700m

800m

900m

1000m

1.1

800x 840x 880x 920x 960x 1g 1.04g 1.08g 1.12g 1.16g 1.2g 1.24g 1.28g 1.32g

Frequency=9.52e+08

Frequency=1.10e+09

Frequency, [GHz]

Figure 4.20: Simulation result of the complete VCO, in the time- and in the

frequency-domain.

37

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Chapter 4 Design and Simulation of an LC VCO

435

465

445

�5�5

�55

�535

�565

�545

��55

5$ 523$ �25$ �23$ 25$ 23$ 25$

;��+�

�����

����

�-�='

��>

$����-�=$>

�26$-����5'��

523$-�433'��

Figure 4.21: The frequency versus tuning voltage characteristic is fairly linear

from 0.5 V to 1.7 V.

38

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Chapter 5

Layout of the LC VCO

5.1 Layout Issues

The layout of an analog RF circuit is very delicate, as it greatly in uences

its performance. There are several issues that have to be taken into account;

only a few important ones will be mentioned here:

� The most important issue in the layout of a di�erential circuit is \sym-

metry": both half-circuits have to be as similar as possible. All de-

viations from symmetry deteriorate the output signal; additionally,

symmetry inhibits the e�ect of common-mode noise and even-order

nonlinearity. In order to improve symmetry large transistors may fur-

ther be split up to counteract gradient e�ects: transistors are decom-

posed, placed on both sides of the symmetry axis and connected (e.g.

common-centroid layout, cross coupling) [28].

� Another important issue are body-e�ects: many substrate contacts

have to be inserted to ensure that all elements of the circuit are at the

same potential [28], [34].

� It is essential to minimize parasitic elements; especially connections

between critical parts (for example paths carrying RF signals) should

be kept as short as possible. The resistance of a connection can also

be lowered by increasing its width, however, this results in an increase

of parasitic capacitance. As conductor-crossings carrying RF signals

cause coupling and may deteriorate the signal, they should be kept to

a minimum.

39

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Chapter 5 Layout of the LC VCO

� By interleaving the transistors, their gate resistances and the

source/drain junction areas can be reduced [28], [35], consequently,

the transistor's performance ameliorates to a great extent.

� Transistors should all have the same orientation, as many steps in

lithography and wafer processing behave di�erently along di�erent

axes. This may otherwise cause bad matching [35].

Greatest e�ort was taken with these basic layout issues while working

on the layout of the LC VCO. The following sections brie y discuss the

layout of the di�erent parts of the LC VCO. The seperate layers of the

technology used are shown in Figure B.1. All �gures containing illustrations

of the layouts are collected in appendix B.

5.2 The Spiral Inductors

The layout of the spiral inductors was determined by ASITIC. The two layers

were connected using as many vias as allowed regarding the design rules. The

two inductors were connected via metal layer 3; the distance between the

two inductors was set later, as the space had to be large enough to �t the

cross coupled pairs. The layout of the two spiral inductors is shown in Figure

B.2.

5.3 The Cross Coupled Pairs

The layout of the nMOS and pMOS cross coupled pairs was designed next.

The nMOS and pMOS transistors used for the cross coupled pairs have to

be of following dimensions1:

Wn = 60 �m Ln = 0.4 �m

Wp = 162 �m Lp = 0.4 �m

The cross coupled pairs have common sources and one gate is connected

to the drain of the other transistor. Instead of connecting the sources via

1The design rules of the 0.35 �m ROHM process was only received after having already

determined all the elements and their dimensions of the LC VCO, however, the minimal

gate length in this 0.35 �m process is 0.4 �m, not 0.35 �m as expected. The resimulations

of the complete circuit demonstrated that no signi�cant changes occur by increasing the

gate lengths of all transistors.

40

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Chapter 5 Layout of the LC VCO

metal layers, the transistors can be interweaved; the drains of each transistor

are enclosed by two common sources. The sources are connected via metal

layer 2 from both sides, while the gates of one transistor are connected with

the drains of the other transistor via metal layer 1. The substrate and n-well

is connected on two opposing sides of the cross coupled pair to ground and

Vdd respectively. The nMOS transistors are split up into two \�ngers", and

the pMOS is split into four. The dimensions of the complete cross coupled

pairs are as follows:

nMOS cc pair pMOS cc pair

Width: 20.4 �m 25.6 �m

Length: 12.9 �m 27.9 �m

The layout of the 2 cross coupled pairs can be seen in Figure B.3.

5.4 The Varactors

Many scienti�c publications have recently been devoted to the layout of

varactors [8], [27]. These describe, that two issues are very important in

designing a varactor: its series resistance should be minimized, and the

symmetry.

In order to minimize the series resistance, the transistors were inter-

leaved. The two varactors were split up into four and then interlinked, as

illustrated in Figure 5.1. This strategy decreases linear gradient e�ects and

improves the symmetry. The n-well is on the same potential as the drain

and the source are; the n-well is connected to drain and source on all four

sides of the varactor.

The varactor's layout is depicted in Figure B.4. The outer side of the

varactor serves as the di�erential outputs, the tuning voltage will be attached

to the bottom parts of the varactors. The dimensions of each varactor are

as follows:

Width: 36 �m

Length: 67 �m

41

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Chapter 5 Layout of the LC VCO

$���/ $���#

$����

$���/ $���#

$���� $����

Figure 5.1: The varactors were split up into even parts and cross-connected.

5.5 The Current Source

The current source is not very crucial in design, but again, symmetry is

very important. Therefore, the current source was divided in order to make

it symmetric, as shown in Figure 5.2.

�0�5��!�0�526��

�0�5��!�0�526��

�� ��

�0�5��!�0�526��

�0�13��!�0�526��

�0�13��!�0�526��

� �

Figure 5.2: The current mirror was split up and made symmetric.

As all the current (i.e. 5 mA) ows through the current source, the

conductor has to be wide enough to minimize resistive losses and voltage

drop. The substrate's potential around all three transistors is de�ned

from three sides and the ground-contact is held as short and as wide as

possible to ensure a properly de�ned potential. The layout of the complete

current source is depicted in Figure B.5. The disadvantage of this layout is

the crossing of the output of the current source with the varactor-connection.

The dimensions of the complete current source are as follows:

42

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Chapter 5 Layout of the LC VCO

Width: 50 �m

Length: 17 �m

5.6 The Complete Layout

After all parts of the LC VCO have been designed, the next step is to connect

them properly. The gap between the two spiral inductors was set big enough

to �t the cross coupled pairs in-between. Then the current source was placed

underneath the nMOS cross coupled pair and the varactors were placed on

either side and interconnected. The complete layout of the LC VCO can be

seen in Figures B.6 and B.7. The dimensions of the complete LC VCO are

as follows:

Width: 634 �m

Length: 381 �m

5.7 Extraction and Simulation of the Layout's

Equivalent Circuit

The �nished LC VCO's layout was now examined. First, the equivalent cir-

cuit containing all the parasitic capacitances was extracted. The parasitic

resistances could not be determined, as ROHM did not provide this infor-

mation. Therefore, the most important resistances were added by hand. The

resulting circuit description is stated in section A.7 The spiral inductor had

to be removed prior to extracting the equivalent circuit, as it would have

been treated as a short-circuit. The spiral inductor's equivalent circuit in-

cluding all the parasitcs was already extracted with ASITIC. The resulting

circuit-�le was then simulated in Hspice. As the midfrequency of the VCO

was too low, due to all the parasitic resistances, the size of the varactor was

adjusted and the circuit was again extracted and simulated. The following

results were obtained:

Due to the parasitic capacitances, the tuning range shrank slightly, which

can be seen in Figure 5.3. The e�ective tuning range of the LC VCO is now

between 962 MHz and 1110 MHz. The output voltage is similar to the one

before having included the parasitic elements, Vpp=4.4V, as shown in Figure

5.4. The tuning characteristic was plotted in Figure 5.5.

43

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Chapter 5 Layout of the LC VCO

-50m0

50m

100m

150m

200m

250m

300m

350m

400m

450m

500m

550m

600m

650m

700m

750m

800m

850m

900m

950m

1

2g

Frequency=9.62e+08

Frequency=1.11e+09

1gFrequency, [GHz]

Figure 5.3: The VCO can be tuned from 962 MHz to 1110 MHz.

-2

-1.5

-1

-500m

0

500m

1

1.5

2

0 1n 2n 3n 4n 5n 6n 7n 8n 9n 10n 11n 12n 13n 14n 15n 16n 17n 18n 19n 20n

Voltage=2.20e+00Time=1.59e-08

Voltage=-2.20e+00Time=1.60e-08

Time, [ns]

Out

put V

olta

ge, [

V]

Figure 5.4: The LC VCO has an output voltage of Vpp=4.4 V.

44

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Chapter 5 Layout of the LC VCO

435

465

445

�5�5

�55

�535

�565

�545

��55

5$ 523$ �25$ �23$ 25$ 23$ 25$

;��+�

�����

����

�-�='

��>

$����-�=$>

�26$-����5'��

523$-�41'��

Figure 5.5: The LC VCO's tuning characteristic is fairly linear for

Vtune=0.5V to Vtune=1.7V.

45

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Chapter 6

Concluding Remarks

In this thesis, the design of a low phase noise LC VCO was presented. The

topology was determined, its elements were calculated and simulated and

�nally the layout was designed. In this approach, special care was taken to

minimize the phase noise.

The project is concluded with the simulation of the complete layout,

including all parasitic capacitances and the most important resistances. The

VCO will be fabricated, but as the time frame of this thesis does not allow

to wait for the chip, only simulation results can be presented.

6.1 Summary of the Simulation Results

The complete layout was simulated including all the parasitic capacitances

and the most important parasitic resistances. The phase noise calculation

was repeated with the new parameters, however, this did not change the

result. Due to the �xed parasitic capacitance from the layout, the tuning

range decreased, but the speci�cations were still attained. The results are

presented in the following table:

46

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Chapter 6 Concluding Remarks

Speci�cations Simulation of the

complete layout

Supply Current: max. 10mA 5mA

Tuning Range: 1:05GHz � 5% 1:05GHz + 6%;�8%Control voltage: 0V � 3V 0:5V � 1:7V

Output signal > 2Vpp 4:4Vpp

Phase noise: L(100kHz) < �100 dBc=Hz � �111 dBc=Hz

These results show that low phase noise LC VCO's using this CMOS

process are feasible. The most important part of the VCO is its LC tank, as

this mainly determines the amount of phase noise and the power dissipation.

However, it has to be pointed out that these results are not very precise:

The process parameters are not very accurate and the simulation programs

(i.e. DRACULA and Hspice) cannot be fully relied on for RF circuit design.

6.2 Comparison with Recent Publications

The LC VCO designed and simulated in this thesis is being compared to

recently published designs in the following table:

Published in Frequency Tuning Power Phase noise

range consumption (600kHz)

LC VCOs

this thesis 1050 MHz 14% 15 mW -126 dBc/Hz

[16] 1910 MHz 26% 10 mW -121 dBc/Hz

[4] 1300 MHz 25% 12 mW -119 dBc/Hz

[18] 1800 MHz 10% 3.2 mW -118 dBc/Hz

[13] 1800 MHz - 6 mW -121 dBc/Hz

Ringoscillators

[10] 1500 MHz 48% 2.5 mW -88 dBc/Hz

[36] 900 MHz 50% 30 mW -117 dBc/Hz

All designs were published recently, either in the year 1999 or 2000. This

comparison shows that all three parameters, tuning range, phase noise

and power consumption, are related to one another. By increasing the

power dissipation, the phase noise performance is improved, however, by

improving the phase noise performance the VCO's tuning range becomes

47

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Chapter 6 Concluding Remarks

limited. Ringoscillators achieve a higher tuning range, but for very low

phase noise performance, LC VCOs are more suitable.

Keeping this thesis' goal in mind, to design a minimal phase noise RF

VCO, the design was successful: The phase noise is minimal, but at the same

time, the tuning range is lower and the power consumption is higher than in

other designs. The improved low phase noise performance results from the

high Q-factor of the LC tank, and the relatively high power consumption.

The tuning range could be enhanced by decreasing the tank inductance and

increasing the varactor size, however, this excellent phase noise performance

would not be attained any longer.

6.3 Further Research

Many interesting topics concerning the LC VCO have not yet been fully

investigated:

� The e�ects of the current source on the LC VCO could be further ex-

amined, in order to determine the ideal saturation voltage and output

resistance so as to maximize the VCO's performance.

� The layout of the varactors seems to be very important. Further re-

search can be made to minimize the varactor's series resistance. In

addition, various types of varactors should be considered to optimize

future low phase noise LC VCOs.

� The mutual in uence of the two spiral inductors has not yet been in-

vestigated, this might be an important parameter to further maximize

their Q-factor.

� Shielding techniques for the transistors and the inductors could be ex-

plored, in order to minimize the inductor's eddy losses and to minimize

the potentially disturbing �eld in-between the two spiral indutors.

48

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Appendix A

Hspice Simulation Files

A.1 Subcircuit: Spiral Inductor

.subckt spind 3 1 5

* two inputs of inductance and substrate connection

************* Circuit Data ***************

R11 (3 2) R1

Rss1 (6 5) Rs1

Rss2 (4 5) Rs2

L11 (2 1) L1

Css1 (3 6) Cs1

Css2 (1 4) Cs2

********** Parameterdefinitions **********

*Pi Model at f=1.05 GHz: Q = 6.180,5.875,6.605

*L = 4.06 nH R = 3.74

*Cs1= 728 fF Rs1= 1.62

*Cs2= 992 fF Rs2= 0.175 f_res = 2.92GHz

.param Cs1 = 728f

.param Cs2 = 992f

.param Rs1 = 1.62

.param Rs2 = 0.175

49

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Chapter A Hspice Simulation Files

.param R1 = 3.74

.param L1 = 4.06n

.ends

A.2 Subcircuit: MOSCAP Varactor

.subckt moscap 1 2 3

************* Circuit Data ***************

M1 (3 1 3 3) p (l=length w=width)

M2 (3 2 3 3) p (l=length w=width)

.param length = '1.05u'

.param width = '1000u'

.ends

A.3 Subcircuit: MOSCAP Varactor Extracted

from the Layout

.subckt moscap 1 2 3

********** Circuit Data *************

****MOSCAP 900um

*M1 (3 1 3 3) p (l=1.05u w=900u) AD=463.50P

*+ PD=960.90U AS=463.50P PS=960.90U

*M2 (3 2 3 3) p (l=1.05 w=900u) AD=463.50P

*+ PD=960.90U AS=463.50P PS=960.90U

***moscap 855um

*M1 (3 1 3 3) p (l=1.05u w=805u)

*+ AD=440.33P PD=914.40U AS=440.33P PS=914.40U

*M2 (3 2 3 3) p (l=1.05u w=805u)

*+ AD=440.33P PD=914.40U AS=440.33P PS=914.40U

***moscap 804um

50

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Chapter A Hspice Simulation Files

*M1 (3 1 3 3) p (l=1.05u w=805u)

*+ AD=414.06P PD=861.70U AS=414.06P PS=861.70U

*M2 (3 2 3 3) p (l=1.05u w=805u)

*+ AD=414.06P PD=861.70U AS=414.06P PS=861.70U

***moscap 804um including parasitic resistances and

***moscaps split up

M1 (3 4 3 3) p (l=1.05u w=402.5u)

M2 (3 6 3 3) p (l=1.05u w=402.5u)

M3 (3 11 3 3) p (l=1.05u w=402.5u)

M4 (3 9 3 3) p (l=1.05u w=402.5u)

R1a (4 5) '637m*x'

R1b (9 8) '637m*x'

R2a (5 1) '197m*x'

R2b (8 2) '197m*x'

R3a (5 10) '419m*x'

R3b (8 7) '419m*x'

R4a (6 7) '825m*x'

R4b (10 11) '825m*x'

* switching the resistances on/off, on: x=1

.param x = 1

.ends

A.4 VCO with Ideal Capacitors, Ideal Current

Source and Non-Ideal Spiral Inductor

************* Circuit Data ***************

.inc spind.sp

51

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Chapter A Hspice Simulation Files

Vdd (6 0) DC 3V

Ianr (3 0) PULSE (0A 1mA 0 0 0 0.5n 1)

M3 (3 2 6 6) P (L=lp W=wp)

M4 (2 3 6 6) P (L=lp W=wp)

XL1 (3 5 0) spind

XL2 (2 5 0) spind

*L1 (3 5) 4.06nH

*L2 (2 5) 4.06nH

C1 (3 4) Cres

C2 (2 4) Cres

R2 (4 0) 10G

M1 (3 2 1 0) N (L=ln W=wn)

M2 (2 3 1 0) N (L=ln W=wn)

R1 (1 0) 10g

I1 (1 0) DC tail

********** Parameterdefinitions **********

.param wp = 73.35u

.param lp = 0.35u

.param wn = 29.3u

.param ln = 0.35u

.param ctrl = 1.7V

.param Cres = 4.2p

.param tail = 6.5mA

**************** Commands ****************

.inc comp21n1.mdl

.op

.tran .001n 40.001n 0.1n

.four 1.1g v(3,2) v(2) v(3) v(7,3) v(7,2)

52

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Chapter A Hspice Simulation Files

.print tran i(M1) i(M2) i(m3) i(m4)

.option POST

.end

A.5 VCO with Ideal Current Source, Varactors

and Spiral Inductors for Measuring Tunabil-

ity

************* Circuit Data ***************

.inc spind.sp

.inc newmoscap.sp

Vdd (6 0) DC 3V

Ianr (3 0) PULSE (0A 1mA 0 0 0 0.5n 1)

M3 (3 2 6 6) P (L=lp W=wp)

M4 (2 3 6 6) P (L=lp W=wp)

XL1 (3 5 0) spind

XL2 (2 5 0) spind

*L1 (3 5) 4.06nH

*L2 (2 5) 4.06nH

XC1 (3 2 7) moscap

V7 (7 0) DC ctrl

*C1 (3 4) Cres

*C2 (2 4) Cres

*R2 (4 0) 10G

M1 (3 2 1 0) N (L=ln W=wn)

M2 (2 3 1 0) N (L=ln W=wn)

R1 (1 0) 10g

53

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Chapter A Hspice Simulation Files

I1 (1 0) DC tail

Cload1 (3 0) 40fF

Cload2 (2 0) 40fF

********** Parameterdefinitions **********

.param wp = 73.25u

.param lp = 0.35u

.param wn = 29.3u

.param ln = 0.35u

.param ctrl = 1.7V

.param Cres = 4.12p

.param tail = 6.5mA

**************** Commands ****************

.inc comp21n1.mdl

.op

.tran .001n 20.001n 0.1n sweep ctrl 0V 3V .5V

.four 1.1g v(3,2)

.print tran i(M1) i(M2) i(m3) i(m4)

.option dccap=1 post nomod

.print cgb = Par('LX18(XC1.M1) + LX19(XC1.M1) + LX20(XC1.M1)')

+ CBG=Par('-LX21(XC1.M1)')

+ CGS=Par('-LX20(XC1.M1)')

+ CSG=Par('LX18(XC1.M1) + LX21(XC1.M1) + LX32(XC1.M1)')

+ CGD=Par('-LX19(XC1.M1)')

+ CDG=Par('-LX32(XC1.M1)')

+ CG =Par('LX14(XC1.M1)')

+ CGtot =Par('- LX19(XC1.M1) - LX21(XC1.M1) -LX20(XC1.M1)')

.option POST

.end

54

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Chapter A Hspice Simulation Files

A.6 VCO with Non-Ideal Current Source, Varac-

tors and Spiral Inductors

************* Circuit Data ***************

.inc spind.sp

.inc newmoscap.sp

Vdd (6 0) DC 3V

Ianr (3 0) PULSE (0A 1mA 0 0 0 0.5n 1)

M3 (3 2 6 6) P (L=lp W=wp)

M4 (2 3 6 6) P (L=lp W=wp)

XL1 (3 5 0) spind

XL2 (2 5 0) spind

XC1 (3 2 7) moscap

V7 (7 0) DC ctrl

M1 (3 2 1 0) N (L=ln W=wn)

M2 (2 3 1 0) N (L=ln W=wn)

V10 (1 10) 0.0000001mV

*R1 (10 0) 1k

*I1 (10 0) DC tail

MC1 (10 8 0 0) N (L=.7u W=130u)

MC2 (8 8 0 0) N (L=.7u W=130u)

I1 (0 8) DC tail

Cload1 (3 0) 40fF

Cload2 (2 0) 40fF

********** Parameterdefinitions **********

55

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Chapter A Hspice Simulation Files

.param wp = 162u

.param lp = 0.4u

.param wn = 60u

.param ln = 0.4u

.param ctrl = 1.7V

.param tail = 5mA

**************** Commands ****************

.inc comp21n1.mdl

*The measure of a man is the way he bears up under misfortune.

* ~Plutarch ~

.op

.tran 0.001n 60.001n 0.1n sweep ctrl 0V 3V 0.5V

.four 1.05g v(3,2) v(2) v(3)

.print tran i(M1) i(M2) i(m3) i(m4) i(mc1) i(mc2) i(v10)

.option dccap=1 post nomod

.print cgb = Par('LX18(XC1.M1) + LX19(XC1.M1) + LX20(XC1.M1)')

+ CBG=Par('-LX21(XC1.M1)')

+ CGS=Par('-LX20(XC1.M1)')

+ CSG=Par('LX18(XC1.M1) + LX21(XC1.M1) + LX32(XC1.M1)')

+ CGD=Par('-LX19(XC1.M1)')

+ CDG=Par('-LX32(XC1.M1)')

+ CG =Par('LX14(XC1.M1)')

+ CGtot =Par('- LX19(XC1.M1) - LX21(XC1.M1) -LX20(XC1.M1)')

.option POST

.end

A.7 VCO including all Parasitic Capacitances and

some Resistances

************* Circuit Data ***************

.inc spind.sp

56

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Chapter A Hspice Simulation Files

.inc newmoscapsim.sp

Vdd (30 0) DC 3V

Ianr (3 0) PULSE (0A 1mA 0 0 0 0.5n 1)

M3 (3 2 6 6) P L=0.40U W=162.00U AD=89.10P PD=170.80U

+ AS=98.21P PS=191.95U

M4 (2 3 6 6) P L=0.40U W=162.00U AD=89.10P PD=170.80U

+ AS=98.21P PS=191.95U

M1 (3 2 1 0) N L=0.40U W=60.00U AD=39.75P PD=80.30U

+ AS=33.00P PS=64.40U

M2 (2 3 1 0) N L=0.40U W=60.00U AD=39.75P PD=80.30U

+ AS=33.00P PS=64.40U

MC1 (10 8 32 32) N (L=.7u W=130.4u) AD=79.87P PD=182.60U

+ AS=65.20P PS=146.40U

MC2 (8 8 32 32) N (L=.7u W=130u) AD=79.62P PD=172.30U

+ AS=65.00P PS=138.00U

XL1 (3 5 0) spind

XL2 (2 5 0) spind

XC1 (3 2 7) moscap

V7 (7 0) DC ctrl

I1 (0 31) DC tail

Cload1 (3 0) 40fF

Cload2 (2 0) 40fF

CC1 (10 8) 5.52000E-15

CC2 (10 0) 3.50858E-14

CC3 (1 3) 6.33179E-15

CC4 (1 2) 6.29158E-15

CC5 (8 0) 1.15950E-13

CC6 (3 0) 6.51073E-14

57

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Chapter A Hspice Simulation Files

CC7 (3 2) 4.28437E-16

CC8 (3 6) 3.45477E-14

CC9 (3 5) 2.14420E-13

CC10 (2 0) 6.53114E-14

CC11 (2 6) 3.45477E-14

CC12 (2 5) 2.14412E-13

CC13 (5 0) 3.51204E-14

Rsh1 (30 6) 630m

Rsh2 (31 8) 150m

Rsh3 (32 0) 82.5m

Rsh4 (1 10) 186m

********** Parameterdefinitions **********

.param wp = 'wn*2.7'

.param lp = 0.4u

.param wn = 60u

.param ln = 0.4u

.param ctrl = 1.7V

.param Cres = 4.12p

.param tail = 5mA

**************** Commands ****************

.inc comp21n1.mdl

.op

.tran 0.001n 80.001n 0.1n sweep ctrl 0V 3V .1V

.four 1.05g v(3,2) v(2) v(3)

.option dccap=1 post nomod

.print cgb = Par('LX18(XC1.M1) + LX19(XC1.M1) + LX20(XC1.M1)')

+ CBG=Par('-LX21(XC1.M1)')

+ CGS=Par('-LX20(XC1.M1)')

+ CSG=Par('LX18(XC1.M1) + LX21(XC1.M1) + LX32(XC1.M1)')

+ CGD=Par('-LX19(XC1.M1)')

58

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Chapter A Hspice Simulation Files

+ CDG=Par('-LX32(XC1.M1)')

+ CG =Par('LX14(XC1.M1)')

+ CGtot =Par('- LX19(XC1.M1) - LX21(XC1.M1) -LX20(XC1.M1)')

.option POST

.end

A.8 Finding the Equivalent Parallel Resistance of

the LC Tank at Resonance Frequency

************* Circuit Data ***************

.inc spind.sp

XL1 (1 0 0) spind

C1 (1 0) Cres

I1 (1 0) DC 0 AC 1

********** Parameterdefinitions **********

.param Cres = 4.9p

**************** Commands ****************

.inc comp21n1.mdl

.op

.ac DEC 1000 .1g 10g

.pz v(1) I1

.option POST

.end

A.9 Determining the Q-Factor of the Varactor and

its Series Resistance

************* Circuit Data ***************

L1 (1 0) 4.06nH

M1 (2 1 2 2) P (l=1.05u w=1000u)

59

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Chapter A Hspice Simulation Files

C1 (1 2) 1440fF

I1 (1 0) DC 0 AC 1

V1 (0 2) DC abc

**************** Commands ****************

.inc comp21n1.mdl

.op

.dc abc -1.5V 1.5V .1V

.ac DEC 100 .1g 10g sweep abc -1.5 1.5 0.1

.option dccap=1 post nomod

.print cgb = Par('LX18(M1) + LX19(M1) + LX20(M1)')

+ CBG=Par('-LX21(M1)')

+ CGS=Par('-LX20(M1)')

+ CSG=Par('LX18(M1) + LX21(M1) + LX32(M1)')

+ CGD=Par('-LX19(M1)')

+ CDG=Par('-LX32(M1)')

+ CG =Par('LX14(M1)')

+ Cgtot =Par('- LX19(M1) - LX21(M1) -LX20(M1)')

.option POST

.end

60

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Appendix B

Picture Gallery

Figure B.1: The di�erent patterns and colors used by Cadence for the various

layers.

Figure B.2: The layout of the two spiral inductors.

61

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Chapter B Picture Gallery

Figure B.3: The layout of the nMOS and the pMOS cross coupled pairs.

Figure B.4: The layout of the two varactors.

62

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Chapter B Picture Gallery

Figure B.5: The layout of the completely symmetric current source.

Figure B.6: The layout of the LC VCO and all the terminals.

63

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Chapter B Picture Gallery

Figure B.7: The layout of the completely symmetric LC VCO.

64

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Appendix C

Environment

This thesis was written at the Tokyo Institute of Technology (Titech)

and submitted to the Swiss Federal Institute of Technology (ETH). There

are many di�erences between these two universities that one has to get

accustomed to �rst.

I was working in a students' group of �rst year master's (M1) students

on a 1 year project. Their project started in April 2000. Problems with some

parts of the circuits arose after a few months, making it necessary to change

the structure of the BS Receiver and the VCO's requirements several times.

These changes were still in progress when I joined the project in November

2000. Communication with the other students was sometimes challenging

because of language barriers; furthermore, most group meetings were held

in Japanese, making it diÆcult for me to join the ongoing discussions.

The �rst month was spent reading papers, attending Japanese technical

seminars and meetings in order to decide on the topology of the BS Receiver

and its VCO. The many changes in the topology made it diÆcult to choose

what type of VCO had the most advantageous properties. More than one

week was spent building a Simulink VCO model with adjustable phase noise

performance in order to simulate the complete BS Receiver. This model

could help us determine how crucial phase noise on the BS Receiver is. The

model was never used, as the other parts of the BS Receiver model were not

�nished during the course of this thesis. The VCO was ulitized as a local

oscillator for the down mixer, therefore, a low noise VCO was required.

The physical parameters of the 0.35 �m CMOS process were not exact

65

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Chapter C Environment

enough to enable the use of a passive LC VCO, as the performance of the

spiral inductor depends very much on these parameters. An alternative was

the employment of an active LC resonator, as some publications reported

low phase noise performance due to the use of this resonator. Many weeks

were spent performing simulations with active LC resonators, however, no

promising results could be attained.

After two months without much progress, speci�cations were �xed by

ETH and the not very reliable physical process-parameters were used to

design an LC VCO. Further problems arose with the programs needed to

design a circuit. As I was the �rst to use the 0.35 �m technology in this

laboratory, Cadence had to be con�gured, the design rule checker (DRC)

had to be set up, the program Dracula had to be con�gured and the

Postscript printers had to be installed.

The computers at Titech are maintained by master's students of the

Laboratory. Therefore, at least every second year the system operator

changes. This causes the network to be non-homogeneous: many di�erent

keyboards are present and many di�erent operating systems (Win2k,

Solaris, FreeBSD, Linux) co-exist. Not all tasks can be ful�lled on each

system and di�erent shells and login-scripts are installed on di�erent

computers, making work challenging at times.

The time set for a master's thesis at Titech is 1 year; at ETH the time

frame for the diploma thesis is 4 months, however, the collaboration with

the student's advisor during this time is much closer. At Titech the students

work mainly on their own, and present their projects during seminars where

they receive advice from their professors, working by themselves again

afterwards.

The project was very interesting and educative, nevertheless, due to all

these di�erences and diÆculties, the obtained results are not quite as con-

clusive as results that could likely be obtained if the work were completed

in a more familiar surrounding. On the other hand, many topics not directly

related to electronics were explored and I was able to familiarize myself with

another culture, making this project a highly rewarding experience.

66

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