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Safety of Fusion Power Reactor Concepts in the
View of the German Nuclear Fission Regulation
J. Herba, C. Pistnerb, J. Raederc, A. Wellerc, R. Wolfc,
L. V. Boccaccinid, D. Carlonid, X. Z. Jind , R. Stieglitzd
aGesellschaft für Anlagen- und Reaktorsicherheit (GRS) mbH, bÖko-Institut e.V. (Institute for Applied Ecology),
cMax-Planck-Institut für Plasmaphysik, dKarlsruhe Institute of Technology (KIT)
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Introduction to GRS
First IAEA Technical Meeting (TM) on the Safety, Design and Technology of Fusion Power Plants 2
GRS is the central Technical Safety Organisation (TSO) and a major research
institution in the field of nuclear safety in Germany
Development, validation, and application of computer codes for the simulation of
thermal hydraulics, reactor physics, fuel behaviour, fission product chemistry, and
structural mechanics
Scientific staff >300
Work Related to Fusion
Simulation of severe accidents (MELCOR)
Provide software for containment simulations (ASTEC, COCOSYS)
Review of safety concept
Provide system code ATHLET for thermal hydraulic analysis in fusion
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German Safety Requirements for Nuclear Power Plants (SiAnf)
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IAEA SAFETY STANDARDS
GUIDES
REQUIREMENTS
FUNDAMENTALS
Consti-
tution
Atomic Energy
Act
Ordinances
General administrative
provisions
Safety Requirements for NPPs
(SiAnf)
BMU publications
RSK guidelines, RSK and SSK recommendations
KTA safety standards
Technical specifications for components and systems
Organisation and operating manuals
German Safety Requirements for Nuclear Power Plants (SiAnf)
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0 Fundamental principles
1 Organisational requirements
2 Technical safety concept
2.1 Defence-in-depth concept
2.2 Concept of the multi-level confinement of the radioactive
inventory (barrier concept)
2.3 Fundamental safety functions
2.4 Protection concept against internal and external hazards
as well as against very rare human-induced external
hazards
2.5 Radiological safety objectives
3 Technical requirements
3.1 General requirements
3.2 Requirements for the reactor core and the shutdown
systems
3.3 Requirements for the equipment for fuel cooling in the
reactor core
3.4 Requirements for the reactor coolant pressure boundary
and the pressure-retaining walls of components of the
external systems
3.5 Requirements for structures
3.6 Requirements for the containment system
3.7 Requirements for instrumentation and control
3.8 Requirements for control rooms
3.9 Requirements for the electrical energy supply
3.10 Requirements for the handling and storage of the fuel
assemblies
3.11 Requirements for radiation protection
4 Postulated operating conditions and events
4.1 Operating conditions, anticipated operational occurrences
and accidents
4.2 Internal and external hazards and very rare human-induced
external hazards
4.3 Events involving the multiple failure of safety equipment
4.4 Accidents involving severe fuel assembly damages
5 Requirements for the safety demonstration
6 Requirements for the operating rules
7 Requirements for the documentation
SiAnf were developed with German NPPs (PWR/BWR) in mind
They implement the concept of defense in depth
Their principles can – to some extend – also be applied to fusion power plants (FPP)
Concept of defense in depth (SiAnf)
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Level of
DiD Description Objectives
1 Normal operation prevent the onset of anticipated operational occurrences and accidents
prevent events with multiple failure of safety installations
2 Abnormal operation
control any on setting anticipated operational occurrences,
prevent the onset of accidents
prevent events involving the multiple failure of safety installations
3 Accidents
control accidents
prevent the onset of events involving the multiple failure of safety
installations
4a Very rare events control the effects of very rare events
4b
Events with multiple
failure of safety
installations
in the case of events involving the multiple failure of safety installations
prevent severe core damage (preventive accident management
measures)
4c Accidents involving
severe core damage
in the case of an accident involving severe core damage limit the release
of radioactive materials into the environment as far as possible (mitigating
accident management measures)
5 Mitigation of radiological consequences of significant releases of
radioactive material
Additionally: external events and very rare human induced external hazards
Concept of defense in depth (WENRA)
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Most recent international developments of defense in depth concepts tighten
requirements for very rare events/accidents with multiple failures
Levels of
DiD
Associated plant
condition categories
Objective Essential means Radiological
consequences
Level 1 Normal operation Prevention of abnormal
operation and failures
Conservative design and high quality
in construction and operation, control
of main plant parameters inside
defined limits
Regulatory
operating limits for
discharge
Level 2 Anticipated operational
occurrences
Control of abnormal
operation and failures
Control and limiting systems and
other surveillance features
Level 3 DiD Level 3.a
Postulated single initiating
events
Control of accident to limit
radiological releases and
prevent escalation to core
melt conditions
Reactor protection system, safety
systems, accident procedures
No off-site
radiological impact
or only minor
radiological impact
DiD Level 3.b
Postulated multiple failure
events
Additional safety features, accident
procedures
Level 4 Postulated core melt
accidents
(short and long term)
Control of accidents with
core melt to limit off-site
releases
Complementary safety features4 to
mitigate core melt,
Management of accidents with core
melt (severe accidents)
Limited protective
measures in area
and time
Level 5 - Mitigation of radiological
consequences of significant
releases of radioactive
material
Off-site emergency response
Intervention levels
Off site
radiological impact
necessitating
protective
measures
Concept of defense in depth (FPP)
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Level of DiD Description
1 Prevention of deviations from normal operation and system failures
2 Control of deviations from normal operation and detection of failures
3 Control of accidents within the design basis
4 Control of severe conditions
5 Mitigation of radiological consequences of significant releases of radioactive
materials
PPCS based on INSAG-10
Fundamental safety functions (SiAnf)
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The fundamental safety functions are:
reactivity control
fuel cooling
confinement of the radioactive materials
to implement the fundamental safety objective
to protect people and the environment from harmful effects of ionizing radiation
Reactivity control
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SiAnf (NPP)
Fuel contains by far the largest part of
the radioactive inventory
Chain reaction
Danger of re-criticality
Fusion power plants
Activated structures, dust, and (depending
on plant design) corrosion products
contains significant part of radioactive
inventory
Fuel (Tritium)
Impurities by plasma – wall interaction or
leaks result in inherent shut down of
fusion reaction
Oversupply of fuel leads to shut down
No chain reaction
No re-criticality
Shut down is one of six supporting safety
functions in DEMO for the fundamental
safety function “confinement”
Reactivity control: Applicability of SiAnf
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Control of reactivity is fulfilled inherently
Requirements for ability to shut down facility under any circumstances fulfilled by:
• active systems
• Inherently
Shut down ability as fundamental safety function
Re-criticality not possible (SiAnf cannot be applied)
Barriers NPP
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SiAnf
Three barriers:
fuel cladding
reactor coolant pressure boundary
containment
Additionally
active systems (e. g. maintaining low
pressure in containment)
reactor building (protection against
external hazards)
Barriers FPP
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Three barriers in two confinement
systems:
vacuum vessel (VV) & primary heat
transport system (PHTS)
VV pressure suppression system
(VVPSS), expansion volume
tokamak building
Barrier concept in FPP is based on safety
functions of systems
Active systems
HVAC, detritiation system, emergency
cooling
Inventories
coolants
Source terms (tritium, dust, activated
corrosion products (ACP), activation
products, neutron sputtering products, …)
Barriers: Applicability of SiAnf
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Nevertheless, barrier concept in FPP along the lines of fission regulation
Same goal: One or more barriers have to remain intact (depending on level of DiD)
Due to differences in inventory and potential propagation paths different
implementations
Levels of defense in depth and independence (in SiAnf/NPPs)
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Concept of defense in depth
Measures and installations on different level of DiD shall be independent of each
other
Failures in one level of DiD shall not interfere with higher levels of DiD
Examples of layered measures/installations
Control of reactivity: volume control system/control rod drives, power limitation
system, SCRAM system, emergency boration system, inherent negative reactivity
feedback by power increase
Secondary feeding: operational feed water system, emergency feed water system,
mobile (fire) pumps
Assign postulated (initiating) event to level of DiD
Identify measures and installations necessary to control postulated event
Assign measures and installations to level of DiD of postulated event
Levels of defense and independence (in FPPs)
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Concept of defense in depth
in principle, measures and installations can be assigned to levels of DiD
Example: Power control
fuel supply (DiD levels 1, 2)
fusion plasma shutdown system (DiD level 3)
inherent termination of fusion (DiD level 3/DiD level 4)
Other examples: emergency power supply, cooling, fast magnet discharging
Currently exemplary, no systematic assignment of safety functions to LoD
possible yet due to current level of detail of plant designs
Assign postulated (initiating) event to level of DiD
Level of defense 4 (NPP)
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Extend the original safety concept of NPP due to experiences derived from accidents
and PSA results
(therefore “beyond design basis” for older NPPs)
Is integral part of SiAnf
DiD level 4a: very rare events (e. g. ATWS)
DiD level 4b: events with multiple failures of safety installations
(e. g. station blackout)
DiD level 4c: accidents involving severe core damage
Examples for measures and installations in NPPs:
primary/secondary bleed and feed
pressure relief of containment (venting)
H2 recombiners
diverse ultimate heat sink
Level of defense 4 (FPP) - Applicability of SiAnf
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Comparable events are part of safety concept
Different physics
different event sequences
plasma control (power excursion, not FPP)
decay heat removal by passive means
(has to be confirmed for specific plant design)
possibly hydrogen production/explosion (H2O as coolant, in-box & in-vessel
LOCAs)
possible dust explosions (amplified by H2)
Pressure confinement / pressure relief system
Adaption of regulation required
External events and very rare human induced external hazards
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… are integral part of SiAnf
Fundamental safety functions have to be fulfilled in these cases
Where not covered in detail in the safety concepts of FPPs
Only external hazards/energies can endanger the containment of the radioactive
inventory (PPCS)
External hazards shall be considered in safety analyses
Depending on the design of a FPP the fundamental safety functions “shut down” and
“cooling” might be fulfilled by inherent properties and/or passive means
For a FPP the assumed loads will be comparable to that of a NPP
based on the site
especially important for the assumed loads on the reactor building (2nd confinement
system)
SiAnf applicable
First fusion power plant and operational experience
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NPP: about 13.000 reactor years of operational experience
SiAnf demand
the evaluation of the operational experience
the use of proven technologies and qualified materials
the use of validated calculation methods for the safety demonstration
FPP: Several aspects are beyond current operational experience
magnetic fields/coils
tritium self-sufficiency
fuel cycle aspects (to be tested at ITER)
material properties (due to high neutron fluences and temperature gradients)
Radioactive source terms
Adaption of regulation required
Cooling of residual heat (1/2)
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In NPP active systems are necessary to remove residual heat to prevent core melt
In a FPP
the residual heat of activated structures has same order of magnitude as in a NPP
(about 1 % of the thermal power 1 h after shut down)
power density significantly lower
Cooling of residual heat (2/2)
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Also in a FPP
it has to be shown that decay heat potentially does not endanger the integrity of the
first wall
emergency cooling systems planned for DiD level 3
ability for passive heat removal is planned to be shown
“bounding event” analyses have shown that residual heat can be removed
passively (assuming the failure of all active systems) [PPCS]
SiAnf can be applied correspondingly
if residual heat removal by passive means can be demonstrated successfully,
requirements for active systems might be reduced
“Leak-before-break concept”
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Required for NPP for certain parts of pressure boundary
(fast opening leak can result in pressure waves in the coolant resulting in the
destruction of the reactor core geometry => cool ability cannot be proven anymore)
LBB is considered in DEMO
Relevant if fluids with high pressure and enthalpy are used as coolant
Has to be considered in the design of the plant (e. g. requirements for verifiability,
material selection, embrittlement due to neutron fluence)
Depending on plant design (coolant) SiAnf might be applicable
Fusion specific extensions
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Due the differences in physics between FPP and NPP:
operational conditions and system functions in FPP without equivalents in (German)
NPPs
vacuum vessel
superconducting magnets
temperatures (of the first wall)
high energy neutron flux (14 MeV => 100 – 150 dpa)
liquid metal coolant
fusion source terms
Special regulatory requirements have to be developed
Conclusions
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Comparison of the safety concept of FPP concepts with German nuclear regulation:
Both are based on the concept of defense in depth
SiAnf fundamental safety functions can be applied to FPPs:
• control of reactivity/shut down ability: fulfilled inherently
• cooling: (for the PPCS plant models) analyses have shown that passive heat
removal is sufficient to ensure integrity of barriers
• containment of radioactive inventory: based on passive and active systems
(e. g. HVAC, detritiation systems)
Currently it is not possible to assign all measures and installations to distinct level of
defense in depth and show independence between levels due to limited detail of plant
designs
External events and very rare human induced external hazards shall be covered
Fusion specific operational conditions and safety functions will need extensions of
regulatory requirements
With respect to on-going ITER construction and DEMO development, safety
requirements to the likely regulatory regime for the FPP licensing will be elaborated
and complemented.
Main References
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German Safety Requirements for Nuclear Power Plants (SiAnf):
http://regelwerk.grs.de/sites/default/files/cc/dokumente/dokumente/2015-09-
11_safety%20requirements%20for%20NPPs%2003-03-2015.pdf
EFDA, A Conceptual Study of Commercial Fusion Power Plants 2005
(GRS 389) Review of the safety concept for fusion reactor concepts and
transferability of the nuclear fission regulation to potential fusion power plants
(and references given there)
http://www.grs.de/publikation/grs-389