commission des valeurs mobilières du manitoba liste d ...algernon pharmaceuticals inc. algo group...

Commission des valeurs mobilières du Manitoba Liste d’émetteurs assujettis – Page couverture

Émetteurs assujettis

Manquement

Quand un émetteur assujetti est considéré comme étant en défaut, des codes normalisés (voir la légende ci-dessous) figurent dans la colonne « Nature du défaut ».

Tous les efforts sont déployés pour veiller à l’exactitude de la présente liste. Si un émetteur assujetti n’y figure pas ou s’il y a été incorrectement noté comme étant en défaut, veuillez communiquer sans délai avec la Commission des valeurs mobilières du Manitoba (CVM). La liste sera corrigée au besoin.

Un émetteur assujetti peut être en défaut et faire l’objet d’une ordonnance d’interdiction d’opérations visant la direction ou les initiés SANS que cette mention ne figure sur la liste.

Légende

1. L’émetteur assujetti est en défaut par rapport aux exigences d’information continue prévues par leslois manitobaines en valeurs mobilières.

(a) états financiers annuels; (b) états ou rapports financiers intermédiaires; (c) rapport de gestion annuel ou intermédiaire ou rapport annuel ou intermédiaire de la

direction sur le rendement du fonds; (d) notice annuelle; (e) attestation relative aux documents annuels ou intermédiaires exigée en vertu de la

Norme canadienne 52-109 sur l’attestation de l’information présentée dans les documents annuels et intermédiaires des émetteurs (NC 52-109);

(f) documents de procuration ou circulaire de sollicitation de procurations obligatoires; (g) supplément de profil d’émetteur au moyen du Système électronique de déclaration des

initiés (SEDI); (h) déclaration de changement important; (i) mise à jour écrite requise après le dépôt d’une déclaration de changement important

confidentielle; (j) déclaration d’acquisition d’entreprise; (k) documents d’information annuels sur le pétrole et le gaz requis en vertu de la Norme

canadienne 51-101 sur l’information concernant les activités pétrolières et gazières (NC 51-101) ou rapports techniques relatifs à un projet minier requis en vertu de la Norme canadienne 43-101 sur l’information concernant les projets miniers (NC 43-101);

(l) communiqué de presse obligatoire; (m) document d’information relatif à la gouvernance d’entreprise requis en vertu de la Norme

canadienne 58-101 sur l’information concernant les pratiques en matière de gouvernance (NC 58-101);

(n) document d’information relatif au comité de vérification exigé en vertu de la Norme canadienne 52-110 sur le comité de vérification (NC 52-110);

(o) dans un rapport de gestion de l’émetteur assujetti, information relative aux contrôles et aux mécanismes d’information et à l’efficacité de ces derniers dont il est fait mention dans une attestation déposée en vertu de la NC 52-109.

2. Lacune dans des documents d’information continue de l’émetteur assujetti.

(a) les états financiers de l’émetteur assujetti ou le rapport du vérificateur s’y rapportant ne sont pas conformes aux exigences de la Norme canadienne 51-102 sur les obligations d’information continue (NC 51-102), de la Norme canadienne 81-106 sur l’information

1 de 2

continue des fonds d’investissement (NC 81-106) ou de la Norme canadienne 52-107 sur les principes comptables et normes d’audit acceptables (NC 52-107);

(b) l’émetteur assujetti a reconnu que ses états financiers ou le rapport du vérificateur s’y rapportant ne sont peut-être plus fiables;

(c) la notice annuelle, le rapport de gestion, le rapport de la direction sur le rendement du fonds, la circulaire de sollicitation de procurations ou la déclaration d’acquisition d’entreprise déposé par l’émetteur assujetti ne renferme pas de renseignements pour chacune des rubriques exigées en vertu de la NC 51-102 ou de la NC 81-106; ou

(d) le rapport technique ou d’autres rapports de l’émetteur assujetti ne respectent pas les exigences d’information requises en vertu de la NC 43-101 ou de la NC 51-101.

3. L’émetteur assujetti a omis de verser les droits exigés en vertu des lois manitobaines en valeursmobilières.

4. L’émetteur assujetti a omis de se conformer à toute autre obligation en matière d’informationcontinue.

Interdiction d’opérations

Si un émetteur assujetti fait l’objet d’une ordonnance d’interdiction d’opérations rendue par la CVM en vertu du paragraphe 147.1(1) ou du paragraphe 148(1), l’interdiction d’opérations figure près de son nom. Les titres visés par une ordonnance d’interdiction d’opérations rendue par la CVM ne peuvent être négociés au Manitoba.

Pour déterminer si une personne ou une compagnie fait l’objet d’une ordonnance d’interdiction d’opérations visant la direction ou les initiés rendue par la CVM, s’il vous plait se référer au « avis, règles et politiques, Ordonnances et exemptions » sous l’onglet « Lois et politiques » du site Web de la CVM (www.mbsecurities.ca).

Pour obtenir de plus amples renseignements, vous pouvez :

• consulter les documents déposés par les émetteurs assujettis sur SEDAR (www.sedar.com);• consulter les rapports déposés par les initiés des émetteurs assujettis sur SEDI (www.sedi.ca);• consulter les interdictions d’opérations sur valeurs (IOV) rendues par les commissions des valeurs

mobilières provinciales dans la base de données des IOV (www.autorites-valeurs-mobilieres.ca);• communiquer directement avec l’émetteur assujetti.

Tous les efforts ont été déployés pour veiller à l’exactitude de l’information contenue dans la list des émetteur assujettis. Si un émetteur assujetti ne figure pas sur la liste ou s’il a été incorrectement noté comme étant en défaut, veuillez communiquer sans délai avec la Commission des valeurs mobilières du Manitoba (CVM). La liste sera corrigée au besoin.

2 de 2

http://www.msc.gov.mb.ca/

http://www.sedar.com/

http://www.sedi.ca/

http://www.autorites-valeurs-mobilieres.ca/

Rapport creé 2020-12-11Rapport en date 2020-12-10

Manitoba Securities CommissionReporting Issuer List

Report created 2020-12-11Report as of 2020-12-10

Issuer NameNom d'emetteur

Nature of DefaultNature du défaut

01 Communique Laboratory Inc.10557510 Canada Corp.10557536 Canada Corp.1608557 Ontario Inc. Cease Traded1832 AM Investment Grade Canadian Corporate Bond Pool1832 AM U.S. $ Investment Grade U.S. Corporate Bond Pool1911 Gold Corporation2055 McPhillips Street Cease Traded2242749 Ontario Limited Cease Traded2980304 Canada Inc. (Jazz Golf Equipment Inc.) Cease Traded360networks Inc. Cease Traded407 International Inc.4504020 Canada Inc. Cease Traded48North Cannabis Corp.49 North Resources Inc.4Front Ventures Corp.55 North Mining Inc.5813906 Manitoba Ltd. (San Gold Corporation) Cease Traded5N Plus Inc.9342-8530 Québec Inc. Cease Traded@rgentum Canadian Equity Portfolio 1a, 1b, 1c@rgentum Canadian L/S Equity Portfolio 1a, 1b, 1c@rgentum Canadian Performance Portfolio 1a, 1b, 1c@rgentum Income Porfolio 1a, 1b, 1c@rgentum International Master Portfolio 1a, 1b, 1c@rgentum Short Term Asset Portfolio 1a, 1b, 1c@rgentum U.S. Market Neutral Portfolio 1a, 1b, 1c@rgentum U.S. Master Portfolio 1a, 1b, 1cA&W Revenue Royalties Income FundA.H.A. Automotive Technologies Corporation Cease TradedAavangen Industries Inc. Cease TradedAbacus Mining & Exploration CorpAberdeen Asia-Pacific Income Investment Company LimitedAboriginal Global Investment Fund Cease TradedAbsolute Software CorporationAcadian Core International Equity FundAcadian Timber Corp.Acasti Pharma Inc.Accelerate Absolute Return Hedge FundAccelerate Arbitrage FundAccelerate Enhanced Canadian Benchmark Alternative FundAccelerate Market Neutral Yield FundAccelerate Multi-Strategy Alternative Allocation FundAccelerate Private Equity Alpha FundAccord Financial Corp.ACE Aviation Holdings Inc.Acerus Pharmaceuticals CorporationAcme Metals Incorporated Cease TradedAcorn Energy, Inc. 1a, 1b, 1c, 1eAcreage Holdings, Inc.Action Energy Inc. Cease Traded1 de 117 1 of 117






ACTIVE Resources Income FundAcuityAds Holdings Inc.Adagio Investments Inc. Cease TradedAdaltis Inc. Cease TradedADF Group Inc.Admiral Inc. Cease TradedAdvanced Education Savings PlanAdvanced Micro Devices, Inc.Advantage Entertainment, Inc. Cease TradedAdvantage Oil & Gas Ltd.ADVANZ PHARMA Corp. LimitedAecon Group Inc.Aegis Brands Inc.Aequus Pharmaceuticals Inc.AEterna Zentaris Inc.AEX Gold Inc.AFM Hospitality Corporation Cease TradedAfrican Copper PLCAg Growth International Inc.Agassiz Resources Ltd. Cease TradedAGF American Growth ClassAGF American Growth FundAGF Canadian Growth Equity ClassAGF Canadian Large Cap Dividend ClassAGF Canadian Large Cap Dividend FundAGF Canadian Money Market FundAGF Canadian Small Cap FundAGF China Focus ClassAGF Diversified Income ClassAGF Diversified Income FundAGF Elements Balanced PortfolioAGF Elements Balanced Portfolio ClassAGF Elements Conservative PortfolioAGF Elements Conservative Portfolio ClassAGF Elements Global PortfolioAGF Elements Global Portfolio ClassAGF Elements Growth PortfolioAGF Elements Growth Portfolio ClassAGF Elements Yield PortfolioAGF Elements Yield Portfolio ClassAGF Emerging Markets Bond FundAGF Emerging Markets ClassAGF Emerging Markets FundAGF Equity Income FundAGF European Equity ClassAGF European Equity FundAGF Fixed Income Plus ClassAGF Fixed Income Plus FundAGF Floating Rate Income FundAGF Global Convertible Bond FundAGF Global Dividend Class2 de 117 2 of 117






AGF Global Dividend FundAGF Global Equity ClassAGF Global Equity FundAGF Global Opportunities Bond ETFAGF Global Real Assets ClassAGF Global Real Assets FundAGF Global Select FundAGF Global Strategic Balanced FundAGF Global Sustainable Growth Equity ETFAGF Global Sustainable Growth Equity FundAGF High Yield Bond FundAGF Management LimitedAGF Short-Term Income ClassAGF Strategic Income FundAGF Tactical FundAGF Total Return Bond ClassAGF Total Return Bond FundAGF U.S. Small-Mid Cap FundAGFiQ Canadian Equity ETFAGFiQ Dividend Income FundAGFiQ Emerging Markets Equity ETFAGFiQ Global Balanced ETF PortfolioAGFiQ Global Balanced ETF Portfolio FundAGFiQ Global ESG Factors ETFAGFiQ Global Income ETF PortfolioAGFiQ Global Income ETF Portfolio FundAGFiQ Global Infrastructure ETFAGFiQ Global Multi-Sector Bond ETFAGFiQ International Equity ETFAGFiQ U.S. Sector ClassAGFiQ US Equity ETFAGFiQ US Market Neutral Anti-Beta CAD-Hedged ETFAgJunction Inc.Agnico Eagle Mines LimitedAIC Mines LimitedAiguebelle 1982 Commodity Society Cease TradedAimGlobal Technologies Company Inc. Cease TradedAimia Inc.Air CanadaAirIQ Inc.Akela Pharma Inc. Cease TradedAkita Drilling Ltd.Akumin Inc.Alamos Gold Inc.Alaris Equity Partners Inc.Alaris Equity Partners Income TrustAlcanna Inc.Aleafia Health Inc.Alexco Resource Corp.Algernon Pharmaceuticals Inc. 1b, 1c, 1eALGO Group Inc. Cease Traded3 de 117 3 of 117






Algold Resources Ltd. Cease TradedAlgoma Central CorporationAlgonquin Fixed Income 2.0 FundAlgonquin Power & Utilities Corp.Alimentation Couche-Tard Inc.Alkaline Water Company Inc., TheAll Equity FundAllbanc Split Corp. IIAllegiant Gold Ltd.Alliance Pipeline Limited PartnershipAllied Properties Real Estate Investment TrustAlphaDelta Canadian Growth of Dividend Income ClassAlphaDelta Canadian Momentum Equity ClassAlphaDelta Growth of Dividend Income ClassAlphaDelta Tactical Growth ClassAlphaNet Telecom Inc. Cease TradedAlstomAltaGas Ltd.AltaLink, L.P.Altius Minerals CorporationAltus Group LimitedAlvopetro Energy Ltd.Amarillo Gold CorporationAmbrilia Biopharma Inc. Cease TradedAmca Resources Ltd. Cease TradedAmerican Hotel Income Properties REIT LPAmerican Natural Energy Corporation Cease TradedAmericas Gold and Silver CorporationAmerigo Resources LtdAMT International Mining Corporation Cease TradedAnaconda Mining Inc.AnalytixInsight Inc.ANB Canada Inc.Ancom Atm International Inc. Cease TradedAndlauer Healthcare Group Inc.Antibe Therapeutics Inc.Aphria Inc.Apollo Healthcare Corp.Appili Therapeutics Inc.Aptose Biosciences Inc.Aqua-Pure Ventures Inc. Cease TradedAquitaine Shores Apartment Project Phase I Cease TradedAquitaine Shores Apartment Project Phase Ii Cease TradedArbutus Biopharma CorporationArbutus Ridge Development Limited Partnership Cease TradedARC Resources Ltd.Arctic Glacier Income Fund 1a, 1b, 1c, 1eAres Strategic Mining Inc.Argent Energy Trust Cease TradedArgonaut Gold Inc.Argosy Energy Inc. Cease Traded4 de 117 4 of 117






Arimetco International Inc. Cease TradedARISE Technologies Corporation Cease TradedAristotle - IG U.S. Small Cap Equity PoolAritzia Inc.Arrow Canadian Advantage Alternative ClassArrow EC Income Advantage Alternative FundArrow Global Advantage Alternative ClassArtis Real Estate Investment TrustArura Pharma Inc Cease TradedAscalade Communications Inc. Cease TradedAshurst Technology Ltd. Cease TradedAsset Management Software Systems Corp. Cease TradedAstaware Technologies Inc. Cease TradedAtalaya Mining plcATBIS Canadian Equity PoolATBIS Fixed Income PoolATBIS International Equity PoolATBIS U.S. Equity PoolATCO LTD.Ateba Resources Inc.Athabasca Oil CorporationAtico Mining CorporationAtlantic Power CorporationAtlantic Power Limited PartnershipAtlantic Power Preferred Equity Ltd.Aton Resources Inc.Atrium Mortgage Investment CorporationATS Automation Tooling Systems Inc.Aubrey Estates Limited Partnership Cease TradedAudax Gas & Oil Ltd. Cease TradedAugusta Grove Estates Limited Partnership Cease TradedAura Minerals Inc.Aurex Resources Corp. Cease TradedAurinia Pharmaceuticals Inc.Aurora Cannabis Inc.Austral Gold LimitedAustralian REIT Income FundAustralis Capital Inc.AutoCanada Inc.Automotive Finco Corp.Automotive Properties Real Estate Investment TrustAuxly Cannabis Group Inc.Avalon Advanced Materials Inc.Avcorp Industries Inc.Avicanna Inc.Avinda Video Incorporated Cease TradedAVINO SILVER & GOLD MINES LTD.Avonhurst Plaza Cease TradedAxiom All Equity PortfolioAxiom Balanced Growth PortfolioAxiom Balanced Income Portfolio5 de 117 5 of 117






Axiom Canadian Growth PortfolioAxiom Diversified Monthly Income PortfolioAxiom Foreign Growth PortfolioAxiom Global Growth PortfolioAxiom Long-Term Growth PortfolioAxis.Port Inc. Cease TradedAXMIN Inc.Axolotl Capital Corp.Axxent Inc. Cease TradedAylen Capital Inc.Ayr Strategies Inc.Azarga Metals Corp.Azure Dynamics Corporation Cease TradedB2Gold Corp.BAC Canada Finance CompanyBairdmore/Leila Square Limited Partnership Cease TradedBalanced 60/40 FundBalanced Growth FundBalanced Income PortfolioBalanced Monthly Income FundBald Eagle Golf Corp. Cease TradedBallard Power Systems Inc.Bank of America CorporationBank of MontrealBank of Nova Scotia, TheBarclays Bank PLCBarometer Disciplined Leadership Balanced FundBarometer Disciplined Leadership Equity FundBarometer Disciplined Leadership Tactical Income Growth FundBarrantagh Small Cap Canadian Equity FundBarrick Gold CorporationBarsele Minerals Corp.Battle North Gold CorporationBausch Health Companies Inc.Baylin Technologies Inc.Baytex Energy Corp.BBTV Holdings Inc.BCE Inc.Beacon Acquisition Partners Inc. Cease TradedBeamscope Canada Inc. Cease TradedBear Creek Mining CorporationBeckett Technologies Corp. Cease TradedBedford Arms Syndicate Cease TradedBelgravia Hartford Capital Inc.Bell CanadaBellatrix Exploration Ltd. Cease TradedBELLUS Health Inc.Belo Sun Mining Corp.Belvedere Heights Apartments Limited Partnership Cease TradedBengal Energy Ltd.Benz Energy Inc. Cease Traded6 de 117 6 of 117






Bespoke Capital Acquisition Corp.BetaPro Canadian Gold Miners -2x Daily Bear ETFBetaPro Canadian Gold Miners 2x Daily Bull ETFBetaPro Crude Oil Inverse Leveraged Daily Bear ETFBetaPro Crude Oil Leveraged Daily Bull ETFBetaPro Gold Bullion -2x Daily Bear ETFBetaPro Gold Bullion 2x Daily Bull ETFBetaPro Marijuana Companies 2x Daily Bull ETFBetaPro Marijuana Companies Inverse ETFBetaPro NASDAQ-100 -2x Daily Bear ETFBetaPro NASDAQ-100 2x Daily Bull ETFBetaPro Natural Gas Inverse Leveraged Daily Bear ETFBetaPro Natural Gas Leveraged Daily Bull ETFBetaPro S&P 500 -2x Daily Bear ETFBetaPro S&P 500 2x Daily Bull ETFBetaPro S&P 500 Daily Inverse ETFBetaPro S&P 500 VIX Short-Term Futures ETFBetaPro S&P/TSX 60 -2x Daily Bear ETFBetaPro S&P/TSX 60 2x Daily Bull ETFBetaPro S&P/TSX 60 Daily Inverse ETFBetaPro S&P/TSX Capped Energy -2x Daily Bear ETFBetaPro S&P/TSX Capped Energy 2x Daily Bull ETFBetaPro S&P/TSX Capped Financials -2x Daily Bear ETFBetaPro S&P/TSX Capped Financials 2x Daily Bull ETFBetaPro Silver -2x Daily Bear ETFBetaPro Silver 2x Daily Bull ETFBetter Plant Sciences Inc.Beutel Goodman American Equity FundBeutel Goodman Balanced FundBeutel Goodman Canadian Dividend FundBeutel Goodman Canadian Equity FundBeutel Goodman Core Plus Bond FundBeutel Goodman Fundamental Canadian Equity FundBeutel Goodman Global Dividend FundBeutel Goodman Global Equity FundBeutel Goodman Income FundBeutel Goodman International Equity FundBeutel Goodman Long Term Bond FundBeutel Goodman Money Market FundBeutel Goodman North American Focused Equity FundBeutel Goodman Short Term Bond FundBeutel Goodman Small Cap FundBeutel Goodman Total World Equity FundBeutel Goodman World Focus Equity FundBF Realty Holdings Limited Cease TradedBig Banc Split Corp.Big Pharma Split Corp.Big Rock Brewery Inc.BIGG Digital Assets Inc.Bio-Clinical Research Limited Partnership Cease TradedBioExx Specialty Proteins Ltd. Cease Traded7 de 117 7 of 117






BioHEP Technologies Ltd.BioSyntech, Inc. Cease TradedBIP Investment CorporationBirch Mountain Resources Ltd. 1a, 1b, 1c, 1eBirchcliff Energy Ltd.Bird Construction Inc.Bird River Resources Inc.Bitcoin Fund, TheBlack Creek Global Balanced Corporate ClassBlack Creek Global Balanced FundBlack Creek Global Leaders Corporate ClassBlack Creek Global Leaders FundBlack Creek International Equity Corporate ClassBlack Creek International Equity FundBlack Diamond Distressed Opportunities FundBlack Diamond Global Enhanced Income FundBlack Diamond Global Equity FundBlack Diamond Group LimitedBlack Iron Inc.BlackBerry LimitedBlackRock - IG Active Allocation Pool IBlackRock - IG Active Allocation Pool IIBlackRock - IG Active Allocation Pool IIIBlackRock - IG International Equity PoolBlockchain Technologies ETFBlockchainK2 Corp.Bloom Select Income FundBloom U.S. Income & Growth FundBlue Note Mining Inc. Cease TradedBlue Ribbon Income FundBlueBay $U.S. Global Convertible Bond Class (Canada)BlueBay $U.S. Global Convertible Bond Fund (Canada)BlueBay Emerging Markets Bond Fund (Canada)BlueBay Emerging Markets Corporate Bond FundBlueBay Emerging Markets Local Currency Bond Fund (Canada)BlueBay European High Yield Bond Fund (Canada)BlueBay Global Alternative Bond Fund (Canada)BlueBay Global Convertible Bond Class (Canada)BlueBay Global Convertible Bond Fund (Canada)BlueBay Global Investment Grade Corporate Bond Fund (Canada)BlueBay Global Monthly Income Bond FundBlueBay Global Sovereign Bond Fund (Canada)Bluestone Resources Inc.Bluewater Park Apartment ProjectBluMetric Environmental Inc.Bmb Compuscience Canada Ltd. Cease TradedBMG BullionFundBMG Gold BullionFundBMG Silver BullionFundBMO Aggregate Bond Index ETFBMO Ascent Balanced Portfolio8 de 117 8 of 117






BMO Ascent Conservative PortfolioBMO Ascent Equity Growth PortfolioBMO Ascent Growth PortfolioBMO Ascent Income PortfolioBMO Asian Growth and Income ClassBMO Asian Growth and Income FundBMO Asset Allocation FundBMO Balanced ESG ETFBMO Balanced ETFBMO Balanced ETF PortfolioBMO Balanced ETF Portfolio ClassBMO BBB Corporate Bond Index ETFBMO Bond FundBMO Canadian Dividend ETFBMO Canadian Equity ClassBMO Canadian Equity ETF FundBMO Canadian Equity FundBMO Canadian High Dividend Covered Call ETFBMO Canadian Large Cap Equity FundBMO Canadian MBS Index ETFBMO Canadian Small Cap Equity FundBMO Canadian Stock Selection FundBMO China Equity Index ETFBMO Concentrated Global Balanced FundBMO Concentrated Global Equity FundBMO Concentrated U.S. Equity FundBMO Conservative ETFBMO Conservative ETF PortfolioBMO Core Bond FundBMO Core Plus Bond FundBMO Corporate Bond Index ETFBMO Covered Call Canada High Dividend ETF FundBMO Covered Call Canadian Banks ETFBMO Covered Call Canadian Banks ETF FundBMO Covered Call Dow Jones Industrial Average Hedged to CAD ETFBMO Covered Call Europe High Dividend ETF FundBMO Covered Call U.S. High Dividend ETF FundBMO Covered Call US Banks ETFBMO Covered Call Utilities ETFBMO Crossover Bond FundBMO Discount Bond Index ETFBMO Diversified Income PortfolioBMO Dividend ClassBMO Dividend FundBMO Dow Jones Industrial Average Hedged to CAD Index ETFBMO Emerging Markets Bond FundBMO Emerging Markets Bond Hedged to CAD Index ETFBMO Emerging Markets FundBMO Enterprise FundBMO Equal Weight Banks Index ETFBMO Equal Weight Global Base Metals Hedged to CAD Index ETF9 de 117 9 of 117






BMO Equal Weight Global Gold Index ETFBMO Equal Weight Industrials Index ETFBMO Equal Weight Oil & Gas Index ETFBMO Equal Weight REITs Index ETFBMO Equal Weight US Banks Hedged to CAD Index ETFBMO Equal Weight US Banks Index ETFBMO Equal Weight US Health Care Hedged to CAD Index ETFBMO Equal Weight US Health Care Index ETFBMO Equal Weight Utilities Index ETFBMO Equity Growth ETF PortfolioBMO Equity Growth ETF Portfolio ClassBMO ESG Corporate Bond Index ETFBMO ESG US Corporate Bond Hedged to CAD Index ETFBMO Europe High Dividend Covered Call ETFBMO Europe High Dividend Covered Call Hedged to CAD ETFBMO European FundBMO Fixed Income ETF PortfolioBMO Floating Rate High Yield ETFBMO Floating Rate Income FundBMO FundSelect Balanced PortfolioBMO FundSelect Equity Growth PortfolioBMO FundSelect Growth PortfolioBMO FundSelect Income PortfolioBMO Global Balanced FundBMO Global Communications Index ETFBMO Global Consumer Discretionary Hedged to CAD Index ETFBMO Global Consumer Staples Hedged to CAD Index ETFBMO Global Dividend ClassBMO Global Dividend FundBMO Global Energy ClassBMO Global Equity ClassBMO Global Equity FundBMO Global Growth & Income FundBMO Global High Dividend Covered Call ETFBMO Global Infrastructure FundBMO Global Infrastructure Index ETFBMO Global Low Volatility ETF ClassBMO Global Monthly Income FundBMO Global Multi-Sector Bond FundBMO Global Small Cap FundBMO Global Strategic Bond FundBMO Global Water Solutions TACTIC FundBMO Government Bond Index ETFBMO Greater China ClassBMO Growth & Income FundBMO Growth ETFBMO Growth ETF PortfolioBMO Growth ETF Portfolio ClassBMO Growth Opportunities FundBMO High Quality Corporate Bond Index ETFBMO High Yield US Corporate Bond Hedged to CAD Index ETF10 de 117 10 of 117






BMO High Yield US Corporate Bond Index ETFBMO Income ETF PortfolioBMO Income ETF Portfolio ClassBMO India Equity Index ETFBMO International Dividend ETFBMO International Dividend Hedged to CAD ETFBMO International Equity ETF FundBMO International Equity FundBMO International Value ClassBMO International Value FundBMO Japan FundBMO Junior Gas Index ETFBMO Junior Gold Index ETFBMO Junior Oil Index ETFBMO Laddered Preferred Share Index ETFBMO LifeStage Plus 2022 FundBMO LifeStage Plus 2025 FundBMO LifeStage Plus 2026 FundBMO LifeStage Plus 2030 FundBMO Long Corporate Bond Index ETFBMO Long Federal Bond Index ETFBMO Long Provincial Bond Index ETFBMO Long-Term US Treasury Bond Index ETFBMO Low Volatility Canadian Equity ETFBMO Low Volatility Canadian Equity ETF FundBMO Low Volatility Emerging Markets Equity ETFBMO Low Volatility International Equity ETFBMO Low Volatility International Equity Hedged to CAD ETFBMO Low Volatility U.S. Equity ETF FundBMO Low Volatility US Equity ETFBMO Low Volatility US Equity Hedged to CAD ETFBMO Mid Corporate Bond Index ETFBMO Mid Federal Bond Index ETFBMO Mid Provincial Bond Index ETFBMO Mid-Term US IG Corporate Bond Hedged to CAD Index ETFBMO Mid-Term US IG Corporate Bond Index ETFBMO Mid-Term US Treasury Bond Index ETFBMO Money Market FundBMO Monthly Dividend Fund Ltd.BMO Monthly High Income Fund IIBMO Monthly Income ETFBMO Monthly Income FundBMO Mortgage and Short-Term Income FundBMO MSCI All Country World High Quality Index ETFBMO MSCI Canada ESG Leaders Index ETFBMO MSCI Canada Value Index ETFBMO MSCI EAFE ESG Leaders Index ETFBMO MSCI EAFE Hedged to CAD Index ETFBMO MSCI EAFE Index ETFBMO MSCI EAFE Value Index ETFBMO MSCI Emerging Markets Index ETF11 de 117 11 of 117






BMO MSCI Europe High Quality Hedged to CAD Index ETFBMO MSCI Global ESG Leaders Index ETFBMO MSCI USA ESG Leaders Index ETFBMO MSCI USA High Quality Index ETFBMO MSCI USA Value Index ETFBMO Multi-Factor Equity FundBMO Nasdaq 100 Equity Hedged to CAD Index ETFBMO Nasdaq 100 Equity Index ETFBMO North American Dividend FundBMO PineBridge Preferred Securities TACTIC FundBMO Precious Metals FundBMO Preferred Share FundBMO Premium Yield ETFBMO Private Canadian Core Equity PortfolioBMO Private Canadian Corporate Bond PortfolioBMO Private Canadian Income Equity PortfolioBMO Private Canadian Mid-Term Bond PortfolioBMO Private Canadian Money Market PortfolioBMO Private Canadian Short-Term Bond PortfolioBMO Private Canadian Special Equity PortfolioBMO Private Diversified Yield PortfolioBMO Private Emerging Markets Equity PortfolioBMO Private International Equity PortfolioBMO Private U.S. Equity PortfolioBMO Private U.S. Growth Equity PortfolioBMO Private U.S. Special Equity PortfolioBMO Real Return Bond Index ETFBMO Resource FundBMO Retirement Balanced PortfolioBMO Retirement Conservative PortfolioBMO Retirement Income PortfolioBMO Risk Reduction Equity FundBMO Risk Reduction Fixed Income FundBMO S&P 500 Hedged to CAD Index ETFBMO S&P 500 Index ETFBMO S&P US Mid Cap Index ETFBMO S&P US Small Cap Index ETFBMO S&P/TSX Capped Composite Index ETFBMO SelectClass Balanced PortfolioBMO SelectClass Equity Growth PortfolioBMO SelectClass Growth PortfolioBMO SelectClass Income PortfolioBMO SelectTrust Balanced PortfolioBMO SelectTrust Conservative PortfolioBMO SelectTrust Equity Growth PortfolioBMO SelectTrust Fixed Income PortfolioBMO SelectTrust Growth PortfolioBMO SelectTrust Income PortfolioBMO Short Corporate Bond Index ETFBMO Short Federal Bond Index ETFBMO Short Provincial Bond Index ETF12 de 117 12 of 117






BMO Short-Term Bond Index ETFBMO Short-Term US IG Corporate Bond Hedged to CAD Index ETFBMO Short-Term US Treasury Bond Index ETFBMO SIA Focused Canadian Equity FundBMO SIA Focused North American Equity FundBMO Sustainable Balanced PortfolioBMO Sustainable Conservative PortfolioBMO Sustainable Growth PortfolioBMO Sustainable Income PortfolioBMO Sustainable Opportunities Canadian Equity FundBMO Sustainable Opportunities Global Equity FundBMO Tactical Balanced ETF FundBMO Tactical Dividend ETF FundBMO Tactical Global Asset Allocation ETF FundBMO Tactical Global Bond ETF FundBMO Tactical Global Equity ETF FundBMO Tactical Global Growth ETF FundBMO Target Education 2025 PortfolioBMO Target Education 2030 PortfolioBMO Target Education 2035 PortfolioBMO Target Education 2040 PortfolioBMO Target Education Income PortfolioBMO U.S. Dividend FundBMO U.S. Dollar Balanced FundBMO U.S. Dollar Dividend FundBMO U.S. Dollar Equity Index FundBMO U.S. Dollar Money Market FundBMO U.S. Dollar Monthly Income FundBMO U.S. Equity ClassBMO U.S. Equity ETF FundBMO U.S. Equity FundBMO U.S. Equity Plus FundBMO U.S. High Yield Bond FundBMO U.S. Small Cap FundBMO Ultra Short-Term Bond ETFBMO Ultra Short-Term US Bond ETFBMO US Dividend ETFBMO US Dividend Hedged to CAD ETFBMO US High Dividend Covered Call ETFBMO US High Dividend Covered Call Hedged to CAD ETFBMO US Preferred Share Hedged to CAD Index ETFBMO US Preferred Share Index ETFBMO US Put Write ETFBMO US Put Write Hedged to CAD ETFBMO USD Balanced ETF PortfolioBMO USD Conservative ETF PortfolioBMO USD Income ETF PortfolioBMO Women in Leadership FundBMO World Bond FundBNP Resources Inc. Cease TradedBNY Mellon Large Cap Securities Fund13 de 117 13 of 117






Boardwalk Real Estate Investment TrustBoardwalktech Software Corp.Bombardier Inc.Bonaventure Estates I Limited Partnership Cease TradedBond Resources Inc.Bonterra Energy Corp.Boralex Inc.Border Petroleum Limited Cease TradedBorealis Infrastructure TrustBoston Pizza Royalties Income FundBow River Exploration Ltd. Cease TradedBoyd Group Services Inc.BQE Water Inc.Bracknell Corporation Cease TradedBragg Gaming Group Inc.Bramalea Inc. Cease TradedBRAMPTON BRICK LIMITEDBrand Leaders Income FundBrandes Canadian Equity FundBrandes Canadian Money Market FundBrandes Corporate Focus Bond FundBrandes Emerging Markets Value FundBrandes Global Equity FundBrandes Global Opportunities FundBrandes Global Small Cap Equity FundBrandes International Equity FundBrandes U.S. Equity FundBrandevor Enterprises Ltd. Cease TradedBrandon Energy Ltd. Cease TradedBri-Chem Corp.Bridgehouse Canadian Bond FundBridgemarq Real Estate Services Inc.BridgePoint International inc. Cease TradedBriggand Energy Corp. Cease TradedBrighter Minds Media Inc. Cease TradedBrighton Gardens Of Boynton Beach Limited Partnership Cease TradedBriko Energy Corp.Bristol Gate Concentrated Canadian Equity ETFBristol Gate Concentrated US Equity ETFBritish Columbia Ferry Services Inc.BRO-X Minerals Ltd. Cease TradedBroadband Learning Corporation Cease TradedBromley - Marr ECOS Inc. Cease TradedBrompton European Dividend Growth ETFBrompton Flaherty & Crumrine Investment Grade Preferred ETFBrompton Global Dividend Growth ETFBrompton Global Healthcare Income & Growth ETFBrompton Global Real Assets Dividend ETFBrompton Lifeco Split Corp.Brompton North American Financials Dividend ETFBrompton North American Low Volatility Dividend ETF14 de 117 14 of 117






Brompton Oil Split Corp.Brompton Split Banc Corp.Brompton Tech Leaders Income ETFBrookfield Asset Management Inc.Brookfield Business Partners L.P.Brookfield Finance (Australia) Pty LtdBrookfield Finance I (UK) PLCBrookfield Finance II Inc.Brookfield Finance II LLCBrookfield Finance Inc.Brookfield Finance LLCBrookfield Global Infrastructure Securities Income FundBrookfield Infrastructure CorporationBrookfield Infrastructure Finance LimitedBrookfield Infrastructure Finance LLCBrookfield Infrastructure Finance Pty LtdBrookfield Infrastructure Finance ULCBrookfield Infrastructure Partners Exchange LPBrookfield Infrastructure Partners L.P.Brookfield Infrastructure Preferred Equity Inc.Brookfield Investments CorporationBrookfield Office Properties Exchange LPBrookfield Office Properties Inc.Brookfield Property Finance ULCBrookfield Property Partners L.P.Brookfield Property Preferred Equity Inc.Brookfield Property Split Corp.Brookfield Renewable CorporationBrookfield Renewable Partners L.P.Brookfield Renewable Partners ULCBrookfield Renewable Power Preferred Equity Inc.Brookfield Select Opportunities Income FundBRP Inc.Bruce Place Cease TradedBSR Real Estate Investment TrustBTB Real Estate Investment TrustBuffalo Coal Corp.Buhler Industries Inc.Builders Capital Mortgage Corp.BURCON NUTRASCIENCE CORPORATIONBurnstone Ventures Inc. Cease TradedBUTTE ENERGY INC.BWR Exploration Inc.C International Income Fund Cease TradedC.K. Ventures (A Limited Partnership) Cease TradedCabletel Communications Corp. Cease TradedCabral Gold Inc.CAE Inc.Caldas Gold Corp.Caldwell Balanced FundCaldwell Canadian Value Momentum Fund15 de 117 15 of 117






Caldwell U.S. Dividend Advantage FundCalfrac Well Services Ltd.Calian Group Ltd.Callitas Health Inc. Cease TradedCalmena Energy Services Inc. Cease TradedCalyx Ventures Inc. Cease TradedCambridge Asset Allocation Corporate ClassCambridge Asset Allocation FundCambridge Bond FundCambridge Canadian Dividend Corporate ClassCambridge Canadian Dividend FundCambridge Canadian Equity Corporate ClassCambridge Canadian Equity FundCambridge Canadian Long-Term Bond PoolCambridge Canadian Short-Term Bond PoolCambridge Global Dividend ClassCambridge Global Dividend Corporate ClassCambridge Global Dividend FundCambridge Global Equity Corporate ClassCambridge Global Equity FundCambridge Global High Income FundCambridge Global Smaller Companies Corporate ClassCambridge Global Smaller Companies FundCambridge Monthly Income Corporate ClassCambridge Monthly Income FundCambridge Pure Canadian Equity Corporate ClassCambridge Pure Canadian Equity FundCambridge Stock Selection FundCambridge U.S. Dividend FundCambridge U.S. Dividend Registered FundCambridge U.S. Dividend US$ FundCameco CorporationCampbell Resources Inc. Cease TradedCanaccord Genuity Group Inc.Canaccord Genuity Growth II Corp.Canacol Energy Ltd.Canada 3000 Inc. Cease TradedCanada Goose Holdings Inc.Canada Life Advanced Folio FundCanada Life Aggressive Folio FundCanada Life American Equity Fund (Beutel Goodman)Canada Life Assurance Company, TheCanada Life Balanced Folio FundCanada Life Balanced Fund (Beutel Goodman)Canada Life Canadian Balanced FundCanada Life Canadian Dividend Fund (Laketon)Canada Life Canadian Equity Fund (Beutel Goodman)Canada Life Canadian Equity Fund (Laketon)Canada Life Canadian Fixed Income Balanced FundCanada Life Canadian Growth Fund (GWLIM)Canada Life Canadian Low Volatility Fund (London Capital)16 de 117 16 of 117






Canada Life Canadian Value Fund (FGP)Canada Life Capital TrustCanada Life Conservative Folio FundCanada Life Core Bond Fund (Portico)Canada Life Core Plus Bond Fund (Portico)Canada Life Corporate Bond Fund (Portico)Canada Life Diversified Fixed Income Folio FundCanada Life Dividend Fund (GWLIM)Canada Life Equity/Bond Fund (GLC)Canada Life Global All Cap Equity Fund (Setanta)Canada Life Global Dividend Equity Fund (Setanta)Canada Life Global Focused Growth Balanced FundCanada Life Global Founders Fund (Beutel Goodman)Canada Life Global Growth Balanced Fund (T. Rowe Price)Canada Life Global Growth Equity Fund (T. Rowe Price)Canada Life Global Infrastructure Equity Fund (London Capital)Canada Life Global Low Volatility Fund (ILIM)Canada Life Global Monthly Income Fund (London Capital)Canada Life Global Multi-Sector Bond Fund (T. Rowe Price)Canada Life Global Real Estate Fund (London Capital)Canada Life Global Small-Mid Cap Growth FundCanada Life Global Value Balanced Fund (Beutel Goodman)Canada Life Growth and Income Fund (GWLIM)Canada Life Income Fund (Portico)Canada Life International Bond Fund (CLI)Canada Life International Core Equity Fund (JPMorgan)Canada Life International Opportunity Fund (JPMorgan)Canada Life Long Term Bond Fund (Portico)Canada Life Mid Cap Canada Fund (GWLIM)Canada Life Moderate Folio FundCanada Life Money Market FundCanada Life Monthly Income Fund (London Capital)Canada Life North American High Yield Bond FundCanada Life North American Specialty FundCanada Life Pathways Canadian Concentrated Equity FundCanada Life Pathways Canadian Equity FundCanada Life Pathways Core Bond FundCanada Life Pathways Core Plus Bond FundCanada Life Pathways Emerging Markets Equity FundCanada Life Pathways Emerging Markets Large Cap Equity FundCanada Life Pathways Global Core Plus Bond FundCanada Life Pathways Global Multi Sector Bond FundCanada Life Pathways Global Tactical FundCanada Life Pathways International Concentrated Equity FundCanada Life Pathways International Equity FundCanada Life Pathways Money Market FundCanada Life Pathways U.S. Concentrated Equity FundCanada Life Pathways U.S. Equity FundCanada Life Risk Reduction PoolCanada Life Risk-Managed Balanced PortfolioCanada Life Risk-Managed Conservative Income Portfolio17 de 117 17 of 117






Canada Life Risk-Managed Growth PortfolioCanada Life Science & Technology Fund (London Capital)Canada Life Short Term Bond Fund (Portico)Canada Life Tactical Bond Fund (Portico)Canada Life Unconstrained Fixed Income FundCanada Life US Dividend Fund (GWLIM)Canada Life US Equity Fund (London Capital)Canada Life US Low Volatility Fund (Putnam)Canada Life US Mid Cap Opportunities FundCanada Life US Value Fund (Putnam)Canadian Agra Foods Inc. Cease TradedCanadian Airlines Corporation Cease TradedCanadian Apartment Properties Real Estate Investment TrustCanadian Banc Corp.Canadian Credit Card Trust IICanadian Dollar Cash Management FundCanadian Equity Alpha Corporate ClassCanadian Equity Alpha PoolCanadian Equity FundCanadian Equity Growth Corporate ClassCanadian Equity Growth PoolCanadian Equity Small Cap Corporate ClassCanadian Equity Small Cap PoolCanadian Equity Value Corporate ClassCanadian Equity Value PoolCanadian Fixed Income Corporate ClassCanadian Fixed Income FundCanadian Fixed Income PoolCanadian General Investments, LimitedCanadian High Income Equity FundCanadian Imperial Bank of CommerceCanadian Investment Grade Preferred Share FundCanadian Life Companies Split Corp.Canadian National Railway CompanyCanadian Natural Resources LimitedCanadian Oil Recovery & Remediation Enterprises Ltd.Canadian Overseas Petroleum LimitedCanadian Pacific Railway CompanyCanadian Pacific Railway LimitedCanadian Pioneer Energy Inc. Cease TradedCanadian Scholarship Trust Family Savings PlanCanadian Scholarship Trust Founders' PlanCanadian Scholarship Trust Individual Savings PlanCanadian Small Company Equity FundCanadian Spirit Resources Inc.Canadian Tire Corporation, LimitedCanadian Utilities & Telecom Income FundCanadian Utilities LimitedCanadian Western BankCanalands Resources Corporation Cease TradedCandente Gold Corp.18 de 117 18 of 117






Canfor CorporationCanfor Pulp Products Inc.Canlan Ice Sports Corp.Cannabis Growth Opportunity CorporationCannabix Technologies IncCanntab Therapeutics LimitedCannTrust Holdings Inc. Cease TradedCanoe Asset Allocation ClassCanoe Bond Advantage ClassCanoe Bond Advantage FundCanoe Canadian Small Mid Cap ClassCanoe Credit Opportunities ClassCanoe Credit Opportunities FundCanoe Defensive Global Balanced FundCanoe Defensive Global Equity FundCanoe Defensive International Equity FundCanoe Defensive U.S. Equity ClassCanoe EIT Income FundCanoe Energy ClassCanoe Energy Income ClassCanoe Enhanced Income ClassCanoe Enhanced Income FundCanoe Equity ClassCanoe Global Equity FundCanoe Global Income ClassCanoe Global Income FundCanoe Mining Ventures Corp.Canoe North American Monthly Income ClassCanoe Preferred Share ClassCanoe Premium Income FundCanoe Trust FundCanopy Growth CorporationCanopy Rivers Inc.Canoro Resources Ltd. Cease TradedCanshore Exploration Limited Cease TradedCanso Credit Income FundCanso Select Opportunities CorporationCANSORTIUM INC.Canterra Minerals CorporationCanWel Building Materials Group Ltd.Capital Desjardins Inc.Capital Group Canadian Core Plus Fixed Income Fund (Canada)Capital Group Canadian Focused Equity Fund (Canada)Capital Group Capital Income Builder (Canada)Capital Group Emerging Markets Total Opportunities Fund (Canada)Capital Group Global Balanced Fund (Canada)Capital Group Global Equity Fund (Canada)Capital Group International Equity Fund (Canada)Capital Group Monthly Income Portfolio (Canada)Capital Group U.S. Equity Fund (Canada)Capital Group World Bond Fund (Canada)19 de 117 19 of 117






Capital Power CorporationCapstone Infrastructure CorporationCapstone Mining Corp.Cardinal Energy Ltd.Cardinal Resources LimitedCardiol Therapeutics Inc.CARDS II TrustCareRx CorporationCargojet Inc.Caribbean Utilities Company, Ltd.Carmanah Resources Ltd Cease TradedCARS and PARS ProgrammeCascades Inc.Cash Management PoolCassidy's Ltd. Cease TradedCatchMark Timber Trust, Inc.Caterpillar Financial Services LimitedCathay Forest Products Corp. Cease TradedCathedral Energy Services Ltd.Cayenne Gold Mines Ltd. Cease TradedCbo Resources Corp. Cease TradedCC&L Alternative Canadian Equity FundCC&L Alternative Global Equity FundCC&L Alternative Income FundCC&L Core Income and Growth FundCC&L Diversified Income PortfolioCC&L Equity Income and Growth FundCC&L Global Alpha FundCC&L High Yield Bond FundCCL Industries Inc.CED-OR CORPORATION Cease TradedCedar Ridge Apartments Project Cease TradedCelestica Inc.CellStop Systems Inc.Cenovus Energy Inc.Centamin plcCentaurus Energy Inc.Centerra Gold Inc.Central 1 Credit UnionCentral Asia Goldfields Corporation Cease TradedCentral Guaranty Trustco Limited Cease TradedCentre Street Limited Partnership Cease TradedCentre Ville Limited Partnership Cease TradedCeres Acquisition Corp.Ceres Global Ag Corp.Ceridian HCM Holding Inc.Cerro Grande Mining CorporationCervus Equipment CorporationCES Energy Solutions Corp.Cgc Inc. Cease TradedCGI Inc.20 de 117 20 of 117






CGX Energy Inc.Champion Iron LimitedChancellor Square Limited Partnership Cease TradedCharlotte Resources Ltd. Cease TradedCharlotte's Web Holdings, Inc.Chartwell Retirement ResidencesChateau Janeville Apartment ProjectChauvco Resources International Ltd. Cease TradedChemistree Technology Inc.Chemokine Therapeutics Corp. Cease TradedChemtrade Logistics Income FundChesswood Group LimitedChieftain Metals Corp. Cease TradedChildren's Educational Foundation of Canada, TheChina AMC - IG China Equity PoolCHIP Mortgage TrustChoice Properties Real Estate Investment TrustChorus Aviation Inc.Chorus II 100 Equity Growth PortfolioChorus II Aggressive Growth PortfolioChorus II Balanced Low Volatility PortfolioChorus II Conservative Low Volatility PortfolioChorus II Growth PortfolioChorus II Maximum Growth PortfolioChorus II Moderate Low Volatility PortfolioChou Asia FundChou Associates FundChou Bond FundChou Europe FundChou RRSP FundChurchill 10 Debenture Corp.Churchill 10 Real Estate Limited PartnershipChurchill 11 Debenture Corp.Churchill 11 Real Estate Limited PartnershipCI American Managers Corporate ClassCI American Small Companies Corporate ClassCI American Small Companies FundCI American Value Corporate ClassCI American Value FundCI Canadian Dividend Private PoolCI Canadian Equity Private PoolCI Canadian Fixed Income Private PoolCI Canadian Investment Corporate ClassCI Canadian Investment FundCI Canadian Small/Mid Cap FundCI DoubleLine Core Plus Fixed Income US$ FundCI DoubleLine Income US$ FundCI DoubleLine Total Return Bond US$ FundCI Financial Corp.CI First Asset 1-5 Year Laddered Government Strip Bond Index ETFCI First Asset Active Canadian Dividend ETF21 de 117 21 of 117






CI First Asset Active Credit ETFCI First Asset Active Utility & Infrastructure ETFCI First Asset Canadian Buyback Index ETFCI First Asset Canadian Convertible Bond ETFCI First Asset Canadian REIT ETFCI First Asset CanBanc Income Class ETFCI First Asset Core Canadian Equity Income Class ETFCI First Asset Energy Giants Covered Call ETFCI First Asset Enhanced Government Bond ETFCI First Asset Enhanced Short Duration Bond FundCI First Asset European Bank ETFCI First Asset Global Financial Sector ETFCI First Asset Gold+ Giants Covered Call ETFCI First Asset Health Care Giants Covered Call ETFCI First Asset High Interest Savings ETFCI First Asset Investment Grade Bond ETFCI First Asset Long Duration Fixed Income ETFCI First Asset Morningstar Canada Dividend Target 30 Index ETFCI First Asset Morningstar Canada Momentum Index ETFCI First Asset Morningstar Canada Value Index ETFCI First Asset Morningstar International Momentum Index ETFCI First Asset Morningstar International Value Index ETFCI First Asset Morningstar National Bank Québec Index ETFCI First Asset Morningstar US Dividend Target 50 Index ETFCI First Asset Morningstar US Momentum Index ETFCI First Asset Morningstar US Value Index ETFCI First Asset MSCI Canada Low Risk Weighted ETFCI First Asset MSCI Canada Quality Index Class ETFCI First Asset MSCI Europe Low Risk Weighted ETFCI First Asset MSCI International Low Risk Weighted ETFCI First Asset MSCI USA Low Risk Weighted ETFCI First Asset MSCI World ESG Impact ETFCI First Asset MSCI World Low Risk Weighted ETFCI First Asset Preferred Share ETFCI First Asset Short Term Government Bond Index Class ETFCI First Asset Tech Giants Covered Call ETFCI First Asset U.S. & Canada Lifeco Income ETFCI First Asset U.S. Buyback Index ETFCI First Asset U.S. TrendLeaders Index ETFCI G5|20 2038 Q3 FundCI G5|20 2038 Q4 FundCI G5|20 2039 Q2 FundCI G5|20 2039 Q3 FundCI G5|20 2040 Q1 FundCI G5|20 2040 Q4 FundCI G5|20i 2035 Q1 FundCI G5|20i 2035 Q2 FundCI G5|20i 2036 Q1 FundCI G5|20i 2036 Q2 FundCI Galaxy Bitcoin FundCI Global Asset Allocation Private Pool22 de 117 22 of 117






CI Global Balanced Yield Private PoolCI Global Concentrated Equity Private PoolCI Global Enhanced Government Bond Private PoolCI Global Equity Alpha Private PoolCI Global Equity Core Private PoolCI Global Equity Momentum Private PoolCI Global Health Sciences Corporate ClassCI Global High Dividend Advantage Corporate ClassCI Global High Dividend Advantage FundCI Global High Yield Credit Private PoolCI Global Infrastructure Private PoolCI Global Investment Grade Credit Private PoolCI Global Longevity Economy FundCI Global Real Asset Private PoolCI Global REIT Private PoolCI Global Smaller Companies Private PoolCI Global Stock Selection FundCI Global Unconstrained Bond Private PoolCI Global Value Balanced FundCI Global Value Corporate ClassCI Global Value FundCI High Interest Savings FundCI ICBCCS S&P China 500 Index ETFCI Income FundCI International Equity Alpha Private PoolCI International Equity Growth Private PoolCI International Equity Value Private PoolCI International Value Corporate ClassCI International Value FundCI Investment Grade Bond FundCI Lawrence Park Alternative Investment Grade Credit ETFCI Lawrence Park Alternative Investment Grade Credit FundCI Marret Alternative Absolute Return Bond ETFCI Marret Alternative Absolute Return Bond FundCI Marret Alternative Enhanced Yield FundCI Money Market ClassCI Money Market FundCI Mosaic Balanced ETF PortfolioCI Mosaic Balanced Growth ETF PortfolioCI Mosaic Balanced Income ETF PortfolioCI Mosaic Growth ETF PortfolioCI Mosaic Income ETF PortfolioCI MSCI World ESG Impact FundCI Munro Alternative Global Growth ETFCI Munro Alternative Global Growth FundCI Munro Global Growth Equity FundCI North American Dividend FundCI North American Small/Mid Cap Equity Private PoolCI ONE Global Equity ETFCI ONE North American Core Plus Bond ETFCI Short-Term Corporate Class23 de 117 23 of 117






CI Short-Term US$ Corporate ClassCI U.S. Equity Private PoolCI U.S. Income US$ PoolCI US Money Market FundCI WisdomTree Canada Quality Dividend Growth Index ETFCI WisdomTree Emerging Markets Dividend Index ETFCI WisdomTree Europe Hedged Equity Index ETFCI WisdomTree International Quality Dividend Growth Index ETFCI WisdomTree International Quality Dividend Growth Variably Hedged Index ETFCI WisdomTree Japan Equity Index ETFCI WisdomTree U.S. MidCap Dividend Index ETFCI WisdomTree U.S. Quality Dividend Growth Index ETFCI WisdomTree U.S. Quality Dividend Growth Variably Hedged Index ETFCI Yield Enhanced Canada Aggregate Bond Index ETFCI Yield Enhanced Canada Short-Term Aggregate Bond Index ETFCIBC Active Investment Grade Corporate Bond ETFCIBC Active Investment Grade Floating Rate Bond ETFCIBC Asia Pacific FundCIBC Asia Pacific Index FundCIBC Balanced FundCIBC Balanced Growth Passive PortfolioCIBC Balanced Index FundCIBC Balanced Passive PortfolioCIBC Canadian Bond FundCIBC Canadian Bond Index FundCIBC Canadian Equity FundCIBC Canadian Equity Value FundCIBC Canadian Index FundCIBC Canadian Real Estate FundCIBC Canadian Resources FundCIBC Canadian Short-Term Bond Index FundCIBC Canadian Small-Cap FundCIBC Canadian T-Bill FundCIBC Capital TrustCIBC Conservative Fixed Income PoolCIBC Conservative Passive PortfolioCIBC Core Fixed Income PoolCIBC Core Plus Fixed Income PoolCIBC Dividend Growth FundCIBC Dividend Income FundCIBC Emerging Markets FundCIBC Emerging Markets Index FundCIBC Energy FundCIBC European Equity FundCIBC European Index FundCIBC Financial Companies FundCIBC Flexible Yield ETF (CAD-Hedged)CIBC Global Bond FundCIBC Global Bond Index FundCIBC Global Equity FundCIBC Global Growth ETF24 de 117 24 of 117






CIBC Global Monthly Income FundCIBC Global Technology FundCIBC International Equity ETFCIBC International Equity FundCIBC International Index FundCIBC International Small Companies FundCIBC Managed Aggressive Growth PortfolioCIBC Managed Balanced Growth PortfolioCIBC Managed Balanced PortfolioCIBC Managed Growth PortfolioCIBC Managed Income Plus PortfolioCIBC Managed Income PortfolioCIBC Managed Monthly Income Balanced PortfolioCIBC Money Market FundCIBC Monthly Income FundCIBC Multi-Asset Absolute Return StrategyCIBC Multifactor Canadian Equity ETFCIBC Multifactor U.S. Equity ETFCIBC Nasdaq Index FundCIBC Precious Metals FundCIBC Short-Term Income FundCIBC Smart Balanced Growth SolutionCIBC Smart Balanced Income SolutionCIBC Smart Balanced SolutionCIBC Smart Growth SolutionCIBC Smart Income SolutionCIBC U.S. Broad Market Index FundCIBC U.S. Dollar Managed Balanced PortfolioCIBC U.S. Dollar Managed Growth PortfolioCIBC U.S. Dollar Managed Income PortfolioCIBC U.S. Dollar Money Market FundCIBC U.S. Equity FundCIBC U.S. Index FundCIBC U.S. Small Companies FundCIM International Group Inc. Cease TradedCineplex Inc.Cinram International Limited Partnership Cease TradedCipher Pharmaceuticals Inc.Cis Commax Hedge Fund Cease TradedCis Global Telecommunications Fund Cease TradedCitadel Income FundClarke Inc.Clean Air Metals Inc.Clean Harbors, Inc.Clearpoint Short Term Income FundClearStream Energy Services Inc.Clearwater Seafoods IncorporatedClipper Apartment ProjectCloud Nine Education Group Ltd.CloudMD Software & Services Inc.CLS Holdings USA, Inc.25 de 117 25 of 117






CMP 2019 Resource Limited PartnershipCMP 2020 Resource Limited PartnershipCNH Capital Canada Receivables TrustCNH Capital Canada Wholesale TrustCo-operators General Insurance CompanyCoach Hill Manor Syndicate Cease TradedCoachman House Limited PartnershipCoeur Mining, Inc.Cogeco Communications Inc.Cogeco IncCognetivity Neurosciences Ltd.CohBar, Inc.COIN HODL INC.Colabor Group Inc.COLLIERS INTERNATIONAL GROUP INC.Colossus Minerals Inc. Cease TradedColumbia Care Inc.Cominar Real Estate Investment TrustCompass Balanced Growth PortfolioCompass Balanced PortfolioCompass Conservative Balanced PortfolioCompass Conservative PortfolioCompass Growth PortfolioCompass Maximum Growth PortfolioComputer Modelling Group Ltd.Concert Industries Ltd. Cease TradedCondor Petroleum Inc.Conic Metals Corp.Conifex Timber Inc.ConjuChem Biotechnologies Inc. Cease TradedConpak Seafoods Inc. Cease TradedConservative FundConservative Income PortfolioConservative Monthly Income FundCONSTELLATION COPPER CORPORATION Cease TradedConstellation Software Inc.Contact Gold Corp.Converge Technology Solutions Corp.Copper Mountain Mining CorporationCopper North Mining Corp. 1b, 1c, 1eCore Canadian Dividend TrustCorus Entertainment Inc.Counsel All Equity PortfolioCounsel Balanced PortfolioCounsel Canadian Core Fixed IncomeCounsel Canadian DividendCounsel Canadian GrowthCounsel Canadian ValueCounsel Conservative PortfolioCounsel Defensive Global EquityCounsel Fixed Income26 de 117 26 of 117






Counsel Global DividendCounsel Global Fixed IncomeCounsel Global Low Volatility EquityCounsel Global Real EstateCounsel Global Small CapCounsel Global Trend StrategyCounsel Growth PortfolioCounsel High Income PortfolioCounsel High Yield Fixed IncomeCounsel Income Trend StrategyCounsel International GrowthCounsel International ValueCounsel Money MarketCounsel Monthly Income PortfolioCounsel North American High Yield BondCounsel Retirement Accumulation PortfolioCounsel Retirement Foundation PortfolioCounsel Retirement Preservation PortfolioCounsel Short Term BondCounsel U.S. GrowthCounsel U.S. ValueCountry Club Plaza Limited Partnership Cease TradedCover Technologies Inc.Covington Fund II Inc.CPI Card Group Inc.Crailar Technologies Inc. Cease TradedCredit Suisse AGCrescent Point Energy Corp.Crescita Therapeutics Inc.Cresco Labs Inc.Crew Energy Inc.CRH Medical CorporationCrocus Investment Fund Cease TradedCrombie Real Estate Investment TrustCronos Group Inc.Cross Winds Apartment Project, TheCrosswinds Holdings Inc.Crown Capital Partners Inc.Crown Point Energy Inc.CRS Preferred NT Ltd. Cease TradedCrystallex International Corporation Cease TradedCST Advantage PlanCST Bright PlanCT Real Estate Investment TrustCU Inc.Curaleaf Holdings, Inc.Curragh Inc. Cease TradedCurrencyWorks Inc.CVF Technologies Corporation Cease TradedCWB Core Equity FundCWB Onyx Balanced Solution27 de 117 27 of 117






CWB Onyx Canadian Equity FundCWB Onyx Conservative SolutionCWB Onyx Diversified Income FundCWB Onyx Global Equity FundCWB Onyx Growth SolutionCWC Energy Services Corp.Cymat Technologies Ltd.Cymbria CorporationCypherpunk Holdings Inc.D-Box Technologies Inc.Daerwood Place Limited Partnership Cease TradedDalmys (Canada) Limited Cease TradedDANIER LEATHER INC. Cease TradedDarkhorse Technologies Ltd.DATA Communications Management Corp.Davie Yards Inc. Cease TradedDavis Distributing Limited Cease TradedDean Witter Cornerstone Fund Iv Cease TradedDeans Knight Income CorporationDecibel Cannabis Company Inc.DECISIVE DIVIDEND CORPORATIONDecklar Resources Inc.Deer Ridge Village Limited Partnership Cease TradedDeer Valley Shopping Centre Limited Partnership Cease TradedDefiance Silver Corp.Delphi Energy Corp.Delta 9 Cannabis Inc.Delta Montreal Hotel And Company, Limited Partnership Cease TradedDenbury Inc.Denison Mines Corp.Descartes Systems Group Inc., TheDesjardins 1-5 year Laddered Canadian Corporate Bond Index ETFDesjardins 1-5 year Laddered Canadian Government Bond Index ETFDesjardins Alt Long/Short Equity Market Neutral ETFDesjardins Alt Long/Short Equity Market Neutral ETF FundDesjardins American Equity Growth Currency Neutral FundDesjardins American Equity Growth FundDesjardins American Equity Value FundDesjardins Canada Multifactor-Controlled Volatility ETFDesjardins Canadian Bond FundDesjardins Canadian Equity FundDesjardins Canadian Equity Income FundDesjardins Canadian Equity Value FundDesjardins Canadian Preferred Share FundDesjardins Canadian Preferred Share Index ETFDesjardins Canadian Short Term Bond Index ETFDesjardins Canadian Small Cap Equity FundDesjardins Canadian Universe Bond Index ETFDesjardins Developed ex-USA ex-Canada Multifactor-Controlled Volatility ETFDesjardins Dividend Growth FundDesjardins Dividend Income Fund28 de 117 28 of 117






Desjardins Emerging Markets Bond FundDesjardins Emerging Markets FundDesjardins Emerging Markets Multifactor-Controlled Volatility ETFDesjardins Emerging Markets Opportunities FundDesjardins Enhanced Bond FundDesjardins Floating Rate Income FundDesjardins Global Balanced Strategic Income FundDesjardins Global Bond FundDesjardins Global Corporate Bond FundDesjardins Global Dividend FundDesjardins Global Equity FundDesjardins Global Equity Growth FundDesjardins Global High Yield Bond FundDesjardins Global Infrastructure FundDesjardins Global Small Cap Equity FundDesjardins Global Tactical Bond FundDesjardins Global Total Return Bond FundDesjardins Low Volatility Canadian Equity FundDesjardins Low Volatility Global Equity FundDesjardins Money Market FundDesjardins Overseas Equity FundDesjardins Overseas Equity Growth FundDesjardins Québec Balanced FundDesjardins RI Active Canadian Bond - Low CO2 ETFDesjardins RI Canada - Low CO2 Index ETFDesjardins RI Canada Multifactor - Low CO2 ETFDesjardins RI Developed ex-USA ex-Canada - Low CO2 Index ETFDesjardins RI Developed ex-USA ex-Canada Multifactor - Low CO2 ETFDesjardins RI Emerging Markets - Low CO2 Index ETFDesjardins RI Emerging Markets Multifactor - Low CO2 ETFDesjardins RI Global Multifactor - Fossil Fuel Reserves Free ETFDesjardins RI USA - Low CO2 Index ETFDesjardins RI USA Multifactor - Low CO2 ETFDesjardins Short-Term Income FundDesjardins SocieTerra American Equity FundDesjardins SocieTerra Canadian Bond FundDesjardins SocieTerra Canadian Equity FundDesjardins SocieTerra Cleantech FundDesjardins SocieTerra Diversity FundDesjardins SocieTerra Emerging Markets Equity FundDesjardins SocieTerra Environment FundDesjardins SocieTerra Environmental Bond FundDesjardins SocieTerra Global Bond FundDesjardins SocieTerra International Equity FundDesjardins SocieTerra Positive Change FundDesjardins Tactical Balanced FundDesjardins USA Multifactor-Controlled Volatility ETFDeutsche Bank AktiengesellschaftDevine Entertainment Corporation Cease TradedDexterra Group Inc.DFA Canadian Core Equity Fund29 de 117 29 of 117






DFA Canadian Vector Equity FundDFA Five-Year Global Fixed Income FundDFA Global 40EQ-60FI PortfolioDFA Global 50EQ-50FI PortfolioDFA Global 60EQ-40FI PortfolioDFA Global 70EQ-30FI PortfolioDFA Global 80EQ-20FI PortfolioDFA Global Equity PortfolioDFA Global Fixed Income PortfolioDFA Global Investment Grade Fixed Income FundDFA Global Real Estate Securities FundDFA Global Sustainability Core Equity FundDFA Global Targeted Credit FundDFA International Core Equity FundDFA International Vector Equity FundDFA U.S. Core Equity FundDFA U.S. Vector Equity FundDFA World Equity PortfolioDiagem Inc. Cease TradedDiagnos Inc.DiaMedica Therapeutics Inc.Dickstone Copper Mines Limited Cease TradedDigital Consumer Dividend FundDinnerex National II Limited Partnership Cease TradedDinnerex National Limited Partnership Cease TradedDirect Communication Solutions, Inc.DIRTT Environmental Solutions Ltd.Discovery 2019 Short Duration LPDiscovery 2020 Short Duration LPDiscovery Air Inc. Cease TradedDiscovery Metals Corp.Disenco Energy PLC Cease TradedDistinct Infrastructure Group Inc. Cease TradedDistinction Balanced ClassDistinction Bold ClassDistinction Conservative ClassDistinction Growth ClassDistinction Prudent ClassDiversified Royalty Corp.Divestco Inc. Cease TradedDividend 15 Split Corp.Dividend 15 Split Corp. IIDividend Growth Split Corp.Dividend Select 15 Corp.Divot Golf Corporation Cease TradedDixie Road Limited Partnership Cease TradedDMP Power Global Growth ClassDMP Resource ClassDMP Value Balanced ClassDocebo Inc.Dollarama Inc.30 de 117 30 of 117






Doman Industries Limited Cease TradedDomtar CorporationDonnelley Financial Solutions, Inc.Dorel Industries Inc.DragonWave Inc. Cease TradedDream Impact TrustDream Industrial Real Estate Investment TrustDream Office Real Estate Investment TrustDREAM Unlimited Corp.Dreyfus Fund International Limited, The Cease TradedDrone Delivery Canada Corp.Dundee CorporationDundee Energy Limited Cease TradedDundee Global Resource ClassDundee Precious Metals Inc.Dye & Durham LimitedDynamic Active Canadian Dividend ETFDynamic Active Canadian Dividend FundDynamic Active Core Bond Private PoolDynamic Active Credit Strategies Private PoolDynamic Active Crossover Bond ETFDynamic Active Crossover Bond FundDynamic Active Global Dividend ETFDynamic Active Global Dividend FundDynamic Active Global Financial Services ETFDynamic Active Global Financial Services FundDynamic Active Global Infrastructure ETFDynamic Active International Dividend ETFDynamic Active Investment Grade Floating Rate ETFDynamic Active Investment Grade Floating Rate FundDynamic Active Preferred Shares ETFDynamic Active Preferred Shares FundDynamic Active Tactical Bond ETFDynamic Active Tactical Bond FundDynamic Active U.S. Dividend ETFDynamic Active U.S. Dividend FundDynamic Active U.S. Mid-Cap ETFDynamic Active U.S. Mid-Cap FundDynamic Advantage Bond ClassDynamic Advantage Bond FundDynamic Alpha Performance II FundDynamic Alternative Managed Risk Private Pool ClassDynamic Alternative Yield ClassDynamic Alternative Yield FundDynamic American ClassDynamic American FundDynamic Asia Pacific Equity FundDynamic Asset Allocation Private PoolDynamic Blue Chip Balanced FundDynamic Blue Chip Equity FundDynamic Canadian Bond Fund31 de 117 31 of 117






Dynamic Canadian Dividend FundDynamic Canadian Equity Private Pool ClassDynamic Canadian Value ClassDynamic Conservative Yield Private PoolDynamic Conservative Yield Private Pool ClassDynamic Corporate Bond Strategies ClassDynamic Corporate Bond Strategies FundDynamic Credit Absolute Return II FundDynamic Credit Spectrum FundDynamic Diversified Real Asset FundDynamic Dividend Advantage ClassDynamic Dividend Advantage FundDynamic Dividend FundDynamic Dividend Income ClassDynamic Dividend Income FundDynamic Dollar-Cost Averaging FundDynamic Energy Evolution FundDynamic Energy Income FundDynamic Equity Income FundDynamic European Equity FundDynamic Financial Services FundDynamic Global All-Terrain FundDynamic Global Asset Allocation ClassDynamic Global Asset Allocation FundDynamic Global Balanced FundDynamic Global Discovery ClassDynamic Global Discovery FundDynamic Global Dividend ClassDynamic Global Dividend FundDynamic Global Equity FundDynamic Global Equity Income FundDynamic Global Equity Private Pool ClassDynamic Global Infrastructure ClassDynamic Global Infrastructure FundDynamic Global Real Estate FundDynamic Global Strategic Yield FundDynamic Global Yield Private PoolDynamic Global Yield Private Pool ClassDynamic High Yield Bond FundDynamic International Dividend Private PoolDynamic International Equity FundDynamic Investment Grade Floating Rate FundDynamic Liquid Alternatives Private PoolDynamic Money Market ClassDynamic Money Market FundDynamic North American Dividend Private PoolDynamic Power American Growth ClassDynamic Power American Growth FundDynamic Power Balanced FundDynamic Power Canadian Growth FundDynamic Power Global Balanced Class32 de 117 32 of 117






Dynamic Power Global Growth ClassDynamic Power Global Growth FundDynamic Power Global Navigator ClassDynamic Power Small Cap FundDynamic Precious Metals FundDynamic Preferred Yield ClassDynamic Premium Bond Private PoolDynamic Premium Bond Private Pool ClassDynamic Premium Yield ClassDynamic Premium Yield FundDynamic Premium Yield PLUS FundDynamic Real Estate & Infrastructure Income II FundDynamic Short Term Bond FundDynamic Small Business FundDynamic Strategic Energy ClassDynamic Strategic Gold ClassDynamic Strategic Resource ClassDynamic Strategic Yield ClassDynamic Strategic Yield FundDynamic Tactical Bond Private PoolDynamic Total Return Bond ClassDynamic Total Return Bond FundDynamic U.S. Balanced ClassDynamic U.S. Dividend Advantage FundDynamic U.S. Equity Income FundDynamic U.S. Equity Private Pool ClassDynamic U.S. Monthly Income FundDynamic U.S. Sector Focus ClassDynamic U.S. Strategic Yield FundDynamic Value Balanced ClassDynamic Value Balanced FundDynamic Value Fund of CanadaDynamicEdge Balanced Class PortfolioDynamicEdge Balanced Growth Class PortfolioDynamicEdge Balanced Growth PortfolioDynamicEdge Balanced Income PortfolioDynamicEdge Balanced PortfolioDynamicEdge Conservative Class PortfolioDynamicEdge Defensive PortfolioDynamicEdge Equity Class PortfolioDynamicEdge Equity PortfolioDynamicEdge Growth Class PortfolioDynamicEdge Growth PortfolioDynex Petroleum Ltd. Cease TradedE Split Corp.E-L Financial Corporation LimitedEagle Credit Card TrustEagle Energy Inc. Cease TradedEarthRenew Inc.East Africa Metals Inc.Eastern Platinum Limited33 de 117 33 of 117






Easy Street Adventures Inc. Cease TradedEchelon Financial Holdings Inc.ECN Capital Corp.Ecosse Energy Corp. Cease TradedEcoSynthetix Inc.EdgePoint Canadian Growth & Income PortfolioEdgePoint Canadian PortfolioEdgePoint Global Growth & Income PortfolioEdgePoint Global PortfolioEdgePoint Income PortfolioeFunds Bloomberg U.S. Internet Index Fund Cease TradedEHP Advantage Alternative FundEHP Advantage International Alternative FundEHP Foundation Alternative FundEHP Foundation International Alternative FundEHP Global Arbitrage Alternative FundEHP Select Alternative FundEldorado Gold CorporationElectrovaya Inc.Element Fleet Management Corp.Elementos Limited 1eElixxer Ltd.Elmwood Place Limited Partnership Cease TradedElse Nutrition Holdings Inc.Emblem Corp.Emera IncorporatedEmerald Health Therapeutics, Inc.Emerge ARK AI & Big Data ETFEmerge ARK Autonomous Tech & Robotics ETFEmerge ARK Fintech Innovation ETFEmerge ARK Genomics & Biotech ETFEmerge ARK Global Disruptive Innovation ETFEmerging Markets Equity Corporate ClassEmerging Markets Equity FundEmerging Markets Equity PoolEmpire Company LimitedEmpire Life Dividend Growth Mutual FundEmpire Life Emblem Aggressive Growth PortfolioEmpire Life Emblem Balanced PortfolioEmpire Life Emblem Conservative PortfolioEmpire Life Emblem Diversified Income PortfolioEmpire Life Emblem Growth PortfolioEmpire Life Emblem Moderate Growth PortfolioEmpire Life Insurance Company, TheEmpire Life Monthly Income Mutual FundEnablence Technologies Inc. Cease TradedEnbridge Gas Inc.Enbridge Inc.Enbridge Pipelines Inc.Encal Oil And Gas Ltd. Cease TradedEncasa Canadian Bond Fund34 de 117 34 of 117






Encasa Canadian Short-Term Bond FundEncasa Equity FundEndeavour Mining CorporationEndeavour Silver Corp.Endo International plcEnerflex Ltd.Energex Minerals Ltd. Cease TradedEnergir Inc.Energy Fuels Inc.Energy Income FundEnerplus CorporationEngagement Labs Inc.Enghouse Systems LimitedEnhanced Income Corporate ClassEnhanced Income PoolEnhanced Income PortfolioEnQuest Energy Services Corp. Cease TradedEnseco Energy Services Corp. Cease TradedEnterprise Group, Inc.Enthusiast Gaming Holdings Inc.ENTREC Corporation Cease TradedEntree Resources Ltd.Environmental Risk Holdings, Inc. Cease TradedEnWave CorporationEPCOR Utilities Inc.Epic Fusion Corp. Cease TradedEpoch Global Equity ClassEpoch Global Equity FundEpoch Global Shareholder Yield FundEpoch International Equity FundEpoch U.S. Blue Chip Equity Currency Neutral FundEpoch U.S. Blue Chip Equity FundEpoch U.S. Large-Cap Value ClassEpoch U.S. Large-Cap Value FundEpoch U.S. Shareholder Yield FundEpsilon Energy Ltd.EQ Inc.Equinox Gold Corp.Equion I Saskatchewan Partnership Cease TradedEquitable Group Inc.Erdene Resource Development CorporationErmineskin Place Limited Partnership Cease TradedEro Copper Corp.ESI Energy Services Inc.Esrey Resources Ltd Cease TradedEssential Energy Services Ltd.Etac Sales Ltd. Cease TradedEther Fund, TheEURO Ressources S.A.Euro Sun Mining Inc.Eurogas International Inc.35 de 117 35 of 117






European Residential Real Estate Investment TrustEurotin Inc.Evergreens Limited Partnership, The Cease TradedEvertz Technologies LimitedEvolve Active Canadian Preferred Share FundEvolve Active Core Fixed Income FundEvolve Active Global Fixed Income FundEvolve Automobile Innovation Index FundEvolve Cyber Security Index FundEvolve Dividend Stability Preferred Share Index ETFEvolve E-Gaming Index ETFEvolve Future Leadership FundEvolve Global Healthcare Enhanced Yield FundEvolve Global Materials & Mining Enhanced Yield Index ETFEvolve Gold Miners FundEvolve Innovation Index FundEvolve US Banks Enhanced Yield FundEvolved Digital Systems Inc. Cease TradedexactEarth Ltd.Exall Energy Corporation Cease TradedExcellon Resources Inc.Excelsior Mining Corp.Exchange Income CorporationExco Technologies LimitedExemplar Growth and Income FundExemplar Investment Grade FundExemplar Performance FundEXFO Inc.Exploratus Ltd.Explorer Series FundExro Technologies Inc.Extendicare Inc.Extenway Solutions Inc. Cease TradedFaircourt Gold Income Corp.Faircourt Split TrustFairfax Financial Holdings LimitedFairfax India Holdings CorporationFalco Resources Ltd.Falcon Oil & Gas Ltd.Falconridge Estates Limited Partnership Cease TradedFamily Single Student Education Savings PlanFAX Capital Corp.Federated Hermes Strategic Value U.S. Equity Dividend FundFederation des caisses Desjardins du QuébecFennec Pharmaceuticals Inc.Feronia Inc. Cease TradedFidelity - IG Canadian Equity PoolFidelity American Balanced Currency Neutral FundFidelity American Balanced FundFidelity American Disciplined Equity ClassFidelity American Disciplined Equity Currency Neutral Class36 de 117 36 of 117






Fidelity American Disciplined Equity FundFidelity American Equity ClassFidelity American Equity Currency Neutral ClassFidelity American Equity FundFidelity American Equity Systematic Currency Hedged FundFidelity American High Yield Currency Neutral FundFidelity American High Yield FundFidelity AsiaStar ClassFidelity AsiaStar FundFidelity Asset Allocation Currency Neutral Private PoolFidelity Asset Allocation Private PoolFidelity Balanced Class PortfolioFidelity Balanced Currency Neutral Private PoolFidelity Balanced Income Currency Neutral Private PoolFidelity Balanced Income Private PoolFidelity Balanced Managed Risk PortfolioFidelity Balanced PortfolioFidelity Balanced Private PoolFidelity Canadian Asset Allocation ClassFidelity Canadian Asset Allocation FundFidelity Canadian Balanced ClassFidelity Canadian Balanced FundFidelity Canadian Bond FundFidelity Canadian Core Equity FundFidelity Canadian Disciplined Equity ClassFidelity Canadian Disciplined Equity FundFidelity Canadian Equity Multi-Asset Base FundFidelity Canadian Equity Private PoolFidelity Canadian Focused Equity Multi-Asset Base FundFidelity Canadian Fundamental Equity Multi-Asset Base FundFidelity Canadian Government Long Bond Index Multi-Asset Base FundFidelity Canadian Growth Company ClassFidelity Canadian Growth Company FundFidelity Canadian High Dividend Index ETFFidelity Canadian High Dividend Index ETF FundFidelity Canadian High Quality Index ETFFidelity Canadian High Quality Index ETF FundFidelity Canadian Large Cap ClassFidelity Canadian Large Cap FundFidelity Canadian Low Volatility Index ETFFidelity Canadian Low Volatility Index ETF FundFidelity Canadian Momentum Index ETFFidelity Canadian Money Market FundFidelity Canadian Money Market Investment TrustFidelity Canadian Monthly High Income ETFFidelity Canadian Monthly High Income ETF FundFidelity Canadian Opportunities ClassFidelity Canadian Opportunities FundFidelity Canadian Real Return Bond Index Multi-Asset Base FundFidelity Canadian Short Term Bond FundFidelity Canadian Short Term Corporate Bond ETF37 de 117 37 of 117






Fidelity Canadian Short Term Corporate Bond ETF FundFidelity Canadian Short Term Fixed Income Multi-Asset Base FundFidelity Canadian Short Term Income ClassFidelity Canadian Value Index ETFFidelity CanAM Opportunities ClassFidelity CanAM Opportunities Currency Neutral ClassFidelity China ClassFidelity China FundFidelity ClearPath 2005 PortfolioFidelity ClearPath 2010 PortfolioFidelity ClearPath 2015 PortfolioFidelity ClearPath 2020 PortfolioFidelity ClearPath 2025 PortfolioFidelity ClearPath 2030 PortfolioFidelity ClearPath 2035 PortfolioFidelity ClearPath 2040 PortfolioFidelity ClearPath 2045 PortfolioFidelity ClearPath 2050 PortfolioFidelity ClearPath 2055 PortfolioFidelity ClearPath 2060 PortfolioFidelity ClearPath Income PortfolioFidelity Concentrated Canadian Equity Multi-Asset Base FundFidelity Concentrated Canadian Equity Private PoolFidelity Concentrated Value Investment TrustFidelity Concentrated Value Private PoolFidelity Conservative Income FundFidelity Conservative Income Private PoolFidelity Conservative Managed Risk PortfolioFidelity Convertible Securities Multi-Asset Base FundFidelity Corporate Bond ClassFidelity Corporate Bond FundFidelity Dividend ClassFidelity Dividend FundFidelity Dividend Multi-Asset Base FundFidelity Dividend Plus ClassFidelity Dividend Plus FundFidelity Emerging Markets ClassFidelity Emerging Markets Debt Multi-Asset Base FundFidelity Emerging Markets Equity Income Multi-Asset Base FundFidelity Emerging Markets Equity Multi-Asset Base FundFidelity Emerging Markets FundFidelity Emerging Markets Local Currency Debt Multi-Asset Base FundFidelity Europe ClassFidelity Europe FundFidelity Far East ClassFidelity Far East FundFidelity Floating Rate High Income Currency Neutral FundFidelity Floating Rate High Income Currency Neutral Multi-Asset Base FundFidelity Floating Rate High Income FundFidelity Floating Rate High Income Multi-Asset Base FundFidelity Founders Class38 de 117 38 of 117






Fidelity Founders Currency Neutral ClassFidelity Founders Investment TrustFidelity Frontier Emerging Markets FundFidelity Global Asset Allocation Currency Neutral Private PoolFidelity Global Asset Allocation FundFidelity Global Asset Allocation Private PoolFidelity Global Balanced Class PortfolioFidelity Global Balanced PortfolioFidelity Global Bond Currency Neutral FundFidelity Global Bond Currency Neutral Multi-Asset Base FundFidelity Global Bond FundFidelity Global Bond Multi-Asset Base FundFidelity Global ClassFidelity Global Concentrated Equity ClassFidelity Global Concentrated Equity Currency Neutral FundFidelity Global Concentrated Equity FundFidelity Global Consumer Industries ClassFidelity Global Consumer Industries FundFidelity Global Core Plus Bond ETFFidelity Global Core Plus Bond ETF FundFidelity Global Credit Ex-U.S. Currency Neutral Multi-Asset Base FundFidelity Global Credit Ex-U.S. Investment TrustFidelity Global Disciplined Equity ClassFidelity Global Disciplined Equity Currency Neutral ClassFidelity Global Disciplined Equity FundFidelity Global Dividend ClassFidelity Global Dividend FundFidelity Global Dividend Investment TrustFidelity Global Equity Currency Neutral Private PoolFidelity Global Equity Investment TrustFidelity Global Equity Private PoolFidelity Global Financial Services ClassFidelity Global Financial Services FundFidelity Global FundFidelity Global Growth and Value ClassFidelity Global Growth and Value Currency Neutral ClassFidelity Global Growth and Value Investment TrustFidelity Global Growth Class PortfolioFidelity Global Growth PortfolioFidelity Global Health Care ClassFidelity Global Health Care FundFidelity Global High Yield Multi-Asset Base FundFidelity Global Income Class PortfolioFidelity Global Income PortfolioFidelity Global Innovators ClassFidelity Global Innovators Currency Neutral ClassFidelity Global Innovators Investment TrustFidelity Global Intrinsic Value ClassFidelity Global Intrinsic Value Currency Neutral ClassFidelity Global Intrinsic Value Investment TrustFidelity Global Investment Grade Bond ETF39 de 117 39 of 117






Fidelity Global Investment Grade Bond ETF FundFidelity Global Large Cap ClassFidelity Global Large Cap Currency Neutral ClassFidelity Global Large Cap FundFidelity Global Monthly High Income ETFFidelity Global Monthly High Income ETF FundFidelity Global Monthly Income Currency Neutral FundFidelity Global Monthly Income FundFidelity Global Natural Resources ClassFidelity Global Natural Resources FundFidelity Global Real Estate ClassFidelity Global Real Estate FundFidelity Global Real Estate Multi-Asset Base FundFidelity Global Small Cap FundFidelity Global Value Long/Short FundFidelity Greater Canada ClassFidelity Greater Canada FundFidelity Growth Class PortfolioFidelity Growth PortfolioFidelity High Income Commercial Real Estate Currency Neutral Multi-Asset Base FundFidelity High Income Commercial Real Estate Multi-Asset Base FundFidelity Income Allocation FundFidelity Income Class PortfolioFidelity Income PortfolioFidelity Insights ClassFidelity Insights Currency Neutral ClassFidelity Insights Currency Neutral Multi-Asset Base FundFidelity Insights Investment TrustFidelity Insights Systematic Currency Hedged FundFidelity International Concentrated Equity Currency Neutral FundFidelity International Concentrated Equity FundFidelity International Disciplined Equity ClassFidelity International Disciplined Equity Currency Neutral ClassFidelity International Disciplined Equity FundFidelity International Equity Currency Neutral Investment TrustFidelity International Equity Currency Neutral Private PoolFidelity International Equity Investment TrustFidelity International Equity Multi-Asset Base FundFidelity International Equity Private PoolFidelity International Growth ClassFidelity International Growth Currency Neutral Multi-Asset Base FundFidelity International Growth FundFidelity International Growth Multi-Asset Base FundFidelity International High Dividend Index ETFFidelity International High Dividend Index ETF FundFidelity International High Quality Index ETFFidelity International High Quality Index ETF FundFidelity International Low Volatility Index ETFFidelity International Low Volatility Index ETF FundFidelity International Momentum Index ETFFidelity International Value Index ETF40 de 117 40 of 117






Fidelity Investment Grade Total Bond Currency Neutral FundFidelity Investment Grade Total Bond FundFidelity Japan ClassFidelity Japan FundFidelity Long-Term Leaders Currency Neutral FundFidelity Long-Term Leaders FundFidelity Long/Short Alternative FundFidelity Market Neutral Alternative FundFidelity Minerals Corp.Fidelity Monthly Income ClassFidelity Monthly Income FundFidelity Multi-Sector Bond Currency Neutral FundFidelity Multi-Sector Bond FundFidelity North American Equity ClassFidelity North American Equity Investment TrustFidelity NorthStar Balanced Currency Neutral FundFidelity NorthStar Balanced FundFidelity NorthStar ClassFidelity NorthStar Currency Neutral ClassFidelity NorthStar FundFidelity Premium Fixed Income Private PoolFidelity Premium Fixed Income Private Pool ClassFidelity Premium Money Market Private PoolFidelity Premium Tactical Fixed Income Private PoolFidelity Small Cap America ClassFidelity Small Cap America Currency Neutral ClassFidelity Small Cap America FundFidelity Small Cap America Systematic Currency Hedged FundFidelity Special Situations ClassFidelity Special Situations FundFidelity Strategic Income Currency Neutral FundFidelity Strategic Income FundFidelity Sustainable World ETFFidelity Sustainable World ETF FundFidelity Systematic Canadian Bond Index ETFFidelity Systematic Canadian Bond Index ETF FundFidelity Systematic U.S. High Yield Bond Currency Neutral ETFFidelity Systematic U.S. High Yield Bond Currency Neutral ETF FundFidelity Systematic U.S. High Yield Bond ETFFidelity Systematic U.S. High Yield Bond ETF FundFidelity Tactical Fixed Income FundFidelity Tactical Global Dividend ETF FundFidelity Tactical High Income Currency Neutral FundFidelity Tactical High Income FundFidelity Tactical Strategies FundFidelity Technology Innovators ClassFidelity Technology Innovators FundFidelity True North ClassFidelity True North FundFidelity U.S. All Cap ClassFidelity U.S. All Cap Currency Neutral Class41 de 117 41 of 117






Fidelity U.S. All Cap FundFidelity U.S. Bond Currency Neutral Multi-Asset Base FundFidelity U.S. Bond Multi-Asset Base FundFidelity U.S. Core Equity FundFidelity U.S. Dividend Currency Neutral FundFidelity U.S. Dividend for Rising Rates Currency Neutral Index ETFFidelity U.S. Dividend for Rising Rates Currency Neutral Index ETF FundFidelity U.S. Dividend for Rising Rates Index ETFFidelity U.S. Dividend for Rising Rates Index ETF FundFidelity U.S. Dividend FundFidelity U.S. Dividend Investment TrustFidelity U.S. Dividend Private PoolFidelity U.S. Dividend Registered FundFidelity U.S. Dividend Systematic Currency Hedged FundFidelity U.S. Equity Currency Neutral Private PoolFidelity U.S. Equity Investment TrustFidelity U.S. Equity Private PoolFidelity U.S. Focused Stock ClassFidelity U.S. Focused Stock Currency Neutral ClassFidelity U.S. Focused Stock FundFidelity U.S. Focused Stock Systematic Currency Hedged FundFidelity U.S. Growth and Income Private PoolFidelity U.S. Growth Opportunities ClassFidelity U.S. Growth Opportunities Investment TrustFidelity U.S. Growth Opportunities Systematic Currency Hedged ClassFidelity U.S. High Dividend Currency Neutral Index ETFFidelity U.S. High Dividend Currency Neutral Index ETF FundFidelity U.S. High Dividend Index ETFFidelity U.S. High Dividend Index ETF FundFidelity U.S. High Quality Currency Neutral Index ETFFidelity U.S. High Quality Currency Neutral Index ETF FundFidelity U.S. High Quality Index ETFFidelity U.S. High Quality Index ETF FundFidelity U.S. Low Volatility Currency Neutral Index ETFFidelity U.S. Low Volatility Currency Neutral Index ETF FundFidelity U.S. Low Volatility Index ETFFidelity U.S. Low Volatility Index ETF FundFidelity U.S. Momentum Currency Neutral Index ETFFidelity U.S. Momentum Index ETFFidelity U.S. Money Market FundFidelity U.S. Money Market Investment TrustFidelity U.S. Monthly Income Currency Neutral FundFidelity U.S. Monthly Income FundFidelity U.S. Multi-Cap Multi-Asset Base FundFidelity U.S. Small/Mid-Cap Equity Multi-Asset Base FundFidelity U.S. Value Currency Neutral Index ETFFidelity U.S. Value Index ETFFidelity Women's Leadership FundFidelity Women's Leadership Systematic Currency Hedged FundFiera Capital CorporationFilo Mining Corp.42 de 117 42 of 117






Financial 15 Split Corp.Finning International Inc.Firan Technology Group CorporationFire & Flower Holdings Corp.FireFox Gold Corp.Firm Capital Apartment Real Estate Investment TrustFirm Capital Mortgage Investment CorporationFirm Capital Property TrustFirst Asset Canadian Convertible Bond FundFirst Asset Canadian Dividend Opportunity FundFirst Asset REIT Income FundFirst Asset Utility Plus FundFirst Capital Real Estate Investment TrustFirst Cobalt Corp.First Global Investments Inc.First Majestic Silver Corp.First Mining Gold Corp.First National Financial CorporationFirst Nickel Inc. Cease TradedFirst Quantum Minerals LtdFirst Trust AlphaDEX Emerging Market Dividend ETF (CAD-Hedged)First Trust AlphaDEX European Dividend Index ETF (CAD-Hedged)First Trust AlphaDEX U.S. Consumer Discretionary Sector Index ETFFirst Trust AlphaDEX U.S. Consumer Staples Sector Index ETFFirst Trust AlphaDEX U.S. Energy Sector Index ETFFirst Trust AlphaDEX U.S. Financial Sector Index ETFFirst Trust AlphaDEX U.S. Health Care Sector Index ETFFirst Trust AlphaDEX U.S. Industrials Sector Index ETFFirst Trust AlphaDEX U.S. Materials Sector Index ETFFirst Trust AlphaDEX U.S. Technology Sector Index ETFFirst Trust AlphaDEX U.S. Utilities Sector Index ETFFirst Trust Canadian Capital Strength ETFFirst Trust Cboe Vest U.S. Equity Buffer ETF - AugustFirst Trust Cboe Vest U.S. Equity Buffer ETF - FebruaryFirst Trust Cboe Vest U.S. Equity Buffer ETF - MayFirst Trust Cboe Vest U.S. Equity Buffer ETF - NovemberFirst Trust Cboe Vest U.S. Equity Deep Buffer ETF - AugustFirst Trust Cboe Vest U.S. Equity Deep Buffer ETF - FebruaryFirst Trust Cboe Vest U.S. Equity Deep Buffer ETF - MayFirst Trust Cboe Vest U.S. Equity Deep Buffer ETF - NovemberFirst Trust Dorsey Wright U.S. Sector Rotation Index ETF (CAD-Hedged)First Trust Global Risk Managed Income Index ETFFirst Trust Indxx Innovative Transaction and Process ETFFirst Trust International Capital Strength ETFFirst Trust Senior Loan ETF (CAD-Hedged)First Trust Tactical Bond Index ETFFirst Trust Value Line Dividend Index ETF (CAD-Hedged)FIRSTSERVICE CORPORATIONFission Uranium Corp.Flagship Communities Real Estate Investment TrustFlaherty & Crumrine Investment Grade Preferred Income Fund43 de 117 43 of 117






Flex Dividend and Income Growth Series FundFlex First PlanFlow Capital Corp.Flower One Holdings Inc.Flowr Corporation, TheFlutter Entertainment plc 1b, 1c, 1eFMF Capital Group Ltd. Cease TradedFogChain Corp.Foraco International SAForbes Energy Services Ltd. 1b, 1c, 1eFord Auto Securitization TrustFord Credit Canada CompanyForge First Conservative Alternative FundForge First Long Short Alternative FundFortaleza Energy Inc. Cease TradedFortified TrustFortis Inc.FortisAlberta Inc.FortisBC Energy Inc.FortisBC Inc.Fortress Global Enterprises Inc. 1a, 1b, 1c, 1d, 1eFortuna Silver Mines Inc.Fortune Bay Corp.Fortune Minerals LimitedForza Petroleum LimitedFoundation Wealth Diversifier PoolFoundation Wealth Equity PoolFoundation Wealth Income PoolFP Newspapers Inc.Franchise Services of North America Inc. Cease TradedFranco-Nevada CorporationFranklin ActiveQuant Canadian FundFranklin ActiveQuant U.S. Corporate ClassFranklin ActiveQuant U.S. FundFranklin Bissett Canada Plus Equity FundFranklin Bissett Canadian Balanced Corporate ClassFranklin Bissett Canadian Balanced FundFranklin Bissett Canadian Bond FundFranklin Bissett Canadian Dividend FundFranklin Bissett Canadian Equity Corporate ClassFranklin Bissett Canadian Equity FundFranklin Bissett Canadian Government Bond FundFranklin Bissett Core Plus Bond FundFranklin Bissett Corporate Bond FundFranklin Bissett Dividend Income Corporate ClassFranklin Bissett Dividend Income FundFranklin Bissett Money Market Corporate ClassFranklin Bissett Money Market FundFranklin Bissett Monthly Income and Growth FundFranklin Bissett Short Duration Bond FundFranklin Bissett Small Cap Fund44 de 117 44 of 117






Franklin Canadian Core Equity FundFranklin Conservative Income ETF PortfolioFranklin Core ETF PortfolioFranklin Emerging Markets Core Equity FundFranklin FTSE Canada All Cap Index ETFFranklin FTSE Europe ex U.K. Index ETFFranklin FTSE Japan Index ETFFranklin FTSE U.S. Index ETFFranklin Global Aggregate Bond FundFranklin Global Growth Active ETFFranklin Global Growth Corporate ClassFranklin Global Growth FundFranklin Growth ETF PortfolioFranklin High Income FundFranklin International Core Equity FundFranklin K2 Alternatives FundFranklin Liberty Canadian Investment Grade Corporate ETFFranklin Liberty Core Bond Plus ETFFranklin Liberty Core Plus Bond ETFFranklin Liberty Global Aggregate Bond ETF (CAD-Hedged)Franklin Liberty Risk Managed Canadian Equity ETFFranklin Liberty Short Duration Bond ETFFranklin Liberty U.S. Investment Grade Corporate ETF (CAD-Hedged)Franklin LibertyQT Emerging Markets Index ETFFranklin LibertyQT Global Dividend Index ETFFranklin LibertyQT International Equity Index ETFFranklin LibertyQT U.S. Equity Index ETFFranklin Mutual Global Discovery Corporate ClassFranklin Mutual Global Discovery FundFranklin Mutual Global Discovery Fund IIFranklin Quotential Balanced Growth Corporate Class PortfolioFranklin Quotential Balanced Growth PortfolioFranklin Quotential Balanced Income Corporate Class PortfolioFranklin Quotential Balanced Income PortfolioFranklin Quotential Diversified Equity Corporate Class PortfolioFranklin Quotential Diversified Equity PortfolioFranklin Quotential Diversified Income Corporate Class PortfolioFranklin Quotential Diversified Income PortfolioFranklin Quotential Diversified Income Portfolio IIFranklin Quotential Growth Corporate Class PortfolioFranklin Quotential Growth PortfolioFranklin Strategic Income FundFranklin U.S. Core Equity FundFranklin U.S. Monthly Income Corporate ClassFranklin U.S. Monthly Income FundFranklin U.S. Monthly Income Fund IIFranklin U.S. Monthly Income Hedged Corporate ClassFranklin U.S. Opportunities Corporate ClassFranklin U.S. Opportunities FundFranklin U.S. Rising Dividends Corporate ClassFranklin U.S. Rising Dividends Fund45 de 117 45 of 117






Franklin U.S. Rising Dividends Hedged Corporate ClassFraser Papers Inc. Cease TradedFreehold Royalties Ltd.Freeman Gold Corp.Freshii Inc.Friedberg Asset Allocation FundFriedberg Global-Macro Hedge FundFronsac Real Estate Investment TrustFrontenac Mortgage Investment CorporationFrontera Energy CorporationFSD Pharma Inc.FT Balanced Growth Private Wealth PoolFT Balanced Income Private Wealth PoolFT Capital Ltd. Cease TradedFT Growth Private Wealth PoolFuse Cobalt Inc.Fusion Pharmaceuticals Inc.G2 Goldfields Inc.Gabriel Resources Ltd.Galaxy Digital Holdings Ltd.Galiano Gold Inc.Gamehost Inc.Gandalf Technologies Inc. Cease TradedGarda World Security CorporationGatos Silver, Inc.GC One Equity PortfolioGC One Fixed Income PortfolioGDI Integrated Facility Services Inc.GE Capital Canada Funding CompanyGear Energy Ltd.General Moly, Inc. Cease TradedGeneral Motors CompanyGenesis Land Development Corp.Genesis Metals CorpGenesis Trust IIGenesis Worldwide Inc. Cease TradedGenworth MI Canada Inc.Geodrill LimitedGeoPetro Resources Company Cease TradedGeorge Weston LimitedGeovic Mining Corp. Cease TradedGFL Environmental Inc.Gibson Energy Inc.Gildan Activewear Inc.Gitennes Exploration Inc.Glacier Credit Card TrustGlenayre Technologies Inc. Cease TradedGLG LIFE TECH CORPORATIONGlobal Crossing Airlines Inc.Global Dividend Growers Income FundGlobal Dividend Growth Split Corp.46 de 117 46 of 117






Global Equity Allocation PoolGlobal Fixed Income Corporate ClassGlobal Fixed Income PoolGlobal Gaming Technologies Corp. Cease TradedGlobal Healthcare Dividend FundGlobal Iman FundGlobal Innovation Dividend FundGlobal Managed Volatility FundGlobal Real Estate & E-Commerce Dividend FundGlobal Telecom & Utilities Income FundGlobal Teleworks Corp. Cease TradedGlobal Water Resources, Inc.Globevest Capital Tactical Covered Options FundGo Vacations 1985 Limited Partnership Cease TradedGo Vacations 1986-A Limited Partnership Cease TradedGo Vacations 1987 Limited Partnership Cease TradedGo Vacations 1987-A Limited Partnership Cease TradedGo Vacations 1987-B Limited Partnership Cease TradedGo Vacations 1988-A Limited Partnership Cease Tradedgoeasy Ltd.GoGold Resources Inc.Gold Lake Mines Inc. Cease TradedGold Lion Resources Inc.Gold Reserve Inc.Gold Springs Resource Corp.Gold Standard Ventures Corp.Gold Terra Resource Corp.Gold X Mining Corp.Golden Minerals CompanyGolden Opportunities Fund Inc. Class AGolden Opportunities Fund Inc. Class IGolden Opportunities Fund Inc. Class RGolden Share Resources CorporationGolden Star Resources Ltd.Golden Trend Petroleum Ltd. Cease TradedGoldlinx International Inc. Cease TradedGoldstake Explorations Inc. Cease TradedGoodfood Market Corp.GOODWOOD CAPITAL FUNDGoran Capital Inc. Cease TradedGossan Resources LimitedGoverMedia Plus Canada Corp. Cease TradedGQG Partners Global Quality Equity FundGQG Partners International Quality Equity FundGrad & Walker Energy Corporation Cease TradedGrafton Group Limited Cease TradedGran Colombia Gold Corp.Gran Tierra Energy Inc.Grand Okanagan Resort Limited Partnership Cease TradedGrand Peak Capital Corp.Granite Creek Copper Ltd.47 de 117 47 of 117






Granite Real Estate Investment TrustGranite REIT Holdings Limited PartnershipGranite REIT Inc.Gray Wolf Capital Corporation Cease TradedGreat Basin Gold Ltd. Cease TradedGreat Canadian Gaming CorporationGreat Oak Enterprises Ltd.Great Panther Mining LimitedGreat Western Minerals Group Ltd. Cease TradedGreat-West Lifeco Inc.Greater Toronto Airports AuthorityGreen Organic Dutchman Holdings Ltd., TheGreen Thumb Industries Inc.Greenbrook TMS Inc.Greenfields Petroleum Corporation 1b, 1c, 1eGreenlane Renewables Inc.GreenSpace Brands Inc.GREENSTONE RESOURCES LTD. Cease TradedGreyvest Capital Inc. Cease TradedGrowMax Resources Corp.Growth & Income ClassGrowth 100 FundGrowth 80/20 FundGrowthWorks Canadian Fund Ltd. 1a, 1b, 1c, 1dGrowthWorks Commercialization Fund Ltd. 1a, 1b, 1c, 1dGryphon Gold Corporation Cease TradedGT Group Telecom Inc. Cease TradedGuardian Canadian Bond FundGuardian Canadian Equity FundGuardian Canadian Equity Income FundGuardian Canadian Equity Select FundGuardian Canadian Focused Equity FundGuardian Canadian Growth Equity FundGuardian Canadian Short-Term Investment FundGuardian Capital Group LimitedGuardian Directed Equity Path ETFGuardian Directed Equity Path PortfolioGuardian Directed Premium Yield ETFGuardian Directed Premium Yield PortfolioGuardian Emerging Markets Equity FundGuardian Exploration Inc.Guardian Fixed Income Select FundGuardian Fundamental Global Equity FundGuardian Global Dividend Growth FundGuardian Global Equity FundGuardian High Yield Bond FundGuardian i3 Global Quality Growth ETFGuardian i3 Global REIT ETFGuardian i3 US Quality Growth ETFGuardian International Equity FundGuardian International Equity Select Fund48 de 117 48 of 117






Guardian Investment Grade Corporate Bond FundGuardian Managed Balanced PortfolioGuardian Managed Growth PortfolioGuardian Managed Income & Growth PortfolioGuardian Managed Income PortfolioGuardian Risk Managed Conservative PortfolioGuardian Short Duration Bond FundGuardian Strategic Income FundGuardian U.S. Equity All Cap Growth FundGuardian U.S. Equity FundGuardian U.S. Equity Select FundGulf & Pacific Equities Corp.GVIC Communications Corp.GW Utilities Limited Cease TradedH&R Real Estate Investment TrustH2O INNOVATION INC.Haemacure Corporation Cease TradedHaivision Systems Inc.Hallmark Place Limited Partnership Cease TradedHalo Labs Inc.Halozone Technologies Inc. Cease TradedHamilton Australian Bank Equal-Weight Index ETFHamilton Canadian Bank 1.25x Leverage ETFHamilton Canadian Bank Mean Reversion Index ETFHamilton Financials Innovation ETFHamilton Global Financials ETFHamilton Thorne Ltd.Hamilton U.S. Mid/Small-Cap Financials ETFHammond Manufacturing Company LimitedHampton Financial CorporationHanfeng Evergreen Inc. Cease TradedHANWEI ENERGY SERVICES CORP.Hapbee Technologies, Inc.Hardwoods Distribution Inc.Harmony Energy Technologies CorporationHartland Pipeline Services Ltd. Cease TradedHarvest Banks & Buildings Income FundHarvest Brand Leaders Plus Income ETFHarvest Canadian Income & Growth FundHarvest Energy Leaders Plus Income ETFHarvest Equal Weight Global Utilities Income ETFHarvest Global Gold Giants Index ETFHarvest Global REIT Leaders Income ETFHarvest Health & Recreation Inc.Harvest Healthcare Leaders Income ETFHarvest One Cannabis Inc.Harvest Tech Achievers Growth & Income ETFHarvest US Bank Leaders Income ETFHarvest US Equity Plus Income ETFHarvest US Investment Grade Bond Plus ETFHeadwater Exploration Inc.49 de 117 49 of 117






Headway Property Investment 78-Ii Cease TradedHeadway Property Investment 78-Iii Cease TradedHealthcare Special Opportunities FundHecla Mining CompanyHelios Fairfax Partners CorporationHelius Medical Technologies, Inc.Helix BioPharma Corp.Heritage Global Inc.Heritage PlansHeroux-Devtek Inc.HEXO Corp.High Arctic Energy Services Inc.High Interest Savings Account FundHLS Therapeutics Inc.HMZ Metals Inc. Cease TradedHome Capital Group Inc.Horizon Holsteins Limited Partnership Cease TradedHorizon Holsteins Limited Partnership II Cease TradedHorizons Active A.I. Global Equity ETFHorizons Active Cdn Bond ETFHorizons Active Cdn Dividend ETFHorizons Active Cdn Municipal Bond ETFHorizons Active Corporate Bond ETFHorizons Active Emerging Markets Bond ETFHorizons Active Emerging Markets Dividend ETFHorizons Active Floating Rate Preferred Share ETFHorizons Active Floating Rate Senior Loan ETFHorizons Active Global Dividend ETFHorizons Active Global Fixed Income ETFHorizons Active High Yield Bond ETFHorizons Active Preferred Share ETFHorizons Active Ultra-Short Term Investment Grade Bond ETFHorizons Active Ultra-Short Term US Investment Grade Bond ETFHorizons Active US Dividend ETFHorizons Balanced TRI ETF PortfolioHorizons Big Data & Hardware Index ETFHorizons Cash Maximizer ETFHorizons Cdn High Dividend Index ETFHorizons Cdn Insider Index ETFHorizons Cdn Select Universe Bond ETFHorizons China High Dividend Yield Index ETFHorizons Conservative TRI ETF PortfolioHorizons Crude Oil ETFHorizons Emerging Markets Equity Index ETFHorizons Enhanced Income Energy ETFHorizons Enhanced Income Equity ETFHorizons Enhanced Income Financials ETFHorizons Enhanced Income Gold Producers ETFHorizons Enhanced Income International Equity ETFHorizons Enhanced Income US Equity (USD) ETFHorizons Equal Weight Canada Banks Index ETF50 de 117 50 of 117






Horizons Equal Weight Canada REIT Index ETFHorizons EURO STOXX 50 Index ETFHorizons Global Sustainability Leaders Index ETFHorizons Global Uranium Index ETFHorizons Gold ETFHorizons Gold Yield ETFHorizons Growth TRI ETF PortfolioHorizons Industry 4.0 Index ETFHorizons Inovestor Canadian Equity Index ETFHorizons Intl Developed Markets Equity Index ETFHorizons Laddered Canadian Preferred Share Index ETFHorizons Managed Global Opportunities ETFHorizons Marijuana Life Sciences Index ETFHorizons NASDAQ-100 Index ETFHorizons Natural Gas ETFHorizons Natural Gas Yield ETFHorizons Pipelines & Energy Services Index ETFHorizons ReSolve Adaptive Asset Allocation ETFHorizons Robotics and Automation Index ETFHorizons S&P 500 CAD Hedged Index ETFHorizons S&P 500 Index ETFHorizons S&P Green Bond Index ETFHorizons S&P/TSX 60 Index ETFHorizons S&P/TSX Capped Composite Index ETFHorizons S&P/TSX Capped Energy Index ETFHorizons S&P/TSX Capped Financials Index ETFHorizons Seasonal Rotation ETFHorizons Silver ETFHorizons Tactical Absolute Return Bond ETFHorizons US 7-10 Year Treasury Bond CAD Hedged ETFHorizons US 7-10 Year Treasury Bond ETFHorizons US Dollar Currency ETFHorizons US Large Cap Index ETFHorizons US Marijuana Index ETFHorizons USD Cash Maximizer ETFHSBC AsiaPacific FundHSBC Bank CanadaHSBC BRIC Equity FundHSBC Canadian Balanced FundHSBC Canadian Bond FundHSBC Canadian Bond Pooled FundHSBC Canadian Dividend Pooled FundHSBC Canadian Equity Pooled FundHSBC Canadian Money Market FundHSBC Canadian Money Market Pooled FundHSBC Canadian Short/Mid Bond FundHSBC Canadian Small Cap Equity Pooled FundHSBC Chinese Equity FundHSBC Dividend FundHSBC Emerging Markets Debt FundHSBC Emerging Markets Debt Pooled Fund51 de 117 51 of 117






HSBC Emerging Markets FundHSBC Emerging Markets Pooled FundHSBC Equity FundHSBC European FundHSBC Global Corporate Bond FundHSBC Global Equity FundHSBC Global Equity Volatility Focused FundHSBC Global High Yield Bond Pooled FundHSBC Global Inflation Linked Bond Pooled FundHSBC Global Real Estate Equity Pooled FundHSBC Indian Equity FundHSBC International Equity Pooled FundHSBC Monthly Income FundHSBC Mortgage FundHSBC Mortgage Pooled FundHSBC Small Cap Growth FundHSBC U.S. Dollar Money Market FundHSBC U.S. Dollar Monthly Income FundHSBC U.S. Equity FundHSBC U.S. Equity Pooled FundHSBC Wealth Compass Aggressive Growth FundHSBC Wealth Compass Balanced FundHSBC Wealth Compass Conservative FundHSBC Wealth Compass Growth FundHSBC Wealth Compass Moderate Conservative FundHSBC World Selection Diversified Aggressive Growth FundHSBC World Selection Diversified Balanced FundHSBC World Selection Diversified Conservative FundHSBC World Selection Diversified Growth FundHSBC World Selection Diversified Moderate Conservative FundHudbay Minerals Inc.Hudson Bay Diecasting Limited Cease TradedHunters Point Limited Partnership, The Cease TradedHuntington Exploration Inc.HUSKY ENERGY INC.Hut 8 Mining Corp.Hutech21 Co., Ltd. Cease TradedHydro One Inc.Hydro One Limitedi3 Energy plcIA Clarington Canadian Balanced ClassIA Clarington Canadian Balanced FundIA Clarington Canadian Conservative Equity ClassIA Clarington Canadian Conservative Equity FundIA Clarington Canadian Dividend FundIA Clarington Canadian Leaders ClassIA Clarington Canadian Small Cap ClassIA Clarington Canadian Small Cap FundIA Clarington Core Plus Bond FundIA Clarington Dividend Growth ClassIA Clarington Emerging Markets Bond Fund52 de 117 52 of 117






IA Clarington Floating Rate Income FundIA Clarington Focused Balanced ClassIA Clarington Focused Balanced FundIA Clarington Global Bond FundIA Clarington Global Equity Exposure FundIA Clarington Global Equity FundIA Clarington Global Multi-Asset FundIA Clarington Global Opportunities ClassIA Clarington Global Opportunities FundIA Clarington Global Value FundIA Clarington Global Yield Opportunities FundIA Clarington Inhance Balanced SRI PortfolioIA Clarington Inhance Bond SRI FundIA Clarington Inhance Canadian Equity SRI ClassIA Clarington Inhance Conservative SRI PortfolioIA Clarington Inhance Global Equity SRI ClassIA Clarington Inhance Growth SRI PortfolioIA Clarington Inhance Monthly Income SRI FundIA Clarington International Equity FundIA Clarington Loomis Global Allocation ClassIA Clarington Loomis Global Allocation FundIA Clarington Loomis Global Equity Opportunities FundIA Clarington Loomis Global Multisector Bond FundIA Clarington Money Market FundIA Clarington Monthly Income Balanced FundIA Clarington Real Return Bond FundIA Clarington Strategic Corporate Bond FundIA Clarington Strategic Equity Income ClassIA Clarington Strategic Equity Income FundIA Clarington Strategic Income FundIA Clarington Strategic U.S. Growth & Income FundIA Clarington Tactical Income ClassIA Clarington Target Click 2025 FundIA Clarington Target Click 2030 FundIA Clarington Thematic Innovation ClassIA Clarington U.S. Dividend Growth FundIA Clarington U.S. Dividend Growth Registered FundIA Clarington U.S. Dollar Floating Rate Income FundIA Clarington U.S. Equity ClassIA Clarington U.S. Equity Currency Neutral FundIA Clarington Yield Opportunities FundiA Financial Corporation Inc.IA Wealth Balanced PortfolioIA Wealth Conservative PortfolioIA Wealth Core Bond PoolIA Wealth Enhanced Bond PoolIA Wealth Growth PortfolioIA Wealth High Growth PortfolioIA Wealth Moderate PortfolioIAMGOLD CorporationiAnthus Capital Holdings, Inc.53 de 117 53 of 117






IBEX TECHNOLOGIES INC.IBI Group Inc.ICEsoft Technologies Canada Corp.ICL Global Equity FundIdaho Champion Gold Mines Canada Inc.IDS Intelligent Detection Systems Inc. Cease TradedIDYIA Innovations Inc. Cease TradedIG Aristotle U.S. Small Cap ClassIG Beutel Goodman Canadian Balanced FundIG Beutel Goodman Canadian Equity ClassIG Beutel Goodman Canadian Equity FundIG Beutel Goodman Canadian Small Cap FundIG BlackRock International Equity FundIG CI Canadian Balanced FundIG Core Portfolio - BalancedIG Core Portfolio - Balanced GrowthIG Core Portfolio - Global IncomeIG Core Portfolio - GrowthIG Core Portfolio - IncomeIG Core Portfolio - Income BalancedIG Core Portfolio - Income FocusIG Core Portfolio Class - BalancedIG Core Portfolio Class - Balanced GrowthIG Core Portfolio Class - Balanced Growth IIIG Core Portfolio Class - GrowthIG Core Portfolio Class - Growth IIIG Core Portfolio Class - Income BalancedIG FI Canadian Equity ClassIG FI Canadian Equity FundIG Franklin Bissett Canadian Equity ClassIG Franklin Bissett Canadian Equity Class IIIG Franklin Bissett Canadian Equity FundIG Irish Life Low Volatility Global Equity ClassIG Irish Life Low Volatility Global Equity FundIG JPMorgan Emerging Markets ClassIG JPMorgan Emerging Markets FundIG Mackenzie Canadian Corporate Bond FundIG Mackenzie Canadian Equity Income FundIG Mackenzie Canadian High Yield Income FundIG Mackenzie Canadian Money Market ClassIG Mackenzie Canadian Money Market FundIG Mackenzie Canadian Small/Mid Cap ClassIG Mackenzie Canadian Small/Mid Cap Class IIIG Mackenzie Canadian Small/Mid Cap Class IIIIG Mackenzie Canadian Small/Mid Cap FundIG Mackenzie Canadian Small/Mid Cap Fund IIIG Mackenzie Core U.S. Equity ClassIG Mackenzie Core U.S. Equity Class IIIG Mackenzie Core U.S. Equity Class IIIIG Mackenzie Core U.S. Equity FundIG Mackenzie Dividend Class54 de 117 54 of 117






IG Mackenzie Dividend FundIG Mackenzie Dividend Growth FundIG Mackenzie European Equity ClassIG Mackenzie European Equity FundIG Mackenzie European Mid-Cap Equity ClassIG Mackenzie European Mid-Cap Equity FundIG Mackenzie Floating Rate Income FundIG Mackenzie Global Bond FundIG Mackenzie Global ClassIG Mackenzie Global Class IIIG Mackenzie Global Class IIIIG Mackenzie Global Consumer Companies ClassIG Mackenzie Global Dividend FundIG Mackenzie Global Financial Services ClassIG Mackenzie Global Financial Services FundIG Mackenzie Global FundIG Mackenzie Global Fund IIIG Mackenzie Global Health Care ClassIG Mackenzie Global Infrastructure ClassIG Mackenzie Global Natural Resources ClassIG Mackenzie Global Natural Resources FundIG Mackenzie Global Precious Metals ClassIG Mackenzie Global Science & Technology ClassIG Mackenzie Global Science & Technology FundIG Mackenzie Income FundIG Mackenzie International Small Cap ClassIG Mackenzie International Small Cap FundIG Mackenzie Ivy European ClassIG Mackenzie Ivy European Class IIIG Mackenzie Ivy European Class IIIIG Mackenzie Ivy European FundIG Mackenzie Ivy Foreign Equity ClassIG Mackenzie Low Volatility Canadian Equity ClassIG Mackenzie Low Volatility Canadian Equity FundIG Mackenzie Mortgage and Short Term Income FundIG Mackenzie Mutual of CanadaIG Mackenzie North American Equity ClassIG Mackenzie North American Equity Class IIIG Mackenzie North American Equity Class IIIIG Mackenzie North American Equity Class IVIG Mackenzie North American Equity Class VIG Mackenzie North American Equity FundIG Mackenzie Pacific International ClassIG Mackenzie Pacific International FundIG Mackenzie Pan Asian Equity ClassIG Mackenzie Pan Asian Equity Class IIIG Mackenzie Pan Asian Equity FundIG Mackenzie Quebec Enterprise ClassIG Mackenzie Quebec Enterprise FundIG Mackenzie Strategic Income FundIG Mackenzie Summa SRI Class55 de 117 55 of 117






IG Mackenzie Summa SRI FundIG Mackenzie U.S. Dividend Registered FundIG Mackenzie U.S. Money Market FundIG Mackenzie U.S. Opportunities ClassIG Mackenzie U.S. Opportunities FundIG Managed Payout PortfolioIG Managed Payout Portfolio with Enhanced GrowthIG Managed Payout Portfolio with GrowthIG Managed Risk Portfolio - BalancedIG Managed Risk Portfolio - Growth FocusIG Managed Risk Portfolio - Income BalancedIG Managed Risk Portfolio - Income FocusIG Managed Risk Portfolio Class - BalancedIG Managed Risk Portfolio Class - Growth FocusIG Managed Risk Portfolio Class - Income BalancedIG PIMCO Global Bond FundIG Putnam U.S. Growth ClassIG Putnam U.S. Growth Class IIIG Putnam U.S. Growth FundIG Putnam U.S. Growth Fund IIIG Putnam U.S. High Yield Income FundIG T. Rowe Price U.S. Large Cap Equity ClassIG T. Rowe Price U.S. Large Cap Equity FundIGM Financial Inc.iLOOKABOUT Corp.Image Sculpting International Inc. Cease TradedImaging Dynamics Company Ltd.ImaSight Corp. Cease TradedIMAX Corporationimaxx Canadian Bond Fundimaxx Canadian Dividend Plus Fundimaxx Canadian Fixed Pay Fundimaxx Equity Growth Fundimaxx Global Fixed Pay Fundimaxx Short Term Bond FundImpax Energy Services Income Trust Cease TradedImperial Canadian Bond PoolImperial Canadian Diversified Income PoolImperial Canadian Dividend Income PoolImperial Canadian Equity PoolImperial Emerging Economies PoolImperial Equity High Income PoolImperial Global Equity Income PoolImperial International Bond PoolImperial International Equity PoolImperial Money Market PoolImperial Oil LimitedImperial Overseas Equity PoolImperial Short-Term Bond PoolImperial U.S. Equity PoolIMRIS Inc. Cease Traded56 de 117 56 of 117






IMV Inc.Income 100 FundIncome 20/80 FundIncome 40/60 FundIncome Balanced FundIncome Financial TrustINDEXPLUS Income FundIndigo Books & Music Inc.Indiva LimitedIndustrial Alliance Insurance and Financial Services Inc.Infocorp Computer Solutions Ltd Cease TradedInformation Services CorporationInfowave Software, Inc. Cease TradedInner Spirit Holdings Ltd.Innergex Renewable Energy Inc.InnoCan Pharma CorporationInnovative Composites International Inc. Cease TradedInovalis Real Estate Investment TrustInPlay Oil Corp.Input Capital Corp.INSCAPE CorporationIntact Financial CorporationIntegra Balanced FundIntegra Bond FundIntegra Canadian Value Growth FundIntegra International Equity FundIntegra Resources Corp.Integra U.S. Value Growth FundIntelect Communications, Inc. Cease TradedIntelGenx Technologies Corp.INTELLIPHARMACEUTICS INTERNATIONAL INC.Inter Pipeline Ltd.Interfor CorporationIntermap Technologies CorporationInternational Equity Alpha Corporate ClassInternational Equity Alpha PoolInternational Equity FundInternational Equity Growth Corporate ClassInternational Equity Growth PoolInternational Equity Value Corporate ClassInternational Equity Value Currency Hedged Corporate ClassInternational Equity Value Currency Hedged PoolInternational Equity Value PoolInternational Falcon Resources Inc. Cease TradedInternational Isotopes Inc.International Petroleum CorporationInternational Utility Structures Inc. Cease TradedInternational Wallcoverings Ltd. Cease TradedInterRent Real Estate Investment TrustIntertape Polymer Group Inc.INV Metals Inc.57 de 117 57 of 117






Inventronics LimitedInverpower Controls Ltd. Cease TradedInvesco 1-10 Year Laddered Investment Grade Corporate Bond Index ETFInvesco 1-3 Year Laddered Floating Rate Note Index ETFInvesco 1-5 Year Laddered All Government Bond Index ETFInvesco 1-5 Year Laddered Corporate Bond Index ETF FundInvesco 1-5 Year Laddered Investment Grade Corporate Bond Index ETFInvesco Active Multi-Sector Credit FundInvesco Allocation FundInvesco Balanced ETF PortfolioInvesco Balanced PortfolioInvesco Canada Money Market FundInvesco Canadian ClassInvesco Canadian Core Plus Bond FundInvesco Canadian Dividend Index ETFInvesco Canadian Dividend Index ETF ClassInvesco Canadian Endeavour FundInvesco Canadian FundInvesco Canadian Opportunity ClassInvesco Canadian Opportunity FundInvesco Canadian Plus Dividend ClassInvesco Canadian Preferred Share Index ETFInvesco Canadian Preferred Share Index ETF ClassInvesco Canadian Premier Balanced ClassInvesco Canadian Premier Balanced FundInvesco Canadian Premier Growth ClassInvesco Canadian Premier Growth FundInvesco Canadian Real Return Bond Index FundInvesco Canadian Short-Term Bond FundInvesco Canadian Small Companies FundInvesco Conservative ETF PortfolioInvesco Conservative PortfolioInvesco Diversified Yield ClassInvesco Emerging Markets ClassInvesco Emerging Markets FundInvesco Emerging Markets Select PoolInvesco ESG Canadian Core Plus Bond ETFInvesco ESG Canadian Core Plus Bond ETF FundInvesco European Growth ClassInvesco Europlus FundInvesco Floating Rate Income FundInvesco FTSE RAFI Canadian Index ETFInvesco FTSE RAFI Canadian Index ETF ClassInvesco FTSE RAFI Canadian Small-Mid Index ETFInvesco FTSE RAFI Emerging Markets ETF ClassInvesco FTSE RAFI Global Small-Mid ETFInvesco FTSE RAFI Global+ ETF FundInvesco FTSE RAFI Global+ Index ETFInvesco FTSE RAFI U.S. ETF FundInvesco FTSE RAFI U.S. Index ETFInvesco FTSE RAFI U.S. Index ETF II58 de 117 58 of 117






Invesco Fundamental High Yield Corporate Bond Index ETFInvesco Global Balanced ClassInvesco Global Balanced FundInvesco Global Bond FundInvesco Global Companies FundInvesco Global Diversified Companies ClassInvesco Global Diversified Companies FundInvesco Global Diversified Income FundInvesco Global Dividend Achievers ETF FundInvesco Global Dividend ClassInvesco Global Dividend Income FundInvesco Global Endeavour ClassInvesco Global Endeavour FundInvesco Global Growth ClassInvesco Global High Yield Bond FundInvesco Global Monthly Income FundInvesco Global Real Estate FundInvesco Global Shareholder Yield ETFInvesco Global Small Companies ClassInvesco Growth ETF PortfolioInvesco Growth PortfolioInvesco High Growth ETF PortfolioInvesco High Growth PortfolioInvesco Income Growth FundInvesco Intactive 2023 PortfolioInvesco Intactive 2028 PortfolioInvesco Intactive 2033 PortfolioInvesco Intactive 2038 PortfolioInvesco Intactive Balanced Growth PortfolioInvesco Intactive Balanced Growth Portfolio ClassInvesco Intactive Balanced Income PortfolioInvesco Intactive Balanced Income Portfolio ClassInvesco Intactive Diversified Income PortfolioInvesco Intactive Diversified Income Portfolio ClassInvesco Intactive Growth PortfolioInvesco Intactive Growth Portfolio ClassInvesco Intactive Maximum Growth PortfolioInvesco Intactive Maximum Growth Portfolio ClassInvesco International Companies ClassInvesco International Companies FundInvesco International Growth ClassInvesco International Growth FundInvesco LadderRite U.S. 0-5 Year Corporate Bond Index ETFInvesco Long Term Government Bond Index ETFInvesco Low Volatility Portfolio ETFInvesco Main Street U.S. Small Cap ClassInvesco Moderate ETF PortfolioInvesco Moderate PortfolioInvesco Monthly Income ETF PortfolioInvesco QQQ Index ETFInvesco S&P 500 Equal Weight Index ETF59 de 117 59 of 117






Invesco S&P 500 ESG Index ETFInvesco S&P 500 High Dividend Low Volatility Index ETFInvesco S&P 500 Low Volatility Index ETFInvesco S&P 500 Low Volatility Index ETF FundInvesco S&P 500 Momentum Index ETFInvesco S&P Emerging Markets Low Volatility Index ETFInvesco S&P Europe 350 Equal Weight Index ETFInvesco S&P Global ex. Canada High Dividend Low Volatility Index ETFInvesco S&P International Developed Low Volatility Index ETFInvesco S&P/TSX Composite ESG Index ETFInvesco S&P/TSX Composite Low Volatility Index ETFInvesco S&P/TSX Composite Low Volatility Index ETF ClassInvesco S&P/TSX REIT Income Index ETFInvesco Select Balanced FundInvesco Select Canadian Equity FundInvesco Senior Loan Index ETFInvesco Strategic Yield FundInvesco U.S. Companies ClassInvesco U.S. Companies FundInvesco U.S. High Yield Bond Index FundInvesco U.S. Money Market FundInvesque Inc.Investment Grade Managed Duration Income FundInvestors Cornerstone PortfolioInvestors Growth Plus PortfolioInvestors Growth PortfolioInvestors Income Plus PortfolioInvestors Real Property FundInvestors Retirement Growth PortfolioInvestors Retirement Plus PortfolioInvestors Syndicate LimitedInvictus MD Strategies Corp. 1a, 1b, 1c, 1eInviro Medical Inc. Cease TradedIona Energy Inc. Cease TradedIPC Essentials Balanced PortfolioIPC Essentials ESG Balanced PortfolioIPC Essentials Growth PortfolioIPC Essentials Income PortfolioIPC Focus Balanced PorfolioIPC Focus Conservative PortfolioIPC Focus Growth PortfolioIPC Multi-Factor Canadian EquityIPC Multi-Factor International EquityIPC Multi-Factor U.S. EquityIPC Private Wealth Visio Balanced Growth PoolIPC Private Wealth Visio Balanced PoolIPC Private Wealth Visio Core Fixed IncomeIPC Private Wealth Visio Growth PoolIPC Private Wealth Visio Income PoolIPC Private Wealth Visio North American EquityiProfile Canadian Equity Private Class60 de 117 60 of 117






iProfile Canadian Equity Private PooliProfile Emerging Markets Private ClassiProfile Emerging Markets Private PooliProfile ETF Private PooliProfile Fixed Income Private PooliProfile International Equity Private ClassiProfile International Equity Private PooliProfile Portfolio - Global EquityiProfile Portfolio - Global Equity BalancediProfile Portfolio - Global Fixed Income BalancediProfile Portfolio - Global Neutral BalancediProfile U.S. Equity Private ClassiProfile U.S. Equity Private PoolIrish Life - IG Low Volatility Global Equity PoolIrvco Resources Ltd. Cease TradedIrving Resources Inc.ISE Limited Cease TradediShares 1-10 Year Laddered Corporate Bond Index ETFiShares 1-10 Year Laddered Government Bond Index ETFiShares 1-5 Year Laddered Corporate Bond Index ETFiShares 1-5 year Laddered Government Bond Index ETFiShares Canadian Corporate Bond Index ETFiShares Canadian Financial Monthly Income ETFiShares Canadian Fundamental Index ETFiShares Canadian Government Bond Index ETFiShares Canadian Growth Index ETFiShares Canadian HYBrid Corporate Bond Index ETFiShares Canadian Real Return Bond Index ETFiShares Canadian Select Dividend Index ETFiShares Canadian Value Index ETFiShares China Index ETFiShares Conservative Short Term Strategic Fixed Income ETFiShares Conservative Strategic Fixed Income ETFiShares Convertible Bond Index ETFiShares Core Balanced ETF PortfolioiShares Core Canadian Long Term Bond Index ETFiShares Core Canadian Short Term Bond Index ETFiShares Core Canadian Short Term Corporate Bond Index ETFiShares Core Canadian Universe Bond Index ETFiShares Core Conservative Balanced ETF PortfolioiShares Core Equity ETF PortfolioiShares Core Growth ETF PortfolioiShares Core Income Balanced ETF PortfolioiShares Core MSCI All Country World ex Canada Index ETFiShares Core MSCI Canadian Quality Dividend Index ETFiShares Core MSCI EAFE IMI Index ETFiShares Core MSCI EAFE IMI Index ETF (CAD-Hedged)iShares Core MSCI Emerging Markets IMI Index ETFiShares Core MSCI Global Quality Dividend Index ETFiShares Core MSCI Global Quality Dividend Index ETF (CAD-Hedged)iShares Core MSCI US Quality Dividend Index ETF61 de 117 61 of 117






iShares Core MSCI US Quality Dividend Index ETF (CAD-Hedged)iShares Core S&P 500 Index ETFiShares Core S&P 500 Index ETF (CAD-Hedged)iShares Core S&P U.S. Total Market Index ETFiShares Core S&P U.S. Total Market Index ETF (CAD-Hedged)iShares Core S&P/TSX Capped Composite Index ETFiShares Diversified Monthly Income ETFiShares Emerging Markets Fundamental Index ETFiShares Equal Weight Banc & Lifeco ETFiShares ESG Advanced MSCI Canada Index ETFiShares ESG Advanced MSCI EAFE Index ETFiShares ESG Advanced MSCI USA Index ETFiShares ESG Aware MSCI Canada Index ETFiShares ESG Aware MSCI EAFE Index ETFiShares ESG Aware MSCI Emerging Markets Index ETFiShares ESG Aware MSCI USA Index ETFiShares ESG Balanced ETF PortfolioiShares ESG Canadian Aggregate Bond Index ETFiShares ESG Canadian Short Term Bond Index ETFiShares ESG Conservative Balanced ETF PortfolioiShares ESG Equity ETF PortfolioiShares ESG Growth ETF PortfolioiShares ESG MSCI Canada Leaders Index ETFiShares ESG MSCI EAFE Leaders Index ETFiShares ESG MSCI USA Leaders Index ETFiShares Floating Rate Index ETFiShares Global Agriculture Index ETFiShares Global Government Bond Index ETF (CAD-Hedged)iShares Global Healthcare Index ETF (CAD-Hedged)iShares Global Infrastructure Index ETFiShares Global Monthly Dividend Index ETF (CAD-Hedged)iShares Global Real Estate Index ETFiShares Global Water Index ETFiShares Gold Bullion ETFiShares High Quality Canadian Bond Index ETFiShares India Index ETFiShares International Fundamental Index ETFiShares J.P. Morgan USD Emerging Markets Bond Index ETF (CAD-Hedged)iShares Jantzi Social Index ETFiShares Japan Fundamental Index ETF (CAD-Hedged)iShares MSCI EAFE Index ETF (CAD-Hedged)iShares MSCI Emerging Markets Index ETFiShares MSCI Europe IMI Index ETFiShares MSCI Europe IMI Index ETF (CAD-Hedged)iShares MSCI Min Vol Canada Index ETFiShares MSCI Min Vol EAFE Index ETFiShares MSCI Min Vol EAFE Index ETF (CAD-Hedged)iShares MSCI Min Vol Emerging Markets Index ETFiShares MSCI Min Vol Global Index ETFiShares MSCI Min Vol Global Index ETF (CAD-Hedged)iShares MSCI Min Vol USA Index ETF62 de 117 62 of 117






iShares MSCI Min Vol USA Index ETF (CAD-Hedged)iShares MSCI Multifactor Canada Index ETFiShares MSCI Multifactor EAFE Index ETFiShares MSCI Multifactor EAFE Index ETF (CAD-Hedged)iShares MSCI Multifactor USA Index ETFiShares MSCI Multifactor USA Index ETF (CAD-Hedged)iShares MSCI USA Momentum Factor Index ETFiShares MSCI USA Quality Factor Index ETFiShares MSCI USA Value Factor Index ETFiShares MSCI World Index ETFiShares NASDAQ 100 Index ETF (CAD-Hedged)iShares Premium Money Market FundiShares S&P Global Consumer Discretionary Index ETF (CAD-Hedged)iShares S&P Global Industrials Index ETF (CAD-Hedged)iShares S&P U.S. Mid-Cap Index ETFiShares S&P U.S. Mid-Cap Index ETF (CAD-Hedged)iShares S&P U.S. Small-Cap Index ETFiShares S&P U.S. Small-Cap Index ETF (CAD-Hedged)iShares S&P/TSX 60 Index ETFiShares S&P/TSX Canadian Dividend Aristocrats Index ETFiShares S&P/TSX Canadian Preferred Share Index ETFiShares S&P/TSX Capped Consumer Staples Index ETFiShares S&P/TSX Capped Energy Index ETFiShares S&P/TSX Capped Financials Index ETFiShares S&P/TSX Capped Information Technology Index ETFiShares S&P/TSX Capped Materials Index ETFiShares S&P/TSX Capped REIT Index ETFiShares S&P/TSX Capped Utilities Index ETFiShares S&P/TSX Completion Index ETFiShares S&P/TSX Composite High Dividend Index ETFiShares S&P/TSX Global Base Metals Index ETFiShares S&P/TSX Global Gold Index ETFiShares S&P/TSX North American Preferred Stock Index ETF (CAD-Hedged)iShares S&P/TSX SmallCap Index ETFiShares Short Duration High Income ETF (CAD-Hedged)iShares Short Term High Quality Canadian Bond Index ETFiShares Short Term Strategic Fixed Income ETFiShares Silver Bullion ETFiShares U.S. High Dividend Equity Index ETFiShares U.S. High Dividend Equity Index ETF (CAD-Hedged)iShares U.S. High Yield Bond Index ETF (CAD-Hedged)iShares U.S. High Yield Fixed Income Index ETF (CAD-Hedged)iShares U.S. IG Corporate Bond Index ETF (CAD-Hedged)iShares U.S. Small Cap Index ETF (CAD-Hedged)iShares US Dividend Growers Index ETF (CAD-Hedged)iShares US Fundamental Index ETFItafositemus inc. Cease TradedIvanhoe Energy Inc. Cease TradedIvanhoe Mines Ltd.J.D.S. Investments Limited Cease Traded63 de 117 63 of 117






Jade Power TrustJaguar Financial Corporation 1eJaguar Mining Inc.Jamieson Wellness Inc.Jayden Resources Inc.Jeotex Inc. Cease TradedJervois Mining LimitedJFT Strategies FundJohn Deere Canada Funding Inc.Johnson Controls International plcJosemaria Resources Inc.Journey Energy Inc.Journey's End Bathurst Limited Partnership Cease TradedJPMorgan - IG Emerging Markets PoolJPMorgan - IG U.S. Equity Long/Short PoolJune 2021 Investment Grade Bond PoolJuniper Income Fund Cease TradedJura Energy CorporationJushi Holdings Inc.Just Energy Group Inc.K-Bro Linen Inc.KABN Systems NA Holdings Corp.Kane Biotech Inc.Karnalyte Resources Inc.Karora Resources Inc.Keg Royalties Income Fund, TheKelt Exploration Ltd.Kerr Mines Inc.Kew Media Group Inc. Cease TradedKeyera Corp.Khiron Life Sciences Corp.Killam Apartment Limited PartnershipKillam Apartment Real Estate Investment TrustKimpex International Inc. Cease TradedKinaxis Inc.King's Bay Resources Corp.Kingsland Energy Corp.Kingsway Financial Services Inc.Kinross Gold CorporationKirkland Lake Gold Ltd.kneat.com, inc.Knight Therapeutics Inc.Kolibri Global Energy Inc.KP Tissue Inc.Kraken Robotics Inc.Kure Technologies, Inc.KWG Resources Inc.LAB Research Inc. Cease TradedLabrador Iron Mines Holdings LimitedLabrador Iron Ore Royalty CorporationLachlan Star Limited64 de 117 64 of 117






Lake Louise Limited PartnershipLakeview Hotel Investment Corp. 1b, 1c, 1eLanesborough Real Estate Investment TrustLantronix, Inc.Laramide Resources Ltd.Largo Resources Ltd.Launch Resources Inc. Cease TradedLAURENTIAN BANK OF CANADALAVA Systems Inc. Cease TradedLavalin Industries Inc. Cease TradedLazard Defensive Global Dividend FundLazard Global Balanced Income FundLazard Global Compounders FundLazard International Compounders FundLDIC North American Small Business Fund (Corporate Class)LE CHATEAU INC.Legacy Education Savings PlanLegend Power Systems Inc.Lehndorff Canadian Properties Cease TradedLeith Wheeler Balanced FundLeith Wheeler Canadian Dividend FundLeith Wheeler Canadian Equity FundLeith Wheeler Carbon Constrained Canadian Equity FundLeith Wheeler Core Bond FundLeith Wheeler Corporate Advantage FundLeith Wheeler Emerging Markets Equity FundLeith Wheeler High Yield Bond FundLeith Wheeler Income Advantage FundLeith Wheeler International Equity Plus FundLeith Wheeler Money Market FundLeith Wheeler Multi Credit FundLeith Wheeler Preferred Share FundLeith Wheeler Short Term Income FundLeith Wheeler U.S. Dividend FundLeith Wheeler U.S. Equity FundLeith Wheeler U.S. Small/Mid-Cap Equity FundLeon's Furniture LimitedLeoNovus Inc.Leucrotta Exploration Inc.Lexagene Holdings Inc.LGC Skyrota Wind Energy Corp. Cease TradedLGX Oil + Gas Inc. Cease TradedLiberty Defense Holdings, Ltd.Liberty Gold Corp.Life & Banc Split Corp.Lifestyle Global Brands LimitedLightspeed POS Inc.Lightstream Resources Ltd. Cease TradedLiminal BioSciences Inc.Linamar CorporationLincluden Balanced Fund65 de 117 65 of 117






LIONS GATE ENTERTAINMENT CORP.Lions Petroleum Inc. Cease TradedLithium Americas Corp.Livent Inc. Cease TradedLoblaw Companies LimitedLodge at Kananaskis Limited Partnership, The Cease TradedLoewen Group Inc., The Cease TradedLogistec CorporationLoncor Resources Inc.Long Duration Bond FundLong Duration Credit Bond FundLonsdale Apartment Project Cease TradedLoop Insights Inc.Loopshare Ltd.LSC Communications, Inc.Lucara Diamond Corp.Lucasvarity Plc. Cease TradedLucky Minerals Inc.lululemon athletica inc.Lumina Gold Corp.Luminex CorporationLuminex Resources Corp.Lundin Gold Inc.Lundin Mining CorporationLupaka Gold Corp.LWP Capital Inc. Cease TradedLXRandCo, Inc.Lydian International Limited Cease TradedLysander Balanced Income FundLysander TDV FundLysander-18 Asset Management Canadian Equity FundLysander-Canso Balanced FundLysander-Canso Bond FundLysander-Canso Broad Corporate Bond FundLysander-Canso Corporate Value Bond FundLysander-Canso Credit Opportunities FundLysander-Canso Equity FundLysander-Canso Short Term and Floating Rate FundLysander-Canso U.S. Credit FundLysander-Crusader Equity Income FundLysander-Fulcra Corporate Securities FundLysander-Seamark Balanced FundLysander-Seamark Total Equity FundLysander-Slater Preferred Share ActivETFLysander-Slater Preferred Share Dividend FundLysander-Triasima All Country Equity FundLysander-Triasima All Country Long/Short Equity FundM Split Corp.M8 Entertainment Inc Cease TradedMackenzie - IG Canadian Bond PoolMackenzie - IG Canadian Corporate Bond Pool66 de 117 66 of 117






Mackenzie - IG Canadian Equity Income PoolMackenzie - IG Canadian Equity PoolMackenzie - IG Equity PoolMackenzie - IG Global Bond PoolMackenzie - IG Global Credit Opportunities PoolMackenzie - IG Global Inflation-Linked PoolMackenzie - IG Income PoolMackenzie - IG International Equity PoolMackenzie - IG Low Volatility Canadian Equity PoolMackenzie - IG Low Volatility Emerging Markets Equity PoolMackenzie - IG Low Volatility U.S. Equity PoolMackenzie - IG U.S. Equity PoolMackenzie All China Equity FundMackenzie Alternative Enhanced Yield FundMackenzie Anti-Benchmark Global Investment Grade FundMackenzie Asian Small-Mid Cap FundMackenzie Balanced Allocation ETFMackenzie Balanced ETF PortfolioMackenzie Broad Risk Premia Collection FundMackenzie Canadian Aggregate Bond Index ETFMackenzie Canadian All Corporate Bond Index ETFMackenzie Canadian Bond FundMackenzie Canadian Dividend ClassMackenzie Canadian Dividend FundMackenzie Canadian Equity ClassMackenzie Canadian Equity FundMackenzie Canadian Equity Index ETFMackenzie Canadian Growth Balanced ClassMackenzie Canadian Growth Balanced FundMackenzie Canadian Growth ClassMackenzie Canadian Growth FundMackenzie Canadian Large Cap Equity Index ETFMackenzie Canadian Money Market FundMackenzie Canadian Short Term Fixed Income ETFMackenzie Canadian Short Term Income FundMackenzie Canadian Short-Term Bond Index ETFMackenzie Canadian Small Cap ClassMackenzie Canadian Small Cap FundMackenzie China A-Shares CSI 300 Index ETFMackenzie China Bond FundMackenzie Conservative Allocation ETFMackenzie Conservative ETF PortfolioMackenzie Conservative Income ETF PortfolioMackenzie Core Plus Canadian Fixed Income ETFMackenzie Core Plus Global Fixed Income ETFMackenzie Corporate Bond FundMackenzie Credit Absolute Return FundMackenzie Cundill Canadian Balanced FundMackenzie Cundill Canadian Security ClassMackenzie Cundill Canadian Security FundMackenzie Cundill Value Class67 de 117 67 of 117






Mackenzie Cundill Value FundMackenzie Developed ex-North America Aggregate Bond Index ETF (CAD-Hedged)Mackenzie Developed Markets Real Estate Index ETFMackenzie Diversified Alternatives FundMackenzie Emerging Markets Bond Index ETF (CAD-Hedged)Mackenzie Emerging Markets ClassMackenzie Emerging Markets Equity Index ETFMackenzie Emerging Markets FundMackenzie Emerging Markets Large Cap FundMackenzie Emerging Markets Local Currency Bond Index ETFMackenzie Emerging Markets Opportunities FundMackenzie Emerging Markets Small Cap FundMackenzie Enhanced Equity Risk Premia FundMackenzie Enhanced Fixed Income Risk Premia FundMackenzie European Small-Mid Cap FundMackenzie Floating Rate Income ETFMackenzie Floating Rate Income FundMackenzie Global Credit Opportunities FundMackenzie Global Dividend FundMackenzie Global Energy Opportunities Long/Short FundMackenzie Global Environmental Equity FundMackenzie Global Equity FundMackenzie Global Equity Income FundMackenzie Global Fixed Income Allocation ETFMackenzie Global Growth Balanced FundMackenzie Global Growth ClassMackenzie Global High Yield Fixed Income ETFMackenzie Global Inflation-Linked FundMackenzie Global Infrastructure Index ETFMackenzie Global Leadership Impact ETFMackenzie Global Leadership Impact FundMackenzie Global Long/Short Equity Alpha Fund 1b, 1cMackenzie Global Low Volatility Equity FundMackenzie Global Macro FundMackenzie Global Resource ClassMackenzie Global Resource FundMackenzie Global Small Mid-Cap FundMackenzie Global Small-Mid Cap Equity ClassMackenzie Global Small-Mid Cap Equity FundMackenzie Global Strategic Income FundMackenzie Global Sustainability and Impact Balanced FundMackenzie Global Sustainable Dividend Index ETFMackenzie Global Tactical Bond FundMackenzie Global Tactical Investment Grade Bond FundMackenzie Gold Bullion ClassMackenzie Growth Allocation ETFMackenzie Growth ETF PortfolioMackenzie Income FundMackenzie International Divided FundMackenzie International Equity Index ETFMackenzie International Equity Index ETF (CAD-Hedged)68 de 117 68 of 117






Mackenzie International Quantitative Large Cap FundMackenzie International Quantitative Small Cap FundMackenzie Investment Grade Floating Rate FundMackenzie Ivy Canadian Balanced ClassMackenzie Ivy Canadian Balanced FundMackenzie Ivy Canadian FundMackenzie Ivy European ClassMackenzie Ivy Foreign Equity ClassMackenzie Ivy Foreign Equity Currency Neutral ClassMackenzie Ivy Foreign Equity FundMackenzie Ivy Global Balanced ClassMackenzie Ivy Global Balanced FundMackenzie Ivy Global Equity ETFMackenzie Ivy International ClassMackenzie Ivy International FundMackenzie Master Limited PartnershipMackenzie Maximum Diversification All World Developed ex North America Index ETFMackenzie Maximum Diversification All World Developed ex North America Index FundMackenzie Maximum Diversification All World Developed Index ETFMackenzie Maximum Diversification All World Developed Index FundMackenzie Maximum Diversification Canada Index ClassMackenzie Maximum Diversification Canada Index ETFMackenzie Maximum Diversification Developed Europe Index ETFMackenzie Maximum Diversification Developed Europe Index FundMackenzie Maximum Diversification Emerging Markets Index ETFMackenzie Maximum Diversification Emerging Markets Index FundMackenzie Maximum Diversification US Index ETFMackenzie Maximum Diversification US Index FundMackenzie Moderate Growth ETF PortfolioMackenzie Monthly Income Balanced PortfolioMackenzie Monthly Income Conservative PortfolioMackenzie Multi-Strategy Absolute Return FundMackenzie North American Corporate Bond FundMackenzie Portfolio Completion ETFMackenzie Precious Metals ClassMackenzie Private Canadian Focused Equity PoolMackenzie Private Canadian Focused Equity Pool ClassMackenzie Private Equity Replication FundMackenzie Private Global Conservative Income Balanced PoolMackenzie Private Global Equity PoolMackenzie Private Global Equity Pool ClassMackenzie Private Global Fixed Income PoolMackenzie Private Global Income Balanced PoolMackenzie Private Income Balanced PoolMackenzie Private Income Balanced Pool ClassMackenzie Private US Equity PoolMackenzie Private US Equity Pool ClassMackenzie Sovereign Bond FundMackenzie Strategic Bond FundMackenzie Strategic Income ClassMackenzie Strategic Income Fund69 de 117 69 of 117






Mackenzie U.S. Aggregate Bond Index ETF (CAD-Hedged)Mackenzie Unconstrained Bond ETFMackenzie Unconstrained Fixed Income FundMackenzie US All Cap Growth FundMackenzie US Core Equity FundMackenzie US Dividend FundMackenzie US Growth ClassMackenzie US High Yield Bond Index ETF (CAD-Hedged)Mackenzie US Investment Grade Corporate Bond Index ETF (CAD-Hedged)Mackenzie US Large Cap Equity Index ETFMackenzie US Large Cap Equity Index ETF (CAD-Hedged)Mackenzie US Mid Cap Opportunities Currency Neutral FundMackenzie US Mid Cap Opportunities FundMackenzie US Quantitative Large Cap FundMackenzie US Quantitative Small Cap FundMackenzie US Small-Mid Cap Growth ClassMackenzie US Small-Mid Cap Growth Currency Neutral ClassMackenzie US TIPS Index ETF (CAD-Hedged)Mackenzie USD Global Strategic Income FundMackenzie USD Global Tactical Bond FundMackenzie USD Ultra Short Duration Income FundMacro Enterprises Inc.Madison Pacific Properties Inc.MAG Silver Corp.Magellan Aerospace CorporationMagIndustries Corp. Cease TradedMagna International Inc.Magnum Hunter Resources Corporation 1a, 1b, 1c, 1d, 1eMainstream Minerals CorporationMajor Drilling Group International Inc.Mako Mining Corp.Malette Industries Inc. Cease TradedMandalay Resources CorporationManfrey Capital Corporation Cease TradedManitok Energy Inc. Cease TradedManitou Gold Inc.Manufacturers Life Insurance Company, TheManulife Asia Equity ClassManulife Balanced Equity Private PoolManulife Balanced Income Private TrustManulife Balanced PortfolioManulife Bond FundManulife Canadian Balanced FundManulife Canadian Balanced Private PoolManulife Canadian Bond FundManulife Canadian Dividend Growth FundManulife Canadian Equity ClassManulife Canadian Equity Private PoolManulife Canadian Growth and Income Private TrustManulife Canadian Investment ClassManulife Canadian Investment Fund70 de 117 70 of 117






Manulife Canadian Unconstrained Bond FundManulife Canadian Universe Bond FundManulife China ClassManulife Conservative PortfolioManulife Corporate Bond FundManulife Corporate Fixed Income Private TrustManulife Covered Call U.S. Equity ClassManulife Covered Call U.S. Equity FundManulife Diversified Investment FundManulife Dividend Income ClassManulife Dividend Income FundManulife Dividend Income Plus ClassManulife Dividend Income Plus FundManulife Dividend Income Private PoolManulife Dollar-Cost Averaging FundManulife EAFE Equity FundManulife Emerging Markets FundManulife Finance (Delaware), L.P.Manulife Financial CorporationManulife Fundamental Balanced ClassManulife Fundamental Dividend ClassManulife Fundamental Dividend FundManulife Fundamental Equity FundManulife Fundamental Income ClassManulife Fundamental Income FundManulife Global All Cap Focused FundManulife Global Balanced FundManulife Global Balanced Private TrustManulife Global Core Plus Bond FundManulife Global Dividend ClassManulife Global Dividend FundManulife Global Dividend Growth ClassManulife Global Dividend Growth FundManulife Global Equity ClassManulife Global Equity Private PoolManulife Global Fixed Income Private TrustManulife Global Franchise ClassManulife Global Franchise FundManulife Global Listed Infrastructure ClassManulife Global Listed Infrastructure FundManulife Global Managed Volatility PortfolioManulife Global Real Estate Unconstrained FundManulife Global Small Cap Balanced FundManulife Global Small Cap FundManulife Global Strategic Balanced Yield FundManulife Global Thematic Opportunities ClassManulife Global Thematic Opportunities FundManulife Global Unconstrained Bond FundManulife Growth Opportunities FundManulife Growth PortfolioManulife International Equity Private Trust71 de 117 71 of 117






Manulife Moderate PortfolioManulife Money Market FundManulife Monthly High Income ClassManulife Monthly High Income FundManulife Multifactor Canadian Large Cap Index ETFManulife Multifactor Canadian SMID Cap Index ETFManulife Multifactor Developed International Index ETFManulife Multifactor Emerging Markets Index ETFManulife Multifactor U.S. Large Cap Index ETFManulife Multifactor U.S. Mid Cap Index ETFManulife Multifactor U.S. Small Cap Index ETFManulife Simplicity Balanced PortfolioManulife Simplicity Conservative PortfolioManulife Simplicity Global Balanced PortfolioManulife Simplicity Growth PortfolioManulife Simplicity Moderate PortfolioManulife Smart Core Bond ETFManulife Smart Corporate Bond ETFManulife Smart Dividend ETFManulife Smart Short-Term Bond ETFManulife Smart U.S. Dividend ETFManulife Strategic Balanced Yield FundManulife Strategic Dividend BundleManulife Strategic Income FundManulife Strategic Investment Grade Global Bond FundManulife Tactical Income FundManulife Tax-Managed Growth FundManulife U.S. All Cap Equity ClassManulife U.S. All Cap Equity FundManulife U.S. Balanced Private TrustManulife U.S. Balanced Value Private TrustManulife U.S. Dividend Income ClassManulife U.S. Dividend Income FundManulife U.S. Dollar Strategic Balanced Yield FundManulife U.S. Dollar Strategic Income FundManulife U.S. Dollar U.S. All Cap Equity FundManulife U.S. Equity FundManulife U.S. Equity Private PoolManulife U.S. Monthly High Income FundManulife U.S. Opportunities FundManulife U.S. Unconstrained Bond FundManulife Value Balanced ClassManulife Value Balanced FundManulife World Investment ClassManulife World Investment FundManulife Yield Opportunities FundMaple Gold Mines Ltd.Maple Leaf 2013 Oil & Gas Income Limited PartnershipMaple Leaf Foods Inc.Maple Leaf Income ClassMaple Leaf Resource Class72 de 117 72 of 117






Maple Leaf Short Duration 2019-II Flow-Through Limited Partnership - National ClassMaple Leaf Short Duration 2019-II Flow-Through Limited Partnership - Quebec ClassMaple Leaf Short Duration 2020 Flow-Through Limited Partnership - National ClassMaple Leaf Short Duration 2020 Flow-Through Limited Partnership - Quebec ClassMaple Leaf Short Duration 2020-II Flow-Through Limited Partnership - National ClassMaple Leaf Short Duration 2020-II Flow-Through Limited Partnership - Quebec ClassMarathon Gold CorporationMarathon Oil CorporationMarimaca Copper Corp.Marquis Balanced Class PortfolioMarquis Balanced Growth Class PortfolioMarquis Balanced Growth PortfolioMarquis Balanced Income PortfolioMarquis Balanced PortfolioMarquis Equity PortfolioMarquis Growth PortfolioMarquis Institutional Balanced Growth PortfolioMarquis Institutional Balanced PortfolioMarquis Institutional Bond PortfolioMarquis Institutional Canadian Equity PortfolioMarquis Institutional Equity PortfolioMarquis Institutional Global Equity PortfolioMarquis Institutional Growth PortfolioMarret High Yield Strategies FundMarret Multi-Strategy Income FundMarret Short Duration High Yield FundMartinrea International Inc.Marwest Apartment Real Estate Investment TrustMatco Balanced FundMatco Canadian Equity Income FundMatco Fixed Income FundMatco Global Equity FundMatco Small Cap FundMatrix 2013 Short Duration National Class 1a, 1b, 1cMatrix 2013 Short Duration Québec Class 1a, 1b, 1cMatrix Asset Management Inc. Cease TradedMaudore Minerals Ltd Cease TradedMAV Beauty Brands Inc.Maverix Metals Inc.Mawer Balanced FundMawer Canadian Bond FundMawer Canadian Equity FundMawer Canadian Money Market FundMawer EAFE Large Cap FundMawer Emerging Markets Equity FundMawer Global Balanced FundMawer Global Bond FundMawer Global Equity FundMawer Global Small Cap FundMawer International Equity FundMawer New Canada Fund73 de 117 73 of 117






Mawer Tax Effective Balanced FundMawer U.S. Equity FundMaxam Arbitrage FundMaxar Technologies Inc.MBN CorporationMCAN Mortgage CorporationMcCoy Global Inc.McEwen Mining Inc.mCloud Technologies Corp.MCP Exchangeco Inc.MD American Growth FundMD American Value FundMD Bond FundMD Canadian Equity FundMD Dividend Growth FundMD Equity FundMD Fossil Fuel Free Bond FundMD Fossil Fuel Free Equity FundMD Growth Investments LimitedMD International Growth FundMD International Value FundMD Money FundMD Precision Balanced Growth PortfolioMD Precision Balanced Income PortfolioMD Precision Canadian Balanced Growth FundMD Precision Canadian Moderate Growth FundMD Precision Conservative PortfolioMD Precision Maximum Growth PortfolioMD Precision Moderate Balanced PortfolioMD Precision Moderate Growth PortfolioMD Short-Term Bond FundMD Strategic Opportunities FundMD Strategic Yield FundMDC Partners Inc.mdf commerce inc.MDPIM Bond PoolMDPIM Canadian Equity PoolMDPIM Dividend PoolMDPIM Emerging Markets Equity PoolMDPIM International Equity Index PoolMDPIM International Equity PoolMDPIM S&P 500 Index PoolMDPIM S&P/TSX Capped Composite Index PoolMDPIM Short-Term Bond PoolMDPIM Strategic Opportunities PoolMDPIM Strategic Yield PoolMDPIM US Equity PoolMeadowbrook Apartment ProjectMed-Chem Health Care Limited Cease TradedMedical Facilities CorporationMedicure Inc.74 de 117 74 of 117






Medipattern Corporation, The Cease TradedMediPharm Labs Corp.MedMen Enterprises Inc.MedX Health Corp.MEG Energy Corp.Mega Uranium Ltd.Melcor Real Estate Investment TrustMelior Resources Inc.Melodia 100 Percent Equity Growth PortfolioMelodia Aggressive Growth PortfolioMelodia Balanced Growth PortfolioMelodia Conservative Income PortfolioMelodia Diversified Growth PorfolioMelodia Diversified Income PortfolioMelodia Maximum Growth PortfolioMelodia Moderate Growth PortfolioMelodia Moderate Income PortfolioMelodia Very Conservative Income PortfolioMene Inc.Mercator Minerals Ltd. Cease TradedMercer International Inc.Mercer Park Brand Acquisition Corp.Merida Merger Corp. IMerit Energy Ltd. Cease TradedMeritage American Equity PortfolioMeritage Balanced Income PortfolioMeritage Balanced PortfolioMeritage Canadian Equity Class PortfolioMeritage Canadian Equity PortfolioMeritage Conservative Income PortfolioMeritage Conservative PortfolioMeritage Diversified Fixed Income PortfolioMeritage Global Balanced PortfolioMeritage Global Conservative PortfolioMeritage Global Equity Class PortfolioMeritage Global Equity PortfolioMeritage Global Growth Class PortfolioMeritage Global Growth Plus Class PortfolioMeritage Global Growth Plus PortfolioMeritage Global Growth PortfolioMeritage Global Moderate PortfolioMeritage Growth Class PortfolioMeritage Growth Income PortfolioMeritage Growth Plus Class PortfolioMeritage Growth Plus Income PortfolioMeritage Growth Plus PortfolioMeritage Growth PortfolioMeritage International Equity PortfolioMeritage Moderate Income PortfolioMeritage Moderate PortfolioMeritage Tactical ETF Balanced Portfolio75 de 117 75 of 117






Meritage Tactical ETF Equity PortfolioMeritage Tactical ETF Fixed Income PortfolioMeritage Tactical ETF Growth PortfolioMeritage Tactical ETF Moderate PortfolioMerrill Lynch Financial Assets Inc.Meta Growth Corp.Metalla Royalty & Streaming Ltd.Metaverse Capital Corp. Cease TradedMethanex CorporationMetro Inc.Metro Vancouver Properties Corp.Micro Mining Technologies Ltd. Cease TradedMicromem Technologies Inc.MicroPlanet Technology Corp. Cease TradedMidas Gold Corp.Middlefield American Core Dividend ETFMiddlefield Can-Global REIT Income FundMiddlefield Canadian Dividend Growers ClassMiddlefield Global Agriculture ClassMiddlefield Global Dividend Growers ClassMiddlefield Global Infrastructure FundMiddlefield Global Real Asset FundMiddlefield Global Real Estate ClassMiddlefield Global Sustainable Energy ClassMiddlefield Healthcare & Life Sciences ETFMiddlefield Healthcare & Wellness ETFMiddlefield High Interest Income ClassMiddlefield Income Plus ClassMiddlefield REIT INDEXPLUS ETFMiddlefield U.S. Dividend Growers ClassMillenium Biologix Corporation 1a, 1b, 1c, 1eMillennial Lithium Corp.Millrock Resources Inc.Milne Park Gardens Limited Partnership Cease TradedMINCO SILVER CORPORATIONMind Medicine (MindMed) Inc.Mindready Solutions Inc. Cease TradedMinera IRL LimitedMINT Income FundMinto Apartment Real Estate Investment TrustMirabela Nickel LimitedMirati Therapeutics, Inc.MLD Core FundMM FundMNP Petroleum Corporation Cease TradedMogo Inc.Molnar Capital Corporation Cease TradedMolson Coors Beverage CompanyMolson Coors Canada Inc.Monarch Resources Limited Cease TradedMoneda LatAm Corporate Bond Fund76 de 117 76 of 117






Money Market FundMonoGen, Inc. Cease TradedMontage Gold Corp.Moon River Capital LtdMorguard CorporationMorguard North American Residential Real Estate Investment TrustMorguard Real Estate Investment TrustMorien Resources Corp.Morneau Shepell Inc.Morningstar Aggressive PortfolioMorningstar Balanced PortfolioMorningstar Conservative PortfolioMorningstar Growth PortfolioMorningstar Moderate PortfolioMorningstar Strategic Canadian Equity FundMosaic Capital CorporationMotion International Inc. - "A Man Called Intrepid" Cease TradedMotion International Inc. - "Hot Touch" Cease TradedMount Logan Capital Inc.Mountain Province Diamonds Inc.MRF 2019 Resource Limited PartnershipMRF 2020 Resource Limited PartnershipMTY Food Group Inc.Mullen Group Ltd.Multi-Asset Fixed IncomeMulti-Asset Fixed Income ClassMulti-Asset Growth & Income StrategyMulti-Asset Growth & Income Strategy ClassMulti-Asset Growth StrategyMulti-Asset Growth Strategy ClassMulti-Asset Income StrategyMulti-Asset Income Strategy ClassMulti-Asset International EquityMulvihill Premium Yield FundMurchison Minerals Ltd.MYM Nutraceuticals Inc.Myriad Mineral Resources Ltd. Cease TradedNabors Industries Ltd.NADG NNN Real Estate Investment TrustNamaste Technologies Inc.Namibia Critical Metals Inc.Napa/Carneros Winegrowers Limited Partnership Cease TradedNational Bank Balanced Diversified FundNational Bank Conservative Diversified FundNational Bank Growth Diversified FundNational Bank Moderate Diversified FundNational Bank of CanadaNational Bank Secure Diversified FundNational Fibretech Inc. Cease TradedNautilus Minerals Inc. 1a, 1b, 1c, 1eNAV CANADA77 de 117 77 of 117






NBI Active Canadian Preferred Shares ETFNBI Balanced PortfolioNBI Bond FundNBI Canadian All Cap Equity FundNBI Canadian Bond Index FundNBI Canadian Bond Private PortfolioNBI Canadian Diversified Bond Private PortfolioNBI Canadian Equity FundNBI Canadian Equity Growth FundNBI Canadian Equity Index FundNBI Canadian Equity Private PortfolioNBI Canadian Family Business ETFNBI Canadian High Conviction Equity Private PortfolioNBI Canadian Index FundNBI Canadian Preferred Equity Private PortfolioNBI Canadian Small Cap Equity Private PortfolioNBI Conservative PortfolioNBI Corporate Bond FundNBI Corporate Bond Private PortfolioNBI Diversified Emerging Markets Equity FundNBI Dividend FundNBI Equity Income Private PortfolioNBI Equity PortfolioNBI Floating Rate Income FundNBI Global Bond FundNBI Global Diversified Equity FundNBI Global Equity FundNBI Global Private Equity ETFNBI Global Real Assets Income ETFNBI Global Real Assets Income FundNBI Global Tactical Bond FundNBI Growth PortfolioNBI High Yield Bond ETFNBI High Yield Bond FundNBI High Yield Bond Private PortfolioNBI Income FundNBI International Currency Neutral Index FundNBI International Equity Index FundNBI International Equity Private PortfolioNBI International High Conviction Equity Private PortfolioNBI International Index FundNBI Jarislowsky Fraser Select Balanced FundNBI Jarislowsky Fraser Select Canadian Equity FundNBI Jarislowsky Fraser Select Income FundNBI Liquid Alternatives ETFNBI Moderate PortfolioNBI Money Market FundNBI Multiple Asset Class Private PortfolioNBI Municipal Bond Plus Private PortfolioNBI Non-Traditional Capital Appreciation Private PortfolioNBI Non-Traditional Fixed Income Private Portfolio78 de 117 78 of 117






NBI North American Dividend Private PortfolioNBI Precious Metals FundNBI Preferred Equity FundNBI Preferred Equity Income FundNBI Presumed Sound Investments FundNBI Quebec Growth FundNBI Real Assets Private PortfolioNBI Resource FundNBI Science and Technology FundNBI Secure PortfolioNBI Small Cap FundNBI SmartBeta Canadian Equity FundNBI SmartBeta Global Equity FundNBI SmartData International Equity FundNBI SmartData U.S. Equity FundNBI Strategic U.S. Income and Growth FundNBI Sustainable Canadian Bond ETFNBI Sustainable Canadian Equity ETFNBI Sustainable Global Equity ETFNBI Tactical Asset Allocation FundNBI Tactical Equity Private PortfolioNBI Tactical Mortgage & Income FundNBI U.S. Bond Private PortfolioNBI U.S. Currency Neutral Index FundNBI U.S. Dividend FundNBI U.S. Equity FundNBI U.S. Equity Index FundNBI U.S. Equity Private PortfolioNBI U.S. High Conviction Equity Private PortfolioNBI U.S. Index FundNBI Unconstrained Fixed Income ETFNBI Unconstrained Fixed Income FundNBI Westwood Emerging Markets FundNCM Balanced Income PortfolioNCM Conservative Income PortfolioNCM Core AmericanNCM Core CanadianNCM Core GlobalNCM Global Income Growth ClassNCM Growth and Income PortfolioNCM Income Growth ClassNCM Norrep FundNCM Short Term Income FundNCM Small Companies ClassNEI Balanced Private PortfolioNEI Balanced Yield PortfolioNEI Canadian Bond FundNEI Canadian Dividend FundNEI Canadian Equity FundNEI Canadian Equity PoolNEI Canadian Equity RS Fund79 de 117 79 of 117






NEI Canadian Small Cap Equity FundNEI Canadian Small Cap Equity RS FundNEI Conservative Yield PortfolioNEI Emerging Markets FundNEI Environmental Leaders FundNEI ESG Canadian Enhanced Index FundNEI Fixed Income PoolNEI Global Dividend RS FundNEI Global Equity FundNEI Global Equity PoolNEI Global Equity RS FundNEI Global High Yield Bond FundNEI Global Impact Bond FundNEI Global Sustainable Balanced FundNEI Global Total Return Bond FundNEI Global Value FundNEI Growth & Income FundNEI Growth Private PortfolioNEI Income & Growth Private PortfolioNEI Income Private PortfolioNEI International Equity FundNEI International Equity RS FundNEI Managed Asset Allocation PoolNEI Money Market FundNEI Select Balanced PortfolioNEI Select Balanced RS PortfolioNEI Select Growth & Income PortfolioNEI Select Growth & Income RS PortfolioNEI Select Growth PortfolioNEI Select Growth RS PortfolioNEI Select Income & Growth PortfolioNEI Select Income & Growth RS PortfolioNEI Select Income PortfolioNEI Select Income RS PortfolioNEI Select Maximum Growth PortfolioNEI Select Maximum Growth RS PortfolioNEI Tactical Yield PortfolioNEI U.S. Dividend FundNEI U.S. Equity FundNEI U.S. Equity RS FundNemaska Lithium Inc. Cease TradedNeo Performance Materials Inc.NeonMind Biosciences Inc.Neovasc Inc.Neptune Wellness Solutions Inc.Neutral Balanced FundNevada Bob's Golf Inc. Cease TradedNevada Copper Corp.Nevada Exploration Inc.Nevada Zinc CorporationNevaro Capital Corporation80 de 117 80 of 117






New Commerce Split FundNew Gold Inc.New Guinea Gold Corporation Cease TradedNew Leaders ClassNew Millennium Iron Corp.New Pacific Metals Corp.New Zealand Energy Corp.Newfoundland Power Inc.NewGen Alternative Income FundNewkidco International Inc. Cease TradedNewmont CorporationNewstrike Brands Ltd.Newtopia Inc.Nexa Resources S.A.NexGen Energy Ltd.Nexia Health Technologies Inc. Cease TradedNexient Learning Inc. Cease TradedNexJ Health Holdings Inc.NexJ Systems Inc.NexPoint Hospitality TrustNext Edge Bio-Tech Plus FundNext Edge Biotech and Life Sciences Opportunities FundNextech AR Solutions Corp.NextPoint Acquisition Corp.Nexus Real Estate Investment TrustNFI Group Inc.NHC Communications Inc. Cease TradedNickel Creek Platinum Corp.Niko Resources Ltd.Ninepoint 2019 Flow-Through Limited PartnershipNinepoint 2019 Short Duration Flow-Through Limited PartnershipNinepoint 2020 Flow-Through Limited Partnership - National ClassNinepoint 2020 Flow-Through Limited Partnership - Quebec ClassNinepoint 2020 Short Duration Flow-Through Limited PartnershipNinepoint Alternative Credit Opportunities FundNinepoint Alternative Health FundNinepoint Concentrated Canadian Equity FundNinepoint Diversified Bond ClassNinepoint Diversified Bond FundNinepoint Energy FundNinepoint Focused Global Dividend ClassNinepoint FX Strategy FundNinepoint Global Infrastructure FundNinepoint Global Real Estate FundNinepoint Gold and Precious Minerals FundNinepoint Gold Bullion FundNinepoint High Interest Savings FundNinepoint International Small Cap FundNinepoint Resource ClassNinepoint Return Advantaged U.S. Equity Index ClassNinepoint Risk Advantaged U.S. Equity Index Class81 de 117 81 of 117






Ninepoint Silver Bullion FundNinepoint Silver Equities ClassNobilis Health Corp. 1a, 1b, 1c, 1d, 1eNomad Royalty Company Ltd.Noranda Income FundNorbord Inc.Nordic Oil and Gas Ltd. Cease TradedNoront Resources Ltd.Norsemont Mining Inc.Nortel Networks Corporation Cease TradedNortel Networks Limited Cease TradedNorth American Construction Group Ltd.North American Financial 15 Split Corp.North American Nickel Inc.North American Tungsten Corporation Ltd. 1a, 1b, 1c, 1eNorth Growth Canadian Equity FundNorth Growth U.S. Equity Advisor FundNorth West Company Inc., TheNorthern Dynasty Minerals Ltd.Northern Frontier Corp. Cease TradedNorthern Uranium Corp.Northgate Limited Partnership Cease TradedNorthIsle Copper and Gold Inc.Northland Power Inc.Northland Resources SE Cease TradedNorthstar Aerospace, Inc. Cease TradedNorthstar Gold Corp.Northview Canadian High Yield Residential FundNorthWest Healthcare Properties Real Estate Investment TrustNorvista Capital CorporationNORZINC LTD.Nouveau Monde Graphite Inc.NOVA Gas Transmission Ltd.Nova Royalty Corp.Nova Scotia Power IncorporatedNova Village Limited Partnership Cease TradedNovaBay Pharmaceuticals, Inc. 1a, 1b, 1c, 1d, 1eNOVAGOLD RESOURCES INC.Novanta Inc.Novo Resources Corp.Novoheart Holdings Inc. 1b, 1c, 1eNu-Life Corp. Cease TradedNubian Resources Ltd.Nuinsco Resources LimitedNurcapital Corporation Ltd.Nutrien Ltd.Nuvei CorporationNUVISTA ENERGY LTD.Nuvo Pharmaceuticals Inc.Obsidian Energy Ltd.OceanaGold Corporation82 de 117 82 of 117






Ocs Technologies Corp. Cease TradedOil Optimization Inc. Cease TradedOilsands Quest Inc.Old API Wind-down Ltd. 1a, 1b, 1c, 1d, 1eOld PSG Wind-down Ltd. 1a, 1b, 1c, 1eOncolytics Biotech Inc.ONE Financial Real Property Development Trust (2008-1) Cease TradedONE Financial Real Property Income Fund (2008-1) Cease TradedONEnergy Inc. Cease TradedOneSoft Solutions Inc.ONEX CORPORATIONOntario Power Generation Inc.Open Text CorporationOpimian California Vineyards Corporation, The Cease TradedOptiva Inc.OrangeOrbit Garant Drilling Inc.Orbite Technologies Inc. Cease TradedOrbus Pharma Inc.Orca Gold Inc.Orea Mining Corp.OREX MINERALS INC.Orezone Gold CorporationOrganic Research Limited Partnership Cease TradedOrganigram Holdings Inc.Orla Mining Ltd.Orocobre LimitedOrsu Metals CorporationORTHO REGENERATIVE TECHNOLOGIES INC.Orvana Minerals Corp.Osino Resources Corp.OSISKO GOLD ROYALTIES LTDOutdoorPartner Media CorporationOvintiv Inc.Pacgen Life Science Corporation 1b, 1c, 1ePacific Vector Holdings Inc. Cease TradedPadlock Partners UK Fund IPallet Pallet Inc. Cease TradedPalliser Oil & Gas Corporation Cease TradedPalos Equity Income FundPan American Silver Corp.Pan Ocean Explorations Inc. Cease TradedParagon Petroleum Corporation Cease TradedParallel Energy Trust Cease TradedParamount Resources Ltd.Parex Resources Inc.Park Lawn CorporationPark Square Properties Limited Partnership Cease TradedPark View Place Limited Partnership Cease TradedParkland CorporationPartners Value Investments Inc.83 de 117 83 of 117






Partners Value Investments LPPartners Value Split Corp.Patagonia Gold plcPatriot One Technologies Inc.PAY LINX FINANCIAL CORPORATION Cease TradedPC Chips Corporation Cease TradedPegasus Gold Inc. Cease TradedPembina Pipeline CorporationPEMBROKE AMERICAN GROWTH FUND INC.PEMBROKE CANADIAN BOND FUNDPEMBROKE CANADIAN GROWTH FUNDPEMBROKE CONCENTRATED FUNDPEMBROKE CORPORATE BOND FUNDPEMBROKE GLOBAL BALANCED FUNDPEMBROKE GROWTH AND INCOME FUNDPEMBROKE INTERNATIONAL GROWTH FUNDPEMBROKE MONEY MARKET FUNDPender Bond Universe FundPender Corporate Bond FundPender Enhanced Income FundPender Growth Fund Inc.Pender Small Cap Opportunities FundPender Small/Mid Cap Dividend FundPender Strategic Growth and Income FundPender Strategic Investment FundPender US All Cap Equity FundPender Value FundPender Value Fund IIPennington'S Stores Limited Cease TradedPerk Labs Inc.Perpetual Energy Inc.PERSEUS MINING LIMITEDPERSONAS SOCIAL INCORPORATEDPESA CorporationPeterson Red Lake Mines Ltd. Cease TradedPetro-Victory Energy Corp.PetroCorp Group Inc.PetroTal Corp.Petrowest Corporation Cease TradedPeyto Exploration & Development Corp.PFB CorporationPharmadrug Inc.PharmaGap Inc. Cease TradedPhillips, Hager & North $U.S. Money Market FundPhillips, Hager & North Balanced FundPhillips, Hager & North Balanced Pension TrustPhillips, Hager & North Bond FundPhillips, Hager & North Canadian Equity FundPhillips, Hager & North Canadian Equity Pension TrustPhillips, Hager & North Canadian Equity Plus Pension TrustPhillips, Hager & North Canadian Equity Underlying Fund84 de 117 84 of 117






Phillips, Hager & North Canadian Equity Underlying Fund IIPhillips, Hager & North Canadian Equity Value ClassPhillips, Hager & North Canadian Equity Value FundPhillips, Hager & North Canadian Growth FundPhillips, Hager & North Canadian Income FundPhillips, Hager & North Canadian Money Market FundPhillips, Hager & North Conservative Equity Income FundPhillips, Hager & North Conservative Pension TrustPhillips, Hager & North Currency-Hedged Overseas Equity FundPhillips, Hager & North Currency-Hedged U.S. Equity FundPhillips, Hager & North Dividend Income FundPhillips, Hager & North Global Equity FundPhillips, Hager & North Growth Pension TrustPhillips, Hager & North High Yield Bond FundPhillips, Hager & North Inflation-Linked Bond FundPhillips, Hager & North LifeTime 2015 FundPhillips, Hager & North LifeTime 2020 FundPhillips, Hager & North LifeTime 2025 FundPhillips, Hager & North LifeTime 2030 FundPhillips, Hager & North LifeTime 2035 FundPhillips, Hager & North LifeTime 2040 FundPhillips, Hager & North LifeTime 2045 FundPhillips, Hager & North LifeTime 2050 FundPhillips, Hager & North LifeTime 2055 FundPhillips, Hager & North LifeTime 2060 FundPhillips, Hager & North Long Inflation-linked Bond FundPhillips, Hager & North Monthly Income ClassPhillips, Hager & North Monthly Income FundPhillips, Hager & North Overseas Equity ClassPhillips, Hager & North Overseas Equity FundPhillips, Hager & North Short Term Bond & Mortgage FundPhillips, Hager & North Small Float FundPhillips, Hager & North Total Return Bond FundPhillips, Hager & North U.S. Dividend Income FundPhillips, Hager & North U.S. Equity FundPhillips, Hager & North U.S. Growth FundPhillips, Hager & North U.S. Multi-Style All-Cap Equity ClassPhillips, Hager & North U.S. Multi-Style All-Cap Equity FundPhillips, Hager & North Vintage FundPhoenix Capital Income Trust Cease TradedPhoenix Hedge Fund Limited Partnership, The Cease TradedPHX Energy Services Corp.Picton Mahoney Fortified Active Extension Alternative FundPicton Mahoney Fortified Arbitrage Alternative FundPicton Mahoney Fortified Arbitrage Plus Alternative FundPicton Mahoney Fortified Equity FundPicton Mahoney Fortified Income Alternative FundPicton Mahoney Fortified Income FundPicton Mahoney Fortified Long Short Alternative FundPicton Mahoney Fortified Market Neutral Alternative FundPicton Mahoney Fortified Multi-Asset Fund85 de 117 85 of 117






Picton Mahoney Fortified Multi-Strategy Alternative FundPicton Mahoney Tactical Income FundPieridae Energy LimitedPIMCO - IG Global Bond PoolPIMCO Canadian Total Return Bond FundPIMCO Flexible Global Bond Fund (Canada)PIMCO Global Income Opportunities FundPIMCO Global Short Maturity Fund (Canada)PIMCO Investment Grade Credit Fund (Canada)PIMCO Low Duration Monthly Income Fund (Canada)PIMCO Managed Conservative Bond PoolPIMCO Managed Core Bond PoolPIMCO Monthly Income Fund (Canada)PIMCO Tactical Income FundPIMCO Unconstrained Bond Fund (Canada)Pine Cliff Energy Ltd.Pinnacle Balanced PortfolioPinnacle Renewable Energy Inc.Pipestone Energy Corp.Pivotree Inc.Pizza Pizza Royalty Corp.PK Core FundPlaintree Systems Inc.Planet 13 Holdings Inc.Platinum Group Metals Ltd.Plato Gold Corp.Plaza Retail REITPoda Technologies Ltd.POET Technologies Inc.Point Loma Resources Ltd. Cease TradedPoints International Ltd.Polaris Infrastructure Inc.Pollard Banknote LimitedPolymet Mining Corp.Ponderosa Fund Cease TradedPool Safe Inc.Portex Minerals Inc. Cease TradedPortfolio Series Balanced FundPortfolio Series Balanced Growth FundPortfolio Series Conservative Balanced FundPortfolio Series Conservative FundPortfolio Series Growth FundPortfolio Series Income FundPortfolio Series Maximum Growth FundPortland 15 of 15 Alternative FundPortland Energy Opportunities Alternative FundPortland Global Alternative FundPortland Global Balanced FundPortland North American Alternative FundPorto Energy Corp. Cease TradedPoseidon Concepts Corp. 1a, 1b, 1c, 1e86 de 117 86 of 117






Postmedia Network Canada Corp.Potash One Inc. Cease TradedPower Corporation of CanadaPower Financial CorporationPoynt Corporation Cease TradedPPX Mining Corp.Prairie Provident Resources Inc.PrairieSky Royalty Ltd.Precious Metals and Mining TrustPrecision Assessment Technology Corporation Cease TradedPrecision Drilling CorporationPreferred Dental Technologies Inc. Cease TradedPremier Diversified Holdings Inc.Premier Gold Mines LimitedPremium Brands Holdings CorporationPremium Income CorporationPreo Software Inc. Cease TradedPretium Resources Inc.Prime Dividend Corp.Primerica Balanced Yield FundPrimerica Canadian Balanced Growth FundPrimerica Canadian Money Market FundPrimerica Global Balanced Growth FundPrimerica Global Equity FundPrimerica Income FundPrimo Water CorporationPrintera Corporation Cease TradedPriszm Income Fund Cease TradedPro Real Estate Investment TrustProbe Exploration Inc. Cease TradedProbity Mining 2019-II Short Duration Flow-Through Limited Partnership - British Columbia ClassProbity Mining 2019-II Short Duration Flow-Through Limited Partnership - National ClassProbity Mining 2019-II Short Duration Flow-Through Limited Partnership - Quebec ClassProbity Mining 2020 Short Duration Flow-Through Limited Partnership - British ColumbiaProbity Mining 2020 Short Duration Flow-Through Limited Partnership - National ClassProbity Mining 2020 Short Duration Flow-Through Limited Partnership - QuebecProbity Mining 2020-II Short Duration Flow-Through Limited Partnership - British Columbia ClassProbity Mining 2020-II Short Duration Flow-Through Limited Partnership - National ClassProbity Mining 2020-II Short Duration Flow-Through Limited Partnership - Quebec ClassProduction Enhancement Group, Inc. Cease TradedProfound Medical Corp.Protective Products of America, Inc. Cease TradedProvidence Gold Mines Inc.Pulse Oil Corp.Pulse Seismic Inc.Puma Exploration Inc.Pure Extracts Technologies Corp.Purpose Behavioural Opportunities FundPurpose Best Ideas FundPurpose Canadian Equity Growth FundPurpose Canadian Financial Income Fund87 de 117 87 of 117






Purpose Canadian Income Growth FundPurpose Canadian Preferred Share FundPurpose Cash Management PortfolioPurpose Conservative Income FundPurpose Core Dividend FundPurpose Core Equity Income FundPurpose Credit Opportunities FundPurpose Diversified Real Asset FundPurpose Emerging Markets Dividend FundPurpose Enhanced Dividend FundPurpose Enhanced Premium Yield FundPurpose Floating Rate Income FundPurpose Global Bond ClassPurpose Global Bond FundPurpose Global Innovators FundPurpose Global Resource FundPurpose Gold Bullion FundPurpose High Interest Savings ETFPurpose International Dividend FundPurpose International Tactical Hedged Equity FundPurpose Marijuana Opportunities FundPurpose Money Market FundPurpose Monthly Income FundPurpose Multi-Asset Income FundPurpose Multi-Strategy Market Neutral FundPurpose Premium Money Market FundPurpose Premium Yield FundPurpose Real Estate Income FundPurpose Silver Bullion FundPurpose Special Opportunities FundPurpose Strategic Yield FundPurpose Structured Equity Growth FundPurpose Structured Equity Yield PortfolioPurpose Structured Equity Yield Portfolio IIPurpose Tactical Asset Allocation FundPurpose Tactical Hedged Equity FundPurpose Total Return Bond FundPurpose U.S. Preferred Share FundPurpose US Cash FundPurpose US Dividend FundPutnam - IG High Yield Income PoolPYROGENESIS CANADA INC.Q-Entertainment Inc. Cease TradedQMX Gold CorporationQuarry Oaks Limited Partnership Cease TradedQuarterhill Inc.Quebecor Inc.Queen's Road Capital Investment Ltd.Queensway Financial Holdings Limited Cease TradedQuesterre Energy CorporationQuisitive Technology Solutions, Inc.88 de 117 88 of 117






Quorum Expansion Capital Fund Inc. 1a, 1b, 1cRadbourne Developments Inc.Radient Technologies Inc.Rambler Metals and Mining plcRare Element Resources Ltd.Ravensource FundRayonier Advanced Materials Inc.RB Energy Inc. Cease TradedRBC $U.S. High Yield Bond FundRBC $U.S. Investment Grade Corporate Bond FundRBC $U.S. Money Market FundRBC $U.S. Short Term Income ClassRBC $U.S. Short-Term Corporate Bond FundRBC $U.S. Strategic Income Bond FundRBC 1-5 Year Laddered Canadian Bond ETFRBC 1-5 Year Laddered Corporate Bond ETFRBC Asia Pacific ex-Japan Equity FundRBC Asian Equity FundRBC Balanced FundRBC Balanced Growth & Income ClassRBC Balanced Growth & Income FundRBC BlueBay Global Diversified Income (CAD Hedged) ETFRBC Bond FundRBC Canadian Bank Yield Index ETFRBC Canadian Bond Index FundRBC Canadian Discount Bond ETFRBC Canadian Dividend ClassRBC Canadian Dividend FundRBC Canadian Equity ClassRBC Canadian Equity FundRBC Canadian Equity Income ClassRBC Canadian Equity Income FundRBC Canadian Government Bond Index FundRBC Canadian Index FundRBC Canadian Mid-Cap Equity ClassRBC Canadian Money Market FundRBC Canadian Preferred Share ETFRBC Canadian Short-Term Income FundRBC Canadian Small & Mid-Cap Resources FundRBC Canadian T-Bill FundRBC China Equity FundRBC Conservative Bond PoolRBC Conservative Growth & Income FundRBC Core Bond PoolRBC Core Plus Bond PoolRBC Emerging Markets Balanced FundRBC Emerging Markets Bond FundRBC Emerging Markets Bond Fund (CAD Hedged)RBC Emerging Markets Dividend FundRBC Emerging Markets Equity ClassRBC Emerging Markets Equity Focus Fund89 de 117 89 of 117






RBC Emerging Markets Equity FundRBC Emerging Markets Foreign Exchange FundRBC Emerging Markets Multi-Strategy Equity FundRBC Emerging Markets Small-Cap Equity FundRBC European Dividend FundRBC European Equity ClassRBC European Equity FundRBC European Mid-Cap Equity FundRBC Global All-Equity PortfolioRBC Global Balanced FundRBC Global Balanced PortfolioRBC Global Bond & Currency FundRBC Global Bond FundRBC Global Conservative PortfolioRBC Global Corporate Bond FundRBC Global Dividend Growth Currency Neutral FundRBC Global Dividend Growth FundRBC Global Energy FundRBC Global Equity ClassRBC Global Equity Focus Currency Neutral FundRBC Global Equity Focus FundRBC Global Equity FundRBC Global Growth & Income FundRBC Global Growth PortfolioRBC Global High Yield Bond FundRBC Global Precious Metals FundRBC Global Resources ClassRBC Global Resources FundRBC Global Technology FundRBC Global Very Conservative PortfolioRBC High Yield Bond FundRBC International Dividend Growth FundRBC International Equity ClassRBC International Equity Currency Neutral FundRBC International Equity FundRBC International Index Currency Neutral FundRBC Japanese Equity FundRBC Life Science and Technology FundRBC Managed Payout SolutionRBC Managed Payout Solution - EnhancedRBC Managed Payout Solution - Enhanced PlusRBC Monthly Income Bond FundRBC Monthly Income FundRBC North American Growth FundRBC North American Value ClassRBC North American Value FundRBC O'Shaughnessy All-Canadian Equity FundRBC O'Shaughnessy Canadian Equity FundRBC O'Shaughnessy Global Equity FundRBC O'Shaughnessy International Equity FundRBC O'Shaughnessy U.S. Growth Fund90 de 117 90 of 117






RBC O'Shaughnessy U.S. Growth Fund IIRBC O'Shaughnessy U.S. Value FundRBC O'Shaughnessy U.S. Value Fund (Unhedged)RBC PH&N Short Term Canadian Bond ETFRBC Premium $U.S. Money Market FundRBC Premium Money Market FundRBC Private Canadian Corporate Bond PoolRBC Private Canadian Dividend PoolRBC Private Canadian Equity PoolRBC Private Canadian Mid-Cap Equity PoolRBC Private EAFE Equity PoolRBC Private Fundamental Canadian Equity PoolRBC Private Income PoolRBC Private Overseas Equity PoolRBC Private Short-Term Income PoolRBC Private U.S. Growth Equity PoolRBC Private U.S. Large-Cap Core Equity Currency Neutral PoolRBC Private U.S. Large-Cap Core Equity PoolRBC Private U.S. Large-Cap Value Equity Currency Neutral PoolRBC Private U.S. Large-Cap Value Equity PoolRBC Private U.S. Small-Cap Equity PoolRBC Private World Equity PoolRBC Quant Canadian Dividend Leaders ETFRBC Quant Canadian Equity Leaders ETFRBC Quant EAFE Dividend Leaders (CAD Hedged) ETFRBC Quant EAFE Dividend Leaders ETFRBC Quant EAFE Equity Leaders (CAD Hedged) ETFRBC Quant EAFE Equity Leaders ETFRBC Quant Emerging Markets Dividend Leaders ETFRBC Quant Emerging Markets Equity Leaders ETFRBC Quant European Dividend Leaders (CAD Hedged) ETFRBC Quant European Dividend Leaders ETFRBC Quant U.S. Dividend Leaders (CAD Hedged) ETFRBC Quant U.S. Dividend Leaders ETFRBC Quant U.S. Equity Leaders (CAD Hedged) ETFRBC Quant U.S. Equity Leaders ETFRBC QUBE All Country World Equity FundRBC QUBE Canadian Equity FundRBC QUBE Global Equity FundRBC QUBE Low Volatility All Country World Equity FundRBC QUBE Low Volatility Canadian Equity ClassRBC QUBE Low Volatility Canadian Equity FundRBC QUBE Low Volatility Emerging Markets Equity FundRBC QUBE Low Volatility Global Equity ClassRBC QUBE Low Volatility Global Equity FundRBC QUBE Low Volatility Gobal Equity Currency Neutral FundRBC QUBE Low Volatility U.S. Equity ClassRBC QUBE Low Volatility U.S. Equity Currency Neutral FundRBC QUBE Low Volatility U.S. Equity FundRBC QUBE U.S. Equity FundRBC Retirement 2020 Portfolio91 de 117 91 of 117






RBC Retirement 2025 PortfolioRBC Retirement 2030 PortfolioRBC Retirement 2035 PortfolioRBC Retirement 2040 PortfolioRBC Retirement 2045 PortfolioRBC Retirement 2050 PortfolioRBC Retirement 2055 PortfolioRBC Retirement 2060 PortfolioRBC Retirement Income SolutionRBC Select Aggressive Growth PortfolioRBC Select Balanced PortfolioRBC Select Choices Aggressive Growth PortfolioRBC Select Choices Balanced PortfolioRBC Select Choices Conservative PortfolioRBC Select Choices Growth PortfolioRBC Select Conservative PortfolioRBC Select Growth PortfolioRBC Select Very Conservative PortfolioRBC Short Term Income ClassRBC Short Term U.S. Corporate Bond ETFRBC Strategic Income Bond FundRBC Target 2021 Corporate Bond Index ETFRBC Target 2022 Corporate Bond Index ETFRBC Target 2023 Corporate Bond Index ETFRBC Target 2024 Corporate Bond Index ETFRBC Target 2025 Corporate Bond Index ETFRBC Target 2025 Education FundRBC Target 2026 Corporate Bond Index ETFRBC Target 2027 Corporate Bond Index ETFRBC Target 2030 Education FundRBC Target 2035 Education FundRBC Trend Canadian Equity FundRBC U.S. Banks Yield (CAD Hedged) Index ETFRBC U.S. Banks Yield Index ETFRBC U.S. Dividend ClassRBC U.S. Dividend Currency Neutral FundRBC U.S. Dividend FundRBC U.S. Equity ClassRBC U.S. Equity Currency Neutral FundRBC U.S. Equity FundRBC U.S. Equity Value ClassRBC U.S. Equity Value FundRBC U.S. Index Currency Neutral FundRBC U.S. Index FundRBC U.S. Mid-Cap Growth Equity Currency Neutral FundRBC U.S. Mid-Cap Growth Equity FundRBC U.S. Mid-Cap Value Equity ClassRBC U.S. Mid-Cap Value Equity FundRBC U.S. Monthly Income FundRBC U.S. Small-Cap Core Equity ClassRBC U.S. Small-Cap Core Equity Fund92 de 117 92 of 117






RBC U.S. Small-Cap Value Equity FundRBC Vision Balanced FundRBC Vision Bond FundRBC Vision Canadian Equity FundRBC Vision Fossil Fuel Free Global Equity FundRBC Vision Global Equity FundRBC Vision Women's Leadership MSCI Canada Index ETFRBI Ventures Ltd.RDX Technologies Corporation Cease TradedRea Gold Corporation Cease TradedReal del Monte Mining Corporation Cease TradedReal Estate & E-Commerce Split Corp.Real Estate Investment Corporate ClassReal Estate Investment PoolReal Matters Inc.Real Return Bond FundRealia Properties Inc.REALnorth Opportunities FundRecipe Unlimited CorporationReconnaissance Energy Africa Ltd.Red Eagle Mining Corporation Cease TradedRed Light Holland Corp.Red Pine Exploration Inc.Red River Capital Corp.Red White & Bloom Brands Inc.Redcorp Ventures Ltd. Cease TradedRedekop Properties Inc. Cease TradedRedline Communications Group Inc.Reef Resources Ltd. Cease TradedRegional Resources Ltd. Cease TradedReko International Group Inc.Renaissance Canadian All-Cap Equity FundRenaissance Canadian Balanced FundRenaissance Canadian Bond FundRenaissance Canadian Core Value FundRenaissance Canadian Dividend FundRenaissance Canadian Equity Private PoolRenaissance Canadian Fixed Income Private PoolRenaissance Canadian Growth FundRenaissance Canadian Monthly Income FundRenaissance Canadian Small-Cap FundRenaissance Canadian T-Bill FundRenaissance Capital Manitoba Ventures Fund Limited Partnership Cease TradedRenaissance China Plus FundRenaissance Corporate Bond FundRenaissance Diversified Income FundRenaissance Emerging Markets Equity Private PoolRenaissance Emerging Markets FundRenaissance Equity Income Private PoolRenaissance Flexible Yield FundRenaissance Floating Rate Income Fund93 de 117 93 of 117






Renaissance Global Bond FundRenaissance Global Bond Private PoolRenaissance Global Equity Private PoolRenaissance Global Focus Currency Neutral FundRenaissance Global Focus FundRenaissance Global Growth Currency Neutral FundRenaissance Global Growth FundRenaissance Global Health Care FundRenaissance Global Infrastructure Currency Neutral FundRenaissance Global Infrastructure FundRenaissance Global Markets FundRenaissance Global Real Estate Currency Neutral FundRenaissance Global Real Estate FundRenaissance Global Science & Technology FundRenaissance Global Small-Cap FundRenaissance Global Value FundRenaissance High Income FundRenaissance High-Yield Bond FundRenaissance International Dividend FundRenaissance International Equity Currency Neutral FundRenaissance International Equity FundRenaissance International Equity Private PoolRenaissance Money Market FundRenaissance Multi-Asset Global Balanced Income Private PoolRenaissance Multi-Asset Global Balanced Private PoolRenaissance Multi-Sector Fixed Income Private PoolRenaissance Optimal Conservative Income PortfolioRenaissance Optimal Global Equity Currency Neutral PortfolioRenaissance Optimal Global Equity PortfolioRenaissance Optimal Growth & Income PortfolioRenaissance Optimal Income PortfolioRenaissance Optimal Inflation Opportunities PortfolioRenaissance Real Assets Private PoolRenaissance Real Return Bond FundRenaissance Short-Term Income FundRenaissance U.S. Dollar Corporate Bond FundRenaissance U.S. Dollar Diversified Income FundRenaissance U.S. Equity Currency Neutral Private PoolRenaissance U.S. Equity FundRenaissance U.S. Equity Growth Currency Neutral FundRenaissance U.S. Equity Growth FundRenaissance U.S. Equity Income FundRenaissance U.S. Equity Private PoolRenaissance U.S. Equity Value FundRenaissance U.S. Money Market FundRenaissance Ultra Short-Term Income Private PoolRescom Ventures Inc. Cease TradedResolute Forest Products Inc.Restaurant Brands International Inc.Restaurant Brands International Limited PartnershipResverlogix Corp.94 de 117 94 of 117






Revival Gold Inc.Revive Therapeutics Ltd.Rex Opportunity Corp.Reyna Silver Corp.RF Capital Group Inc.Richards Packaging Income FundRichelieu Hardware Ltd.Richtree Inc. Cease TradedRidge Land Properties Limited Partnership Cease TradedRidgewood Canadian Bond FundRidgewood Canadian Investment Grade Bond FundRidgewood Gardens Limited Partnership Cease TradedRidgewood Tactical Yield FundRio2 LimitedRIOCAN REAL ESTATE INVESTMENT TRUSTRISE Life Science Corp.Ritchie Bros. Auctioneers IncorporatedRiver Park Estates Partnership Cease TradedRivergate Estates Phase I Limited PartnershipRivergate Estates Phase II Limited PartnershipRivergate Estates Phase III Limited PartnershipRobson Petroleum Ltd. Cease TradedRockcliff Metals CorporationRocky Mountain Dealerships Inc.Rocky Mountain Liquor Inc.Rodinia Oil Corp. Cease TradedRogers Associate Financial Partners Inc. Cease TradedRogers Communications Inc.Rogers Sugar Inc.Rokmaster Resources Corp.Roman Corporation Limited 1a, 1b, 1c, 1d, 1eROMC Trust 1b, 1cRoots CorporationRossiter Mining Corp.Roxgold IncRoyal Bank of CanadaRoyal Canadian MintRoyal Coal Corp.Royal Gold, Inc.Royal Road Minerals LimitedRP Alternative Global Bond FundRP Strategic Income Plus FundRubicon Organics Inc.Russel Metals Inc.Russell Investments BalancedRussell Investments Balanced ClassRussell Investments Balanced GrowthRussell Investments Balanced Growth ClassRussell Investments Canadian Cash FundRussell Investments Canadian Dividend ClassRussell Investments Canadian Dividend Pool95 de 117 95 of 117






Russell Investments Canadian Equity ClassRussell Investments Canadian Equity PoolRussell Investments Canadian Fixed Income FundRussell Investments Conservative IncomeRussell Investments Conservative Income ClassRussell Investments Diversified Monthly IncomeRussell Investments Diversified Monthly Income ClassRussell Investments Emerging Markets Equity ClassRussell Investments Emerging Markets Equity PoolRussell Investments ESG Global Equity PoolRussell Investments Fixed Income ClassRussell Investments Fixed Income PoolRussell Investments Focused Canadian Equity ClassRussell Investments Focused Canadian Equity PoolRussell Investments Focused Global Equity ClassRussell Investments Focused Global Equity PoolRussell Investments Focused US Equity ClassRussell Investments Focused US Equity PoolRussell Investments Global Credit ClassRussell Investments Global Credit PoolRussell Investments Global Equity ClassRussell Investments Global Equity PoolRussell Investments Global Infrastructure ClassRussell Investments Global Infrastructure PoolRussell Investments Global Real Estate PoolRussell Investments Global Smaller Companies ClassRussell Investments Global Smaller Companies PoolRussell Investments Global Unconstrained Bond ClassRussell Investments Global Unconstrained Bond PoolRussell Investments Income EssentialsRussell Investments Income Essentials ClassRussell Investments Inflation Linked Bond FundRussell Investments Long-Term GrowthRussell Investments Long-Term Growth ClassRussell Investments Money Market ClassRussell Investments Money Market PoolRussell Investments Multi-Factor Canadian Equity PoolRussell Investments Multi-Factor Global BalancedRussell Investments Multi-Factor International Equity PoolRussell Investments Multi-Factor US Equity PoolRussell Investments Overseas Equity ClassRussell Investments Overseas Equity FundRussell Investments Overseas Equity PoolRussell Investments Real AssetsRussell Investments Short Term Income ClassRussell Investments Short Term Income PoolRussell Investments US Equity ClassRussell Investments US Equity PoolRussell Investments Yield Opportunities PoolRYU Apparel Inc.S Split Corp.96 de 117 96 of 117






Sabina Gold & Silver Corp.Sagicor Financial Company Ltd.Sailfish Royalty Corp.Samco Gold LimitedSamena Resources Corp. Cease TradedSanatana Resources Inc.SANDSTORM GOLD LTD.Sangoma Technologies CorporationSantacruz Silver Mining Ltd.Saputo Inc.Sarama Resources Ltd.Saratoga Limited Partnership, The Cease TradedSaskatoon Square Limited Partnership Cease TradedSaskatoon Tower Cease TradedSaturn (Solutions) Inc. Cease TradedSavaria CorporationScaffold Connection Corporation Cease TradedScore Media and Gaming Inc.Scotia Aria Conservative Build PortfolioScotia Aria Conservative Defend PortfolioScotia Aria Conservative Pay PortfolioScotia Aria Equity Build PortfolioScotia Aria Equity Defend PortfolioScotia Aria Equity Pay PortfolioScotia Aria Moderate Build PortfolioScotia Aria Moderate Defend PortfolioScotia Aria Moderate Pay PortfolioScotia Aria Progressive Build PortfolioScotia Aria Progressive Defend PortfolioScotia Aria Progressive Pay PortfolioScotia Balanced Opportunities FundScotia Bond FundScotia Canadian Balanced FundScotia Canadian Bond Index FundScotia Canadian Bond Index Tracker ETFScotia Canadian Dividend ClassScotia Canadian Dividend FundScotia Canadian Equity Blend ClassScotia Canadian Equity FundScotia Canadian Growth FundScotia Canadian Income FundScotia Canadian Index FundScotia Canadian Large Cap Equity Index Tracker ETFScotia Canadian Small Cap FundScotia CanAm Index FundScotia Conservative Fixed Income PortfolioScotia Diversified Monthly Income FundScotia Dividend Balanced FundScotia Emerging Markets Equity FundScotia European FundScotia Global Balanced Fund97 de 117 97 of 117






Scotia Global Bond FundScotia Global Dividend ClassScotia Global Dividend FundScotia Global Equity FundScotia Global Growth FundScotia Global Small Cap FundScotia Income Advantage FundScotia INNOVA Balanced Growth PortfolioScotia INNOVA Balanced Growth Portfolio ClassScotia INNOVA Balanced Income PortfolioScotia INNOVA Balanced Income Portfolio ClassScotia INNOVA Growth PortfolioScotia INNOVA Growth Portfolio ClassScotia INNOVA Income PortfolioScotia INNOVA Income Portfolio ClassScotia INNOVA Maximum Growth PortfolioScotia INNOVA Maximum Growth Portfolio ClassScotia International Equity Blend ClassScotia International Equity FundScotia International Equity Index Tracker ETFScotia International Index FundScotia Low Carbon Canadian Fixed Income FundScotia Low Carbon Global Balanced FundScotia Low Carbon Global Equity FundScotia Money Market FundScotia Mortgage Income FundScotia Nasdaq Index FundScotia Partners Balanced Growth PortfolioScotia Partners Balanced Growth Portfolio ClassScotia Partners Balanced Income PortfolioScotia Partners Balanced Income Portfolio ClassScotia Partners Growth PortfolioScotia Partners Growth Portfolio ClassScotia Partners Income PortfolioScotia Partners Maximum Growth PortfolioScotia Partners Maximum Growth Portfolio ClassScotia Premium T-Bill FundScotia Private American Core-Plus Bond PoolScotia Private Canadian All Cap Equity PoolScotia Private Canadian Core Bond PoolScotia Private Canadian Corporate Bond PoolScotia Private Canadian Equity PoolScotia Private Canadian Growth PoolScotia Private Canadian Mid Cap PoolScotia Private Canadian Preferred Share PoolScotia Private Canadian Small Cap PoolScotia Private Canadian Value PoolScotia Private Diversified International Equity PoolScotia Private Emerging Markets PoolScotia Private Floating Rate Income PoolScotia Private Fundamental Canadian Equity Pool98 de 117 98 of 117






Scotia Private Global Credit PoolScotia Private Global Equity PoolScotia Private Global High Yield PoolScotia Private Global Infrastructure PoolScotia Private Global Low Volatility Equity PoolScotia Private Global Real Estate PoolScotia Private High Yield Bond PoolScotia Private High Yield Income PoolScotia Private Income PoolScotia Private International Core Equity PoolScotia Private International Equity PoolScotia Private International Growth Equity PoolScotia Private International Small to Mid Cap Value PoolScotia Private North American Dividend PoolScotia Private Premium Payout PoolScotia Private Real Estate Income PoolScotia Private Short Term Bond PoolScotia Private Short-Mid Government Bond PoolScotia Private Strategic Balanced PoolScotia Private Total Return Bond PoolScotia Private U.S. Dividend PoolScotia Private U.S. Large Cap Growth PoolScotia Private U.S. Mid Cap Value PoolScotia Private U.S. Value PoolScotia Private World Infrastructure PoolScotia Resource FundScotia Schools Trust 1a, 1b, 1c, 1eScotia Selected Balanced Growth PortfolioScotia Selected Balanced Income PortfolioScotia Selected Growth PortfolioScotia Selected Income PortfolioScotia Selected Maximum Growth PortfolioScotia Strategic Canadian Equity ETF PortfolioScotia Strategic Fixed Income ETF PortfolioScotia Strategic International Equity ETF PortfolioScotia Strategic U.S. Equity ETF PortfolioScotia T-Bill FundScotia U.S. $ Balanced FundScotia U.S. $ Bond FundScotia U.S. $ Money Market FundScotia U.S. Dividend FundScotia U.S. Equity Blend ClassScotia U.S. Equity FundScotia U.S. Equity Index Tracker ETFScotia U.S. Index FundScotia U.S. Opportunities FundScotiabank Capital TrustSDX Energy plcSeabridge Gold Inc.Sears Canada Inc. Cease TradedSecure Energy Services Inc.99 de 117 99 of 117






Sedibelo Platinum Mines Limited Cease TradedSeil Acquisition Corporation Cease TradedSelect 100e Managed Portfolio Corporate ClassSelect 20i80e Managed Portfolio Corporate ClassSelect 30i70e Managed Portfolio Corporate ClassSelect 40i60e Managed Portfolio Corporate ClassSelect 50i50e Managed Portfolio Corporate ClassSelect 60i40e Managed Portfolio Corporate ClassSelect 70i30e Managed Portfolio Corporate ClassSelect 80i20e Managed Portfolio Corporate ClassSelect Canadian Equity Managed Corporate ClassSelect Canadian Equity Managed FundSelect Income Managed Corporate ClassSelect International Equity Managed Corporate ClassSelect International Equity Managed FundSelect Staging FundSelect U.S Equity Managed FundSelect U.S.Equity Managed Corporate ClassSemBioSys Genetics Inc. Cease TradedSemi-Tech Corporation Cease TradedSendero Mining Corp. Cease TradedSenior Secured Floating Rate Loan FundSentry All Cap Income ClassSentry All Cap Income FundSentry Balanced Income PortfolioSentry Balanced Yield Private Pool ClassSentry Canadian Core Fixed Income Private TrustSentry Canadian Equity Income Private Pool ClassSentry Canadian Equity Income Private TrustSentry Canadian Income ClassSentry Canadian Income FundSentry Conservative Balanced Income ClassSentry Conservative Balanced Income FundSentry Conservative Income PortfolioSentry Defensive Income PortfolioSentry Energy Private TrustSentry Global Balanced Yield Private Pool ClassSentry Global Core Fixed Income Private TrustSentry Global Equity Income Private Pool ClassSentry Global High Yield Fixed Income Private TrustSentry Global Infrastructure Private TrustSentry Global Investment Grade Private Pool ClassSentry Global Real Estate Private TrustSentry Growth and Income PortfolioSentry Growth PortfolioSentry International Equity Income Private Pool ClassSentry International Equity Income Private TrustSentry Precious Metals ClassSentry Precious Metals FundSentry Precious Metals Private TrustSentry Real Growth Pool Class100 de 117 100 of 117






Sentry Real Income 1941-45 ClassSentry Real Income 1946-50 ClassSentry Real Income 1951-55 ClassSentry Real Long Term Income Pool ClassSentry Real Long Term Income TrustSentry Real Mid Term Income Pool ClassSentry Real Mid Term Income TrustSentry Real Short Term Income Pool ClassSentry Real Short Term Income TrustSentry Resource Opportunities ClassSentry Select Primary Metals Corp.Sentry Small/Mid Cap Income ClassSentry Small/Mid Cap Income FundSentry U.S. Equity Income Currency Neutral Private Pool ClassSentry U.S. Equity Income Private Pool ClassSentry U.S. Equity Income Private TrustSentry U.S. Growth and Income ClassSentry U.S. Growth and Income Corporate ClassSentry U.S. Growth and Income Currency Neutral ClassSentry U.S. Growth and Income FundSentry U.S. Monthly Income FundSerica Energy PLCSerinus Energy plcSernova Corp.Serval Integrated Energy Services Cease TradedSeven Evergreen Apartment Project Cease TradedSeven Generations Energy Ltd.Seven Seas Petroleum Inc. Cease TradedShaMaran Petroleum Corp.Sharpe Resources Corporation Cease TradedSHAW COMMUNICATIONS INC.ShawCor Ltd.Shelter Films Ltd. - "If You Could See What I Hear" Cease TradedShelter Films Ltd. - "The Tom Jones Show" Cease TradedSherobee Glen Limited PartnershipSherritt International CorporationShine Box Capital Corp.Shopify Inc.Shoreline Energy Corp. Cease TradedShort Term Bond FundShort Term Income Corporate ClassShort Term Income PoolShort Term Investment FundSienna Senior Living Inc.Sierra Wireless, Inc.Signature Asian Opportunities Corporate ClassSignature Asian Opportunities FundSignature Canadian Balanced Corporate ClassSignature Canadian Balanced FundSignature Canadian Bond Corporate ClassSignature Canadian Bond Fund101 de 117 101 of 117






Signature Core Bond Plus FundSignature Corporate Bond ClassSignature Corporate Bond Corporate ClassSignature Corporate Bond FundSignature Diversified Yield Corporate ClassSignature Diversified Yield FundSignature Dividend Corporate ClassSignature Dividend FundSignature Emerging Markets Corporate ClassSignature Emerging Markets FundSignature Floating Rate Income FundSignature Global Bond Corporate ClassSignature Global Bond FundSignature Global Dividend Corporate ClassSignature Global Dividend FundSignature Global Energy Corporate ClassSignature Global Equity Corporate ClassSignature Global Equity FundSignature Global Income & Growth Corporate ClassSignature Global Income & Growth FundSignature Global Infrastructure FundSignature Global REIT ClassSignature Global REIT FundSignature Global Resource Corporate ClassSignature Global Resource FundSignature Global Technology Corporate ClassSignature Gold Corporate ClassSignature High Income Corporate ClassSignature High Income FundSignature High Yield Bond ClassSignature High Yield Bond Corporate ClassSignature High Yield Bond FundSignature Income & Growth Corporate ClassSignature Income & Growth FundSignature Preferred Share FundSignature Select Canadian Corporate ClassSignature Select Canadian FundSignature Short-Term Bond FundSignature Systematic Yield PoolSilence Of The North - Universal Studios Canada Ltd. Cease TradedSilver Bear Resources PlcSilver Dollar Resources Inc.Silver Elephant Mining Corp.Silver Phoenix Resources Inc.Silver Sands Resources Corp.Silver Tiger Metals Inc.SILVERADO GOLD MINES LTD. Cease TradedSILVERCORP METALS INC.SilverCrest Metals Inc.Sintana Energy Inc.Sionna Canadian Equity Fund102 de 117 102 of 117






Sionna Opportunities FundSionna Strategic Income FundSIR Royalty Income FundSirius XM Holdings Inc.Skeena Resources LimitedSKG INTERACTIVE INC. Cease TradedSkylight Health Group Inc.Slate Grocery REITSlate Office REITSlater Steel Inc. Cease TradedSleep Country Canada Holdings Inc.SLMsoft Inc. Cease TradedSmartBe Global Value Momentum Trend Index ETFSmartCentres Real Estate Investment TrustSNC-Lavalin Group Inc.Snow Leopard Resources Inc. Cease TradedSobeys Inc.Societerra 100% Equity PortfolioSocieTerra Balanced PortfolioSocieTerra Conservative PortfolioSocieTerra Growth PortfolioSocieTerra Maximum Growth PortfolioSocieTerra Moderate PortfolioSoftimage Inc. Cease TradedSoftlab9 Technologies Inc.Solaris Resources Inc.SOLITARIO ZINC CORP.Sona Nanotech Inc.Sonde Resources Corp. Cease TradedSong Corporation, The Cease TradedSonor Investments LimitedSonora Diamond Corp. Ltd. Cease TradedSOPerior Fertilizer Corp.Sophiris Bio Inc. Cease TradedSource Energy Services Ltd.Source Life Sciences Inc. Cease TradedSouthampton Apartments Limited Partnership Cease TradedSouthern Pacific Resource Corp. Cease TradedSouthGobi Resources Ltd. Cease TradedSouthland Estates Limited Partnership Cease TradedSouthland Mall Limited Partnership Cease TradedSpackman Equities Group Inc.Spark Power Group Inc.Spartan Delta Corp.Specialty Foods Group Income Fund Cease TradedSpectra7 Microsystems Inc.Spectral Medical Inc.Spey Resources Corp.Spin Master Corp.Spinlogic Technologies Inc. Cease TradedSprott Inc.103 de 117 103 of 117






Sprott Physical Gold and Silver TrustSprott Physical Gold TrustSprott Physical Platinum and Palladium TrustSprott Physical Silver TrustSproutly Canada, Inc.Spyglass Resources Corp. Cease TradedSRAI Capital Corp.SRG Mining Inc.SRHI Inc.SSR Mining Inc.St. Augustine Gold and Copper LimitedSt. Clair Paint & Wallpaper Corporation Cease TradedSt. James Square Limited PartnershipStage Holdco Ltd.Stall Lake Mines Limited Cease TradedStampede Drilling Inc.Stampeder Exploration Ltd. Cease TradedStandard Lithium Ltd.Standard Uranium Ltd.Stantec Inc.Star Diamond CorporationStarlight Global Infrastructure FundStarlight Global Real Estate FundStarlight Hybrid Global Real Assets TrustStarlight U.S. Multi-Family (No. 1) Core Plus FundSteadyhand Builders FundSteadyhand Equity FundSteadyhand Founders FundSteadyhand Global Equity FundSteadyhand Global Small-Cap Equity FundSteadyhand Income FundSteadyhand Savings FundSteadyhand Small-Cap Equity FundStelco Holdings Inc.Stella-Jones Inc.STEP Energy Services Ltd.Steppe Gold Ltd.Sterling Shoes Inc. Cease TradedStingray Group Inc.Stone American Dividend Growth FundStone Covered Call Canadian Banks Plus FundStone Dividend Growth ClassStone Dividend Yield Hog FundStone Global Balanced FundStone Global ESG Strategy FundStone Global Growth FundStone Global Sustainability FundStone Growth FundStone Investment Group LimitedStone Mountain Holdings Inc. Cease TradedStorageVault Canada Inc.104 de 117 104 of 117






Storm Resources Ltd.Strategic Oil & Gas Ltd. Cease TradedStrathearn House Group Limited Cease TradedSubversive Capital Acquisition Corp.Subversive Real Estate Acquisition REIT LPSugarBud Craft Growers Corp.Sulliden Mining Capital Inc.Summit 2-B Limited Partnership, The Cease TradedSummit Industrial Income REITSun Life Assurance Company of CanadaSun Life BlackRock Canadian Composite Equity FundSun Life BlackRock Canadian Equity FundSun Life BlackRock Canadian Universe Bond FundSun Life Capital TrustSun Life Core Advantage Credit Private PoolSun Life Dynamic Equity Income FundSun Life Dynamic Strategic Yield FundSun Life Excel Emerging Markets FundSun Life Excel High Income FundSun Life Excel India Balanced FundSun Life Excel India FundSun Life Excel New India Leaders FundSun Life Financial Inc.Sun Life Global Dividend Private PoolSun Life Global Tactical Yield Private PoolSun Life Granite Balanced ClassSun Life Granite Balanced Growth ClassSun Life Granite Balanced Growth PortfolioSun Life Granite Balanced PortfolioSun Life Granite Conservative ClassSun Life Granite Conservative PortfolioSun Life Granite Enhanced Income PortfolioSun Life Granite Growth ClassSun Life Granite Growth PortfolioSun Life Granite Income PortfolioSun Life Granite Moderate ClassSun Life Granite Moderate PortfolioSun Life Granite Tactical Completion FundSun Life JPMorgan International Equity FundSun Life MFS Canadian Bond FundSun Life MFS Canadian Equity FundSun Life MFS Dividend Income FundSun Life MFS Global Growth ClassSun Life MFS Global Growth FundSun Life MFS Global Total Return FundSun Life MFS Global Value FundSun Life MFS International Opportunities ClassSun Life MFS International Opportunities FundSun Life MFS International Value FundSun Life MFS Low Volatility Global Equity FundSun Life MFS Low Volatility International Equity Fund105 de 117 105 of 117






Sun Life MFS U.S. Equity FundSun Life MFS U.S. Growth ClassSun Life MFS U.S. Growth FundSun Life MFS U.S. Value FundSun Life Milestone 2025 FundSun Life Milestone 2030 FundSun Life Milestone 2035 FundSun Life Milestone Global Equity FundSun Life Money Market ClassSun Life Money Market FundSun Life Multi-Strategy Bond FundSun Life NWQ Flexible Income FundSun Life Opportunistic Fixed Income Private PoolSun Life Real Assets Private PoolSun Life Schroder Global Mid Cap FundSun Life Tactical Balanced ETF PortfolioSun Life Tactical Conservative ETF PortfolioSun Life Tactical Equity ETF PortfolioSun Life Tactical Fixed Income ETF PortfolioSun Life Tactical Growth ETF PortfolioSun Life U.S. Core Fixed Income FundSun Residential Real Estate Investment TrustSun-Times Media Group, Inc. 1a, 1b, 1c, 1eSuncor Energy Inc.Sundial Growers Inc.SunOpta Inc.Sunstone Opportunity (2006) Debenture FundSunstone Opportunity (2006) Realty TrustSunstone Opportunity (2007) Mortgage FundSunstone Opportunity (2007) Realty TrustSunstone Opportunity Fund (2005) Limited PartnershipSunstone U.S. (No. 2) L.P.Superior Gold Inc.Superior Plus Corp.Supreme Cannabis Company, Inc., TheSupremex Inc.Surge Energy Inc.Surrey Place Limited Partership, The Cease TradedSustainable Infrastructure Dividend FundSustainable Innovation & Health Dividend FundSwiss Water Decaffeinated Coffee Inc.Sylvan Park Estates Limited Partnership Cease TradedSymmetry Balanced PortfolioSymmetry Balanced Portfolio ClassSymmetry Canadian Bond FundSymmetry Canadian Equity FundSymmetry Comprehensive Equity FundSymmetry Conservative Income PortfolioSymmetry Conservative Income Portfolio ClassSymmetry Conservative PortfolioSymmetry Conservative Portfolio Class106 de 117 106 of 117






Symmetry Equity Portfolio ClassSymmetry Fixed Income PortfolioSymmetry Global Bond FundSymmetry Growth PortfolioSymmetry Growth Portfolio ClassSymmetry Low Volatility FundSymmetry Moderate Growth PortfolioSymmetry Moderate Growth Portfolio ClassSymmetry US Equity FundSymphony Floating Rate Senior Loan FundSynergy American Corporate ClassSynergy American FundSynergy Canadian Corporate ClassSynergy Global Corporate ClassSynodon Inc. Cease TradedT. Rowe Price - IG U.S. Equity PoolTactical Sovereign Bond FundTAG Oil LtdTahera Diamond Corporation Cease TradedTaiga Building Products Ltd.Talborne Capital Corporation Cease TradedTalon Metals Corp.Tamarack Valley Energy Ltd.Tanbridge Corporation, The Cease TradedTangerine Balanced ETF PortfolioTangerine Balanced Growth ETF PortfolioTangerine Balanced Growth PortfolioTangerine Balanced Income PortfolioTangerine Balanced PortfolioTangerine Dividend PortfolioTangerine Equity Growth ETF PortfolioTangerine Equity Growth PortfolioTap Capital Corp. Cease TradedTaseko Mines LimitedTC Energy CorporationTCT Logistics Inc. Cease TradedTD Active Global Enhanced Dividend ETFTD Active Global Equity Growth ETFTD Active Global Income ETFTD Active Global Infrastructure Equity ETFTD Active Global Real Estate Equity ETFTD Active Preferred Share ETFTD Active U.S. Enhanced Dividend ETFTD Active U.S. High Yield Bond ETFTD Advantage Balanced Growth PortfolioTD Advantage Balanced Income PortfolioTD Advantage Balanced PortfolioTD Balanced Growth FundTD Balanced Index FundTD Canadian Aggregate Bond Index ETFTD Canadian Blue Chip Dividend Fund107 de 117 107 of 117






TD Canadian Bond FundTD Canadian Bond Index FundTD Canadian Core Plus Bond FundTD Canadian Corporate Bond FundTD Canadian Diversified Yield FundTD Canadian Equity ClassTD Canadian Equity FundTD Canadian Equity Index ETFTD Canadian Equity PoolTD Canadian Equity Pool ClassTD Canadian Index FundTD Canadian Large-Cap Equity FundTD Canadian Long Term Federal Bond ETFTD Canadian Low Volatility ClassTD Canadian Low Volatility FundTD Canadian Low Volatility PoolTD Canadian Money Market FundTD Canadian Small-Cap Equity ClassTD Canadian Small-Cap Equity FundTD Capital Trust IVTD China Income & Growth FundTD Comfort Aggressive Growth PortfolioTD Comfort Balanced Growth PortfolioTD Comfort Balanced Income PortfolioTD Comfort Balanced PortfolioTD Comfort Conservative Income PortfolioTD Comfort Growth PortfolioTD Corporate Bond Plus FundTD Diversified Monthly Income FundTD Dividend Growth ClassTD Dividend Growth FundTD Dividend Income ClassTD Dividend Income FundTD Dow Jones Industrial Average Index FundTD Emerald Balanced FundTD Emerald Canadian Bond Index FundTD Emerald Canadian Equity Index FundTD Emerald Canadian Short Term Investment FundTD Emerald Canadian Treasury Management - Government of Canada FundTD Emerald Canadian Treasury Management FundTD Emerald International Equity Index FundTD Emerald U.S. Market Index FundTD Emerging Markets ClassTD Emerging Markets FundTD Emerging Markets Low Volatility FundTD European Index FundTD Fixed Income PoolTD FundSmart Managed Aggressive Growth PortfolioTD FundSmart Managed Balanced Growth PortfolioTD FundSmart Managed Income & Moderate Growth PortfolioTD Global Balanced Opportunities Fund108 de 117 108 of 117






TD Global Conservative Opportunities FundTD Global Core Plus Bond FundTD Global Entertainment & Communications FundTD Global Equity Focused FundTD Global Equity PoolTD Global Equity Pool ClassTD Global Income FundTD Global Low Volatility ClassTD Global Low Volatility FundTD Global Risk Managed Equity ClassTD Global Risk Managed Equity FundTD Global Tactical Monthly Income FundTD Global Technology Leaders Index ETFTD Global Unconstrained Bond FundTD Health Sciences FundTD High Yield Bond FundTD Income Advantage PortfolioTD Income Builder ETFTD Income Opportunities PoolTD International Equity CAD Hedged Index ETFTD International Equity Index ETFTD International Index Currency Neutral FundTD International Index FundTD International Stock ClassTD International Stock FundTD Managed Aggressive Growth ETF PortfolioTD Managed Aggressive Growth PortfolioTD Managed Balanced Growth ETF PortfolioTD Managed Balanced Growth PortfolioTD Managed Income & Moderate Growth ETF PortfolioTD Managed Income & Moderate Growth PortfolioTD Managed Income ETF PortfolioTD Managed Income PortfolioTD Managed Index Aggressive Growth PortfolioTD Managed Index Balanced Growth PortfolioTD Managed Index Income & Moderate Growth PortfolioTD Managed Index Income PortfolioTD Managed Index Maximum Equity Growth PortfolioTD Managed Maximum Equity Growth ETF PortfolioTD Managed Maximum Equity Growth PortfolioTD Monthly Income FundTD Morningstar ESG Canada Equity Index ETFTD Morningstar ESG International Equity Index ETFTD Morningstar ESG U.S. Equity Index ETFTD Nasdaq Index FundTD North American Dividend FundTD North American Small-Cap Equity FundTD North American Sustainability Balanced FundTD North American Sustainability Equity FundTD One-Click Aggressive ETF PortfolioTD One-Click Conservative ETF Portfolio109 de 117 109 of 117






TD One-Click Moderate ETF PortfolioTD Opportunities PoolTD Precious Metals FundTD Premium Money Market FundTD Q Canadian Dividend ETFTD Q Canadian Low Volatility ETFTD Q Global Dividend ETFTD Q Global Multifactor ETFTD Q International Low Volatility ETFTD Q U.S. Low Volatility ETFTD Q U.S. Small-Mid-Cap Equity ETFTD Real Return Bond FundTD Resource FundTD Retirement Balanced PortfolioTD Retirement Conservative PortfolioTD Risk Management PoolTD Risk Reduction PoolTD Risk Reduction Pool - US$TD Science & Technology FundTD Select Short Term Corporate Bond Ladder ETFTD Select U.S. Short Term Corporate Bond Ladder ETFTD Short Term Bond FundTD Short Term Investment ClassTD Tactical Monthly Income ClassTD Tactical Monthly Income FundTD Tactical PoolTD Tactical Pool ClassTD U.S. Blue Chip Equity FundTD U.S. Corporate Bond FundTD U.S. Dividend Growth FundTD U.S. Equity CAD Hedged Index ETFTD U.S. Equity Index ETFTD U.S. Equity PoolTD U.S. Index Currency Neutral FundTD U.S. Index FundTD U.S. Long Term Treasury Bond ETFTD U.S. Low Volatility FundTD U.S. Mid-Cap Growth ClassTD U.S. Mid-Cap Growth FundTD U.S. Money Market FundTD U.S. Monthly Income FundTD U.S. Monthly Income Fund - C$TD U.S. Quantitative Equity FundTD U.S. Risk Managed Equity ClassTD U.S. Risk Managed Equity FundTD U.S. Small-Cap Equity FundTD Ultra Short Term Bond FundTD US$ Retirement PortfolioTDb Split Corp.TDL Group Corp., TheTeal Valley Health Inc.110 de 117 110 of 117






TearLab Corporation 1b, 1c, 1eTeck Resources LimitedTecsys Inc.Tee-Comm Electronics Inc. Cease TradedTeleglobe Inc. Cease TradedTelescene Film Group Inc. Cease TradedTELUS Communications Inc.TELUS CorporationTemple Green Apartment ProjectTempleton EAFE Developed Markets FundTempleton Emerging Markets Corporate ClassTempleton Emerging Markets FundTempleton Global Balanced FundTempleton Global Bond FundTempleton Global Bond Fund (Hedged)Templeton Global Smaller Companies Corporate ClassTempleton Global Smaller Companies FundTempleton Global Smaller Companies Fund IITempleton Growth Corporate ClassTempleton Growth FundTempleton International Stock Corporate ClassTempleton International Stock FundTempleton International Stock Fund IITeraGo Inc.Teranga Gold CorporationTeras Resources Inc.Terra Energy Corp. Cease TradedTerra Firma Capital CorporationTerraVest Industries Inc.Tervita CorporationTethys Petroleum LimitedTetra Bio-Pharma Inc.Tetratel Inc. Cease TradedTFI International Inc.TG Residential Value Properties Ltd. Cease TradedThe McElvaine Investment TrustTheralase Technologies Inc.Theratechnologies Inc.Thermal Energy International Inc.Thomson Reuters CorporationThreegold Resources Inc. Cease TradedTHUNDER RIVER ENTERPRISES INC.Tidewater Midstream and Infrastructure Ltd.Tilray, Inc.Timbercreek Financial Corp.Timbercreek Global Real Estate Income FundTimes Three Wireless Inc. Cease TradedTIMIA Capital Corp.Timminco Limited Cease TradedTinka Resources LimitedTitan Mining Corporation111 de 117 111 of 117






TLC Vision Corporation Cease TradedTMAC Resources Inc.TMX Group LimitedTop 10 Canadian Financial TrustTop 10 Split TrustTop 20 U.S. Dividend TrustTopaz Energy Corp.TORC Oil & Gas Ltd.Torex Gold Resources Inc.Toro Dorado Minerals Inc.Toromont Industries Ltd.Toronto Hydro CorporationToronto-Dominion Bank, TheTotal Energy Services Inc.Touchstone Exploration Inc.Tourmaline Oil Corp.TR Finance LLCTradex Bond FundTradex Equity Fund LimitedTradex Global Equity FundTransAlta CorporationTransAlta Renewables Inc.Transat A.T. inc.TransCanada PipeLines LimitedTransCanada TrustTranscontinental Inc.TransGlobe Energy CorporationTree Island Steel Ltd.Trenchant Capital Corp.Trevali Mining CorporationTrez Capital Senior Mortgage Investment CorporationTrican Well Service Ltd.Tricon Residential Inc.Trillium Therapeutics Inc.Trilogy International Partners Inc.Trilogy Metals Inc.TriSummit Utilities Inc.Trisura Group Ltd.Triumph Ventures II Corporation Cease TradedTroilus Gold Corp.True North Commercial Real Estate Investment TrustTrulieve Cannabis Corp.Tucows Inc.Tudale Exploration Ltd. Cease TradedTudor Corporation Ltd. Cease TradedTURBODYNE TECHNOLOGIES INC. Cease TradedTurmalina Metals Corp.TURNKEY E&P INC. Cease TradedTurquoise Hill Resources Ltd.TVA Group Inc.TVI Pacific Inc.112 de 117 112 of 117






TWC Enterprises LimitedTwin Butte Energy Ltd. Cease TradedU.S. Banks Income & Growth FundU.S. Dollar Cash Management FundU.S. Financials Income FundU.S. High Yield Bond FundU.S. Large Cap Index FundU.S. Large Company Equity FundU.S. Small Company Equity FundU3O8 Corp.Ucore Rare Metals Inc.UEX CorporationUni-Sélect Inc.Unirom Technologies Inc. Cease TradedUNISYNC Corp.United Keno Hill Mines Limited Cease TradedUnited Tire & Rubber Co. Limited Cease TradedUr-Energy Inc.Uranium Energy Corp.Uranium Participation CorporationUranium Royalty Corp.Urbana CorporationUrtheCast Corp. Cease TradedUS Equity Alpha Corporate ClassUS Equity Alpha PoolUS Equity Growth Corporate ClassUS Equity Growth PoolUS Equity Small Cap Corporate ClassUS Equity Small Cap PoolUS Equity Value Corporate ClassUS Equity Value Currency Hedged Corporate ClassUS Equity Value Currency Hedged PoolUS Equity Value PoolUS Financial 15 Split Corp.Vail Resorts, Inc.Valens Company Inc., TheVALEO PHARMA INC.Valeura Energy Inc.Valley Oil & Gas Corp. Cease TradedVanguard All-Equity ETF PortfolioVanguard Balanced ETF PortfolioVanguard Canadian Aggregate Bond Index ETFVanguard Canadian Corporate Bond Index ETFVanguard Canadian Government Bond Index ETFVanguard Canadian Long-Term Bond Index ETFVanguard Canadian Short-Term Bond Index ETFVanguard Canadian Short-Term Corporate Bond Index ETFVanguard Conservative ETF PortfolioVanguard Conservative Income ETF PortfolioVanguard FTSE Canada All Cap Index ETFVanguard FTSE Canada Index ETF113 de 117 113 of 117






Vanguard FTSE Canadian Capped REIT Index ETFVanguard FTSE Canadian High Dvidend Yield Index ETFVanguard FTSE Developed All Cap ex North America Index ETFVanguard FTSE Developed All Cap ex North America Index ETF (CAD-hedged)Vanguard FTSE Developed All Cap ex U.S. Index ETFVanguard FTSE Developed All Cap ex U.S. Index ETF (CAD hedged)Vanguard FTSE Developed Asia Pacific All Cap Index ETFVanguard FTSE Developed Europe All Cap Index ETFVanguard FTSE Developed ex North America High Dividend Yield Index ETFVanguard FTSE Emerging Markets All Cap Index ETFVanguard FTSE Global All Cap ex Canada Index ETFVanguard Global Aggregate Bond Index ETF (CAD-hedged)Vanguard Global Balanced FundVanguard Global Dividend FundVanguard Global ex-U.S. Aggregate Bond Index ETF (CAD-hedged)Vanguard Global Minimum Volatility ETFVanguard Global Momentum Factor ETFVanguard Global Value Factor ETFVanguard Growth ETF PortfolioVanguard International Growth FundVanguard Retirement Income ETF PortfolioVanguard S&P 500 Index ETFVanguard S&P 500 Index ETF (CAD-hedged)Vanguard U.S. Aggregate Bond Index ETF (CAD-hedged)Vanguard U.S. Dividend Appreciation Index ETFVanguard U.S. Dividend Appreciation Index ETF (CAD-hedged)Vanguard U.S. Total Market Index ETFVanguard U.S. Total Market Index ETF (CAD-hedged)Vanguard Windsor U.S. Value FundVBI Vaccines Inc.Vecima Networks Inc.Velan Inc.Venator Alternative Income FundVentureLink Innovation Fund Inc.Verde AgriTech PlcVeritas Absolute Return FundVeritas Canadian Equity FundVermilion Energy Inc.VersaBankVersatech Group Inc., The Cease TradedVeta Resources Inc.VEXT Science, Inc.Viavi Solutions Inc.Vibe Growth CorporationVictoria Gold Corp.Victory Nickel Inc.Vietnam: "The Ten Thousand Day War" Cease TradedVigil Health Solutions Inc.Village Farms International, Inc.Virginia Hills Oil Corp. Cease TradedVirtutone Networks Inc. Cease Traded114 de 117 114 of 117






Visa Inc.Visible Gold Mines Inc.Vision Alternative Income FundVision Market Neutral Alternative FundVista Gold Corp.ViveRE Communities Inc.Vivione Biosciences Inc. Cease TradedVIVO Cannabis Inc.Vizsla Resources Corp.Voleo Trading Systems, Inc.VOTI Detection Inc.Vox Royalty Corp.VOYAGEUR MINERAL EXPLORERS CORP.VPI Canadian Balanced PoolVPI Canadian Equity PoolVPI Corporate Bond PoolVPI Dividend Growth PoolVPI Global Equity PoolVPI Income PoolVPI Mortgage PoolVPI Value PoolVuzix CorporationWainoco 77 Canada Cease TradedWainoco 80 Canada Cease TradedWajax CorporationWaldron Energy Corporation Cease TradedWallbridge Mining Company LimitedWalter Energy, Inc.Walton Edgemont Devlopment Corporation Cease TradedWalton Ontario Land L.P. 1 Cease TradedWaratah Alternative Equity Income FundWaratah Alternative ESG FundWaste Connections, Inc.Wavefront Global Diversified Investment ClassWAVERLEY PHARMA INC.Wavve Telecommunications, Inc. Cease TradedWayland Group Corp. Cease TradedWaypoint All Weather Alternative FundWealthsimple Developed Markets ex North America Socially Responsible Index ETFWealthsimple North America Socially Responsible Index ETFWeedMD Inc.WELL Health Technologies Corp.Wellington - IG Global Equity Hedge PoolWells Fargo Canada CorporationWescan Goldfields Inc.Wesdome Gold Mines Ltd.Wespac Mining Corp. Cease TradedWest Fraser Timber Co. Ltd.West Vault Mining Inc.Westaim Corporation, TheWestcan Ontario (6) Limited Partnership Cease Traded115 de 117 115 of 117






Westcan Properties Saskatchewan (1) Limited Partnership Cease TradedWestcoast Energy Inc.Western Copper and Gold CorporationWestern Energy Services Corp.Western Forest Products Inc.Western Investment Company of Canada Limited, TheWestern Plains Petroleum Ltd. Cease TradedWestern Resources Corp.Westphalia Dev. Corp.Westport Fuel Systems Inc.WestRock CompanyWestshore Terminals Investment CorporationWheaton Precious Metals Corp.Whistler Blackcomb Holdings Inc.White Gold Corp.Whitecap Resources Inc.Whitehorse Gold Corp.Whitemud Resources Inc.WildBrain Ltd.Williston Wildcatters Oil Corporation Cease TradedWilloughby Investment PoolWillow Biosciences Inc.Wilmington Capital Management Inc.Winnipeg Commercial Properties Limited Partnership Cease TradedWinpak Ltd.Winston Gold Corp.Wise 100% Equity ETF PortfolioWise Balanced ETF PortfolioWise Conservative ETF PortfolioWise Fixed Income ETF PortfolioWise Growth ETF PortfolioWise Maximum Growth ETF PortfolioWolfden Resources CorporationWolverine Energy and Infrastructure Inc.Woodfine Professional Centres Limited Partnership Cease TradedWoodward's Limited Cease TradedWorld Financial Split Corp.World Wide Minerals Ltd. Cease TradedWPT Industrial Real Estate Investment TrustWRKCo Inc.WSP Global Inc.Wysdom Inc. Cease TradedX-Terra Resources Inc.Xebec Adsorption Inc.Xerox CorporationXinergy Ltd. Cease TradedXPEL, Inc.XPhyto Therapeutics Corp.XXL Energy Corp.Yamana Gold Inc.Yellow Pages Digital & Media Solutions Limited116 de 117 116 of 117






Yellow Pages LimitedYnvisible Interactive Inc.Yorkville American QVR Enhanced Protection ClassYorkville Canadian QVR Enhanced Protection ClassYorkville Enhanced Protection ClassYorkville Global Opportunities ClassYorkville Health Care Opportunities ClassYorkville International QVR Enhanced Protection ClassYorkville Optimal Return Bond ClassYoung Australian Mines Ltd.YTM Capital Fixed Income Alternative FundZargon Oil & Gas Ltd. 1b, 1c, 1eZedcor Inc.ZEN Graphene Solutions Ltd.Zenabis Global Inc.Zenith Capital Corp.Zephyr Minerals Ltd.Zincore Metals Inc.ZTR Acquisition Corp.Zungui Haixi Corporation Cease TradedZymeworks Inc.

117 de 117 117 of 117

commission des valeurs mobilières du manitoba liste d ...algernon pharmaceuticals inc. algo group...

Documents