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Research Data Management at Humboldt-Universität zu Berlin– Status Quo and Perspectives

Séminaire DRTD-SHS« Les données de la recherche dans les humanités numériques »

Maxi KindlingBerlin School of Library and Information Science

Humboldt-Universität zu Berlin

1

• Who are we and what do we do?• What are research data?• Why research data management?• Which services does HU Berlin offer?• Research data management for PhD projects?• Project re3data.org

2

Agenda

Maxi Kindling, MESHS Lille, 2 February 2015

Who are weand what do we do?

3Maxi Kindling, MESHS Lille, 2 February 2015

4

BSLIS Information Management Department

Maxi Kindling, MESHS Lille, 2 February 2015

Topics:

Electronic PublishingOpen AccessResearch Data Information ManagementFocus:

Information Infrastructure (Facilities and Services)Cooperation:

Computer and Media Service and University Library

5

edoc – Institutional Repository

Maxi Kindling, MESHS Lille, 2 February 2015

http://edoc.hu-berlin.de

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Research data management

Maxi Kindling, MESHS Lille, 2 February 2015

https://www.cms.hu-berlin.de/de/dataman/

What are research data?

7

Agenda

Maxi Kindling, MESHS Lille, 2 February 2015

Online survey 2013, response rate: 499 participantsresp. ~ 24 % of target group from all disciplines

8

RDM survey at HU Berlin

Maxi Kindling, MESHS Lille, 2 February 2015

27

24

30

21

15

86 6

33

11

5

31

14 14

20

7

11

8

5 5

15

1112 12

31

6

1716

9

14

31

24

0

5

10

15

20

25

30

35

1

Participants with respect touniversity departments (n=499)

LAW LGF BIO CHEM PHYSICS GEOGR COMP MATH PSYCH IBI EUR-ETHN

HIST PHILOS ENGL GER-LIT IDSL CLASS ROMAN SLAV ARCH ASA CULTURE

IKB MUS-MED SOC GENDER EDU REHAB SPORT THEOLG WF OTHER

9

RDM survey at HU Berlin

Maxi Kindling, MESHS Lille, 2 February 2015

134 132

66 67

152

120

20

305

62

0

50

100

150

200

250

300

350

Where does your research data derive from? Please indicate your main sources.

Observations Experiments Simulations

Images Surveys and interviews Statistics and reference data

Logfiles and usage data Text documents Other (please specify)

10

RDM survey at HU Berlin

Maxi Kindling, MESHS Lille, 2 February 2015

164

55

101 96

330

199219

10391

18

0

50

100

150

200

250

300

350

Please indicate data types more specifically.

Images Multi-dimensional visualisations and modelsAudio recordings Video recordingsTexts SpreadsheetsDatabases Programmes and applicationsData specific for your field or instrument Other (please specify)

11

RDM survey at HU Berlin

Maxi Kindling, MESHS Lille, 2 February 2015

50

11 11 11

64

23

55

4

16

21

15

0

10

20

30

40

50

60

Please indicate specificdata types you work with.

Statistic analysis Text-corpora / annotations GIS dataTopographic data Satellite imagery Remote sensingSpectra Measurement series Climate modellingPatient data Surveys Other (please specify)

„Living“ definition from LIS perspective:“[…] research data is defined as digital data being a (descriptive) part or the result of a research process. This process covers all stages of research, ranging from research data generation, which may be in an experiment in the sciences, an empirical study in the social sciences or observations of cultural phenomena, to the publication of research results. Digital research data occur in different data types, levels of aggregation and data formats, informed by the research disciplines and their methods. With regards to the purpose of access for use and re-use of research data, digital research data are of no value without their metadata and proper documentation describing their context and the tools used to create, store, adapt, and analyze them.” (Pampel et al., 2013 based on Kindling/Schirmbacher, 2013)

12

Definition of research data

Maxi Kindling, MESHS Lille, 2 February 2015

Short version:“Research data means all data that was created in the course of research or results from it. Since the generation or collection of research data depends on a variety of research questions and methods, followed by processing, analysis and publishing and/or archiving, the data may involve a range of media, aggregation levels and formats. Sharing and reusing research data requires documentation about the original context and about tools that were used.”(HU Berlin Research Data Policy, 2014)

13

Definition of research data

Maxi Kindling, MESHS Lille, 2 February 2015

Pragmatic approach:Research data is all digital data that results from your phd project or you make use of. It can be measurement or experimental data, statistical data, text, audio, images and the like. (Survey on PhD theses and research data, 2015)

14

Definition of research data

Maxi Kindling, MESHS Lille, 2 February 2015

Term has an undefined extension: • Interdisciplinary, disciplinary, community-related,

individual approaches Information infrastructure services and facilities formany disciplines• Significance of RD in scholarly communication Common understanding of „publication“, but „RD“?

15

Definition of research data: Aspects

Maxi Kindling, MESHS Lille, 2 February 2015

Why research datamanagement?

16Maxi Kindling, MESHS Lille, 2 February 2015

• Technology makes it possible.• Communication networks enabling distribution and

networks• Tools for data processing and analysing• „Data-driven science“

• Research integrity and transparency requires researchdata sharing.

• Re-use and visibility are encouraged and acceleratedby Open Access.

17

Why RDM?

Maxi Kindling, MESHS Lille, 2 February 2015

• Technology makes it possible.• Communication networks enabling distribution and

networks• Tools for data processing and analysing• „Data-driven science“

• Research integrity and transparency requires researchdata sharing.

• Re-use and visibility are encouraged and acceleratedby Open Access.

18

Why RDM?

Maxi Kindling, MESHS Lille, 2 February 2015

19

Safeguarding Good Scientific Practice (1998, 2013)

Maxi Kindling, MESHS Lille, 2 February 2015

http://www.dfg.de/download/pdf/dfg_im_profil/reden_stellungnahmen/download/empfehlung_wiss_praxis_1310.pdf

20

Pilot on Open Research Data in Horizon 2020 (2013)

http://ec.europa.eu/research/participants/data/ref/h2020/grants_manual/hi/oa_pilot/h2020-hi-oa-data-mgt_en.pdf

Maxi Kindling, MESHS Lille, 2 February 2015

„[…] deposit in a research data repository […]“„A DMP […] outlining how research data will behandled during a research project […]“

21

Journal Policies (PLOS One)

http://www.plosone.org/static/policies.action#sharingh

Maxi Kindling, MESHS Lille, 2 February 2015

„PLOS journals require authors to make all data underlying the findings described in their manuscript fully available withoutrestriction, with rare exception.“

Berlin Declaration on Open Access 2003

„Open access contributions include original scientificresearch results, raw data and metadata, sourcematerials, digital representations of pictorial and

graphical materials and scholarly multimedia material.“

22Maxi Kindling, MESHS Lille, 2 February 2015

http://openaccess.mpg.de/Berlin-Declaration

23

Research Data Management Policy HU Berlin

Maxi Kindling, MESHS Lille, 2 February 2015

https://www.cms.hu-berlin.de/de/ueberblick/projekte/dataman/policy/policy-en/rdm-eng-policy

„HU researchers are committed to the secure storage, processing, documentation and preservation of their research data for the long term. Responsibility for ensuring these processes lies with HU staff in charge of research projects or programmes.“

24

Research Data Management Policy HU Berlin

Maxi Kindling, MESHS Lille, 2 February 2015

https://www.cms.hu-berlin.de/de/ueberblick/projekte/dataman/policy/policy-en/rdm-eng-policy

„All HU researchers are encouraged to process research data resulting from their research activities according to the conventions and standards of their respective scientific community. They should document the complete research lifecycle including tools and procedures that they used.“

25

Research Data Management Policy HU Berlin

Maxi Kindling, MESHS Lille, 2 February 2015

https://www.cms.hu-berlin.de/de/ueberblick/projekte/dataman/policy/policy-en/rdm-eng-policy

„HU researchers should take responsibility for deciding at what time and on what legal terms research data may be accessed. […] recommends making research data as well as scholarly publications publicly available in a timely manner. […]”

26

Research Data Management Policy HU Berlin

Maxi Kindling, MESHS Lille, 2 February 2015

https://www.cms.hu-berlin.de/de/ueberblick/projekte/dataman/policy/policy-en/rdm-eng-policy

„Research data underlying scholarly publications should be archived for the long-term and/or published in an appropriate trustworthy data archive or repository. They count as scholarly research output at Humboldt-Universitätzu Berlin.“

Which services doesHU Berlin offer?

27

Agenda

Maxi Kindling, MESHS Lille, 2 February 2015

28

Research Data Management Policy HU Berlin

Maxi Kindling, MESHS Lille, 2 February 2015

https://www.cms.hu-berlin.de/de/ueberblick/projekte/dataman/policy/policy-en/rdm-eng-policy

„Humboldt-Universität zu Berlin has commited itself to establishing the means to enable this policy to be fulfilled.“

29

RDM survey at HU Berlin

Maxi Kindling, MESHS Lille, 2 February 2015

153 157

237

256

123 122

277

48

22

0

50

100

150

200

250

300

What support or services doyou wish to have at HU?

general issues

citing and publishing data

technical issues

legal issues

specific issues

data management plan

Secured and backed-up storage

no need for support or services

Other (please specify)

• Since 2012: Cooperation between• Service Center for Research (SZF), • Computer and Media Service (CMS), • University Library (UB); • Leaded by Vice President for Research• and supported by BSLIS• 1 FTE at CMS

30

RDM initiative at HU Berlin

Maxi Kindling, MESHS Lille, 2 February 2015

• 2013: Survey on RDM (Report available in DE, RD available in DE and EN)

• 2013-2014: 17 follow-up interviews (Report available in DE)

• 2014: Research Data Management Policy andguidelines (Available in DE and EN)

• 2014: Guidance for creating DMP (Following DMPOnline, translation in DE)

• 2015: Pilot services for PhD theses and RD (Survey results will be available)

31

RDM initiative at HU Berlin

Maxi Kindling, MESHS Lille, 2 February 2015

Research datamanagement

for PhD projects?

32Maxi Kindling, MESHS Lille, 2 February 2015

Preliminary results (n=185)! (Online survey from 19-31 January 2015)

33

Survey: PhD thesis and research data

Maxi Kindling, MESHS Lille, 2 February 2015

No48%

Yes52%

Do you plan to publish your thesis electronically on edoc? (abbr.; n=185)

Preliminary results! (Online survey from 19-31 January 2015)

34

Survey: PhD thesis and research data

Maxi Kindling, MESHS Lille, 2 February 2015

Yes19%

No81%

Do you have an archiving concept? (abbr.; n=185)

Preliminary results (n=185)! (Online survey from 19-31 January 2015)

35

Survey: PhD thesis and research data

Maxi Kindling, MESHS Lille, 2 February 2015

Yes, and already use an archive.

7%

Yes, but don't know how.

62%

No, due to legal reasons.

17%

No, I don't want to.

14%

Do you want to publish your data?(abbr.; n=76)

• Ongoing: Institutional concept (Internal report)

• Support in legal questions• Training, workshops, tutorials• Data deposit / data publication

36

RDM initiative at HU Berlin

Maxi Kindling, MESHS Lille, 2 February 2015

37

RDM survey at HU Berlin

Maxi Kindling, MESHS Lille, 2 February 2015

434

3722 20

5039

111

28

0

50

100

150

200

250

300

350

400

450

500

Who is currently responsible for storing, back up or archiving your research data?

Myself

My assistant

PhD student

Project or group manager

Special staff within myworking group or departmentCMS staff

Library staff

External service provider

Other (please specify)

„Where can we archiveand publish ourresearch data?“

38Maxi Kindling, MESHS Lille, 2 February 2015

39

re3data.org: Registry of Research Data Repositories

Maxi Kindling, MESHS Lille, 2 February 2015

40

re3data.org: Registry of Research Data Repositories

Maxi Kindling, MESHS Lille, 2 February 2015

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re3data.org: Registry of Research Data Repositories

Maxi Kindling, MESHS Lille, 2 February 2015

• Awareness and engagement of researchers• Drivers and barriers of data sharing• Acknowledgement and scientific credit• Metadata description and data documentation• Data curation and longterm preservation• Building own repositories or use other services?• …

42

Ongoing…

Maxi Kindling, MESHS Lille, 2 February 2015

43

Practice what you preach…

Maxi Kindling, MESHS Lille, 2 February 2015

Merci beaucoup pour votre attention!

www.cms.hu-berlin.de/dataman

References: http://bit.ly/1msuDfB

@maxi_ki

44Maxi Kindling, MESHS Lille, 2 February 2015

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